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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
+8.39%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$299M
AUM Growth
-$12.6M
Cap. Flow
-$46.3M
Cap. Flow %
-15.46%
Top 10 Hldgs %
43.18%
Holding
462
New
259
Increased
26
Reduced
130
Closed
37

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$30.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.1M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.12M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$7.55M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.78M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$74M
2
QCLN icon
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
+$35.3M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$3.5M
4
AAPL icon
Apple
AAPL
+$3.26M
5
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$3.26M

Sector Composition

Rank Sector Weight
1 Technology 9.52%
2 Consumer Discretionary 5.56%
3 Financials 4.42%
4 Communication Services 3.39%
5 Healthcare 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCM
226
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$144K 0.05%
6,581
-32,909
-83% -$720K
WPC icon
227
W.P. Carey
WPC
$16.4B
$142K 0.05%
+2,222
New +$150K
BGS icon
228
B&G Foods
BGS
$286M
$141K 0.05%
+5,068
New +$142K
BSCL
229
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$141K 0.05%
+6,617
New +$141K
DGRW icon
230
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$140K 0.05%
2,825
-3,127
-53% -$152K
MDT icon
231
Medtronic
MDT
$112B
$139K 0.05%
1,336
-1,340
-50% -$135K
AZN icon
232
AstraZeneca
AZN
$250B
$138K 0.05%
+1,255
New +$140K
BSCK
233
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$138K 0.05%
+6,492
New +$138K
XEL icon
234
Xcel Energy
XEL
$48.8B
$136K 0.05%
+1,971
New +$134K
SPHD icon
235
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.4B
$134K 0.04%
+4,070
New +$137K
CSX icon
236
CSX Corp
CSX
$93.1B
$132K 0.04%
+5,100
New +$126K
LUV icon
237
Southwest Airlines
LUV
$23B
$125K 0.04%
+3,329
New +$118K
TOTL icon
238
State Street DoubleLine Total Return Tactical ETF
TOTL
$4B
$123K 0.04%
+2,490
New +$123K
SPSM icon
239
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.5B
$121K 0.04%
+4,405
New +$123K
IDV icon
240
iShares International Select Dividend ETF
IDV
$8.57B
$118K 0.04%
4,743
-12,681
-73% -$329K
ICVT icon
241
iShares Convertible Bond ETF
ICVT
$7.46B
$113K 0.04%
+1,401
New +$109K
SRNE
242
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$112K 0.04%
10,000
– –
VEU icon
243
Vanguard FTSE All-World ex-US ETF
VEU
$70.2B
$111K 0.04%
+2,192
New +$111K
YLDE icon
244
ClearBridge Dividend Strategy ESG ETF
YLDE
$172M
$111K 0.04%
3,400
-8,850
-72% -$285K
SPEM icon
245
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$110K 0.04%
+3,014
New +$110K
PULS icon
246
PGIM Ultra Short Bond ETF
PULS
$18.4B
$109K 0.04%
+2,181
New +$109K
JD icon
247
JD.com
JD
$44.5B
$108K 0.04%
+1,396
New +$97K
USB icon
248
US Bancorp
USB
$99.6B
$108K 0.04%
3,003
-4,507
-60% -$165K
ORCL icon
249
Oracle
ORCL
$423B
$106K 0.04%
1,774
-1,845
-51% -$105K
STNE icon
250
StoneCo
STNE
$2.58B
$106K 0.04%
+2,000
New +$95.5K
8 9
10
11 12

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PHS
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MAM
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KCM
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DAM
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MIA
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YL
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PWA
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Golden State Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Golden State Wealth Management held 462 positions worth $299M, down 4% from $312M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Golden State Wealth Management withdrew a net $46.3M in Q3 2020, closing 37 positions and reducing 130 holdings. Its most notable exit was First Trust NASDAQ Clean Edge Green Energy Index Fund, an estimated $35.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, up from 9.2% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Golden State Wealth Management opened a new position in iShares Core S&P 500 ETF worth $22.4M.

  • Golden State Wealth Management's largest Q3 2020 buy was iShares Core S&P 500 ETF: 66,522 shares worth $22.4M.
  • Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $30.7M increase.
  • Golden State Wealth Management's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $74M.
  • Golden State Wealth Management fully exited First Trust NASDAQ Clean Edge Green Energy Index Fund in Q3 2020, selling an estimated $35.3M.
  • Golden State Wealth Management's ten largest holdings make up 43% of its $299M portfolio in Q3 2020.
  • Golden State Wealth Management opened 259 new positions and closed 37 in Q3 2020.
  • Golden State Wealth Management's portfolio value fell 4% quarter-over-quarter to $299M.

Based on Golden State Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.