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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$303M
AUM Growth
-$41.8M
Cap. Flow
-$50.9M
Cap. Flow %
-16.78%
Top 10 Hldgs %
44.6%
Holding
248
New
11
Increased
52
Reduced
122
Closed
49

Top Buys

Rank Stock Value
1
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$1.94M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.21M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$813K
4
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$774K
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$685K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$6.69M
2
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$3.57M
3
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$3.3M
4
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$2.37M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.26M

Sector Composition

Rank Sector Weight
1 Technology 8.37%
2 Consumer Discretionary 5.88%
3 Financials 4.9%
4 Communication Services 4.07%
5 Healthcare 2.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORCL icon
226
Oracle
ORCL
$423B
– –
-5,517
Closed -$357K
PANW icon
227
Palo Alto Networks
PANW
$297B
– –
-3,456
Closed -$205K
PCG icon
228
PG&E
PCG
$38.5B
– –
-10,531
Closed -$131K
PNC icon
229
PNC Financial Services
PNC
$101B
– –
-1,382
Closed -$206K
PPG icon
230
PPG Industries
PPG
$26.6B
– –
-2,400
Closed -$346K
RODM icon
231
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
– –
-51,087
Closed -$1.45M
SDY icon
232
State Street SPDR S&P Dividend ETF
SDY
$22.1B
– –
-8,119
Closed -$860K
SHYG icon
233
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
– –
-5,929
Closed -$269K
SPYG icon
234
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.4B
– –
-19,913
Closed -$1.1M
SPYX icon
235
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.88B
– –
-9,957
Closed -$308K
SRE icon
236
Sempra
SRE
$54.8B
– –
-6,688
Closed -$426K
SUSC icon
237
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
– –
-12,421
Closed -$352K
TJX icon
238
TJX Companies
TJX
$178B
– –
-3,532
Closed -$241K
TRV icon
239
Travelers Companies
TRV
$80.2B
– –
-1,560
Closed -$219K
TXN icon
240
Texas Instruments
TXN
$261B
– –
-3,262
Closed -$535K
USB icon
241
US Bancorp
USB
$99.6B
– –
-7,112
Closed -$331K
VMC icon
242
Vulcan Materials
VMC
$36.9B
– –
-1,586
Closed -$235K
WABC icon
243
Westamerica Bancorp
WABC
$1.37B
– –
-5,266
Closed -$291K
WMB icon
244
Williams Companies
WMB
$86.1B
– –
-10,394
Closed -$208K
WM icon
245
Waste Management
WM
$91B
– –
-2,105
Closed -$248K
ZTS icon
246
Zoetis
ZTS
$30B
– –
-2,292
Closed -$379K
EQIN
247
Columbia U.S. Equity Income ETF
EQIN
$312M
– –
-10,062
Closed -$301K
BIG
248
DELISTED
Big Lots, Inc.
BIG
– –
-4,900
Closed -$210K
6 7 8 9
10

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MAM
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KCM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, Golden State Wealth Management held 248 positions worth $303M, down 12% from $345M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Golden State Wealth Management withdrew a net $50.9M in Q1 2021, closing 49 positions and reducing 122 holdings. Its most notable exit was VictoryShares US 500 Volatility Wtd ETF, an estimated $3.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Golden State Wealth Management opened a new position in State Street Industrial Select Sector SPDR ETF worth $422K.

  • Golden State Wealth Management's largest Q1 2021 buy was State Street Industrial Select Sector SPDR ETF: 4,295 shares worth $422K.
  • Golden State Wealth Management added most to State Street SPDR Portfolio Aggregate Bond ETF in Q1 2021, an estimated $1.94M increase.
  • Golden State Wealth Management's biggest Q1 2021 reduction was Apple, cutting an estimated $6.69M.
  • Golden State Wealth Management fully exited VictoryShares US 500 Volatility Wtd ETF in Q1 2021, selling an estimated $3.57M.
  • Golden State Wealth Management's ten largest holdings make up 45% of its $303M portfolio in Q1 2021.
  • Golden State Wealth Management opened 11 new positions and closed 49 in Q1 2021.
  • Golden State Wealth Management's portfolio value fell 12% quarter-over-quarter to $303M.

Based on Golden State Wealth Management's 13F filing for Q1 2021, filed 14 May 2021.