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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.5%
This Fund
S&P 500
This Quarter Est. Return
-13.9%
1 Year Est. Return
+27.5%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$227M
AUM Growth
-$297M
Cap. Flow
-$252M
Cap. Flow %
-110.97%
Top 10 Hldgs %
40%
Holding
1,036
New
981
Increased
20
Reduced
18
Closed
16

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.8M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$6.12M
4
AAPL icon
Apple
AAPL
+$5.85M
5
FTCS icon
First Trust Capital Strength ETF
FTCS
+$5.65M

Top Sells

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$59.1M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$56.9M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$56.2M
4
JPUS
JPMorgan Diversified Return US Equity ETF
JPUS
+$53.9M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$47.3M

Sector Composition

Rank Sector Weight
1 Technology 6.88%
2 Financials 4.72%
3 Consumer Discretionary 4.54%
4 Communication Services 4.02%
5 Healthcare 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXG icon
226
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$120K 0.05%
+3,000
New +$138K
GS icon
227
Goldman Sachs
GS
$303B
$119K 0.05%
+770
New +$163K
XEL icon
228
Xcel Energy
XEL
$48.8B
$119K 0.05%
+1,971
New +$128K
NDSN icon
229
Nordson
NDSN
$17.3B
$116K 0.05%
+857
New +$132K
WFC.PRL icon
230
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$116K 0.05%
+91
New +$131K
FXO icon
231
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$115K 0.05%
+5,440
New +$163K
DHS icon
232
WisdomTree US High Dividend Fund
DHS
$1.58B
$113K 0.05%
+1,996
New +$140K
EFG icon
233
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$112K 0.05%
+1,580
New +$128K
HON icon
234
Honeywell
HON
$78B
$111K 0.05%
+883
New +$136K
COP icon
235
ConocoPhillips
COP
$141B
$110K 0.05%
+3,572
New +$182K
ORCL icon
236
Oracle
ORCL
$423B
$110K 0.05%
2,286
-28,960
-93% -$1.49M
YLDE icon
237
ClearBridge Dividend Strategy ESG ETF
YLDE
$172M
$110K 0.05%
+4,200
New +$129K
IVOG icon
238
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.71B
$109K 0.05%
+1,982
New +$135K
LHX icon
239
L3Harris
LHX
$53.4B
$109K 0.05%
+608
New +$125K
MFIC icon
240
MidCap Financial Investment
MFIC
$804M
$108K 0.05%
+15,964
New +$238K
MRVL icon
241
Marvell Technology
MRVL
$196B
$107K 0.05%
+4,745
New +$114K
PULS icon
242
PGIM Ultra Short Bond ETF
PULS
$18.4B
$106K 0.05%
+2,177
New +$108K
TIP icon
243
iShares TIPS Bond ETF
TIP
$14.7B
$105K 0.05%
890
-149,328
-99% -$17.6M
IEMG icon
244
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$104K 0.05%
2,571
-31,720
-93% -$1.56M
LRCX icon
245
Lam Research
LRCX
$390B
$103K 0.05%
+4,290
New +$124K
FIS icon
246
Fidelity National Information Services
FIS
$22.1B
$101K 0.04%
+827
New +$115K
HLT icon
247
Hilton Worldwide
HLT
$71.5B
$101K 0.04%
+1,475
New +$144K
IDV icon
248
iShares International Select Dividend ETF
IDV
$8.57B
$100K 0.04%
+4,414
New +$133K
BIIB icon
249
Biogen
BIIB
$30.7B
$99K 0.04%
+313
New +$95K
COF icon
250
Capital One
COF
$134B
$98K 0.04%
+1,949
New +$171K
8 9
10
11 12

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KCM
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PWA
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Golden State Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, Golden State Wealth Management held 1,036 positions worth $227M, down 57% from $523M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Golden State Wealth Management withdrew a net $252M in Q1 2020, closing 16 positions and reducing 18 holdings. Its most notable exit was Schwab US Broad Market ETF, an estimated $59.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 0.94% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Golden State Wealth Management opened a new position in First Trust Enhanced Short Maturity ETF worth $6.04M.

  • Golden State Wealth Management's largest Q1 2020 buy was First Trust Enhanced Short Maturity ETF: 102,316 shares worth $6.04M.
  • Golden State Wealth Management added most to iShares Core US Aggregate Bond ETF in Q1 2020, an estimated $29.5M increase.
  • Golden State Wealth Management's biggest Q1 2020 reduction was Invesco QQQ Trust, cutting an estimated $56.2M.
  • Golden State Wealth Management fully exited Schwab US Broad Market ETF in Q1 2020, selling an estimated $59.1M.
  • Golden State Wealth Management's ten largest holdings make up 40% of its $227M portfolio in Q1 2020.
  • Golden State Wealth Management opened 981 new positions and closed 16 in Q1 2020.
  • Golden State Wealth Management's portfolio value fell 57% quarter-over-quarter to $227M.

Based on Golden State Wealth Management's 13F filing for Q1 2020, filed 17 Apr 2020.