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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+11.88%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$345M
AUM Growth
+$45.9M
Cap. Flow
+$14.1M
Cap. Flow %
4.09%
Top 10 Hldgs %
41.19%
Holding
456
New
31
Increased
143
Reduced
55
Closed
219

Top Buys

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$2.59M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.46M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$1.93M
4
GAB icon
Gabelli Equity Trust
GAB
+$1.9M
5
AMZN icon
Amazon
AMZN
+$1.86M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.07M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.25M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.19M
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$1.02M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$1.02M

Sector Composition

Rank Sector Weight
1 Technology 11.02%
2 Consumer Discretionary 5.91%
3 Financials 5.03%
4 Communication Services 4.02%
5 Healthcare 3.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENB icon
226
Enbridge
ENB
$112B
$211K 0.06%
6,584
+4,322
+191% +$131K
IP icon
227
International Paper
IP
$22B
$211K 0.06%
4,475
+2,633
+143% +$118K
BIG
228
DELISTED
Big Lots, Inc.
BIG
$210K 0.06%
4,900
– –
WMB icon
229
Williams Companies
WMB
$86.1B
$208K 0.06%
+10,394
New +$211K
IUSB icon
230
iShares Core Universal USD Bond ETF
IUSB
$43.3B
$207K 0.06%
+3,786
New +$206K
PNC icon
231
PNC Financial Services
PNC
$101B
$206K 0.06%
+1,382
New +$177K
DFP
232
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$205K 0.06%
7,067
+69
+1% +$1.94K
PANW icon
233
Palo Alto Networks
PANW
$297B
$205K 0.06%
+3,456
New +$161K
MP icon
234
MP Materials
MP
$9.1B
$202K 0.06%
+6,280
New +$121K
GE icon
235
GE Aerospace
GE
$384B
$151K 0.04%
2,808
+517
+23% +$23.2K
PCG icon
236
PG&E
PCG
$38.5B
$131K 0.04%
10,531
+4,154
+65% +$47K
SRNE
237
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$68K 0.02%
10,000
– –
AAL icon
238
American Airlines Group
AAL
$10.6B
– –
-1,100
Closed -$14K
AJG icon
239
Arthur J. Gallagher & Co
AJG
$63.6B
– –
-1,609
Closed -$170K
AMCX icon
240
AMC Global Media
AMCX
$489M
– –
-3,050
Closed -$75K
ARCC icon
241
Ares Capital
ARCC
$14.4B
– –
-4,744
Closed -$66K
AVK
242
Advent Convertible and Income Fund
AVK
$563M
– –
-1,054
Closed -$14K
AZN icon
243
AstraZeneca
AZN
$250B
– –
-1,255
Closed -$138K
BB icon
244
BlackBerry
BB
$5.26B
– –
-8,150
Closed -$37K
BFH icon
245
Bread Financial
BFH
$4.38B
– –
-1,880
Closed -$63K
BGR icon
246
BlackRock Energy and Resources Trust
BGR
$405M
– –
-1,830
Closed -$11K
BGS icon
247
B&G Foods
BGS
$286M
– –
-5,068
Closed -$141K
BMRC icon
248
Bank of Marin Bancorp
BMRC
$459M
– –
-1,000
Closed -$29K
BNDX icon
249
Vanguard Total International Bond ETF
BNDX
$83.1B
– –
-2,878
Closed -$167K
BOTZ icon
250
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.57B
– –
-3,000
Closed -$84K
8 9
10
11 12

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MAM
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KCM
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PWA
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Golden State Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, Golden State Wealth Management held 456 positions worth $345M, up 15% from $299M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Golden State Wealth Management deployed $14.1M of net new capital in Q4 2020, opening 31 new positions and adding to 143 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 69,715 shares worth $2.82M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.5% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $5.07M trimmed.

  • Golden State Wealth Management's largest Q4 2020 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 69,715 shares worth $2.82M.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q4 2020, an estimated $2.46M increase.
  • Golden State Wealth Management's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $5.07M.
  • Golden State Wealth Management fully exited iShares Core Dividend Growth ETF in Q4 2020, selling an estimated $1.02M.
  • Golden State Wealth Management's ten largest holdings make up 41% of its $345M portfolio in Q4 2020.
  • Golden State Wealth Management opened 31 new positions and closed 219 in Q4 2020.
  • Golden State Wealth Management's portfolio value rose 15% quarter-over-quarter to $345M.

Based on Golden State Wealth Management's 13F filing for Q4 2020, filed 28 Jan 2021.