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GSWM

Golden State Wealth Management Portfolio holdings

AUM $1.1B
1-Year Est. Return 27.49%
This Fund
S&P 500
This Quarter Est. Return
+3.05%
1 Year Est. Return
+27.49%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$315M
AUM Growth
+$15.9M
Cap. Flow
+$8.24M
Cap. Flow %
2.61%
Top 10 Hldgs %
30.97%
Holding
1,205
New
100
Increased
248
Reduced
286
Closed
81

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.23M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.84M
3
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$1.47M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$1.18M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.1M

Top Sells

Rank Stock Value
1
FTLS icon
First Trust Long/Short Equity ETF
FTLS
+$1.87M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.36M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.2M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$950K
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$647K

Sector Composition

Rank Sector Weight
1 Technology 6.19%
2 Financials 4.91%
3 Consumer Discretionary 4.04%
4 Communication Services 3.18%
5 Industrials 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPD icon
226
Enterprise Products Partners
EPD
$82.5B
$201K 0.06%
6,976
-325
-4% -$9.37K
IPFF
227
DELISTED
iShares International Preferred Stock ETF
IPFF
$196K 0.06%
12,972
– –
PM icon
228
Philip Morris
PM
$291B
$194K 0.06%
2,472
-55
-2% -$4.54K
CLX icon
229
Clorox
CLX
$12.7B
$193K 0.06%
1,261
+431
+52% +$65.8K
XLI icon
230
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$193K 0.06%
2,505
-48
-2% -$3.65K
MUB icon
231
iShares National Muni Bond ETF
MUB
$45.4B
$190K 0.06%
1,688
-550
-25% -$61.6K
VTWO icon
232
Vanguard Russell 2000 ETF
VTWO
$18B
$190K 0.06%
3,050
– –
ELV icon
233
Elevance Health
ELV
$82B
$189K 0.06%
670
– –
TECD
234
DELISTED
Tech Data Corp
TECD
$188K 0.06%
1,800
– –
RVT icon
235
Royce Value Trust
RVT
$2.29B
$187K 0.06%
+13,505
New +$188K
DELL icon
236
Dell
DELL
$302B
$185K 0.06%
7,199
– –
GSK icon
237
GSK
GSK
$103B
$185K 0.06%
3,718
-88
-2% -$4.42K
MUC icon
238
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$181K 0.06%
13,264
– –
DEO icon
239
Diageo
DEO
$48.8B
$179K 0.06%
1,044
-48
-4% -$8.07K
LQD icon
240
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$177K 0.06%
1,425
+627
+79% +$75.3K
BIIB icon
241
Biogen
BIIB
$30.8B
$174K 0.06%
748
+12
+2% +$2.77K
VUG icon
242
Vanguard Morningstar Growth ETF
VUG
$230B
$172K 0.05%
6,342
– –
LYFT icon
243
Lyft
LYFT
$6.35B
$171K 0.05%
2,610
+610
+31% +$36.7K
O icon
244
Realty Income
O
$58.7B
$170K 0.05%
2,557
-236
-8% -$16.1K
IDEV icon
245
iShares Core MSCI International Developed Markets ETF
IDEV
$32.2B
$167K 0.05%
3,050
+20
+0.7% +$1.09K
USCR
246
DELISTED
U S Concrete, Inc.
USCR
$167K 0.05%
3,370
– –
UPS icon
247
United Parcel Service
UPS
$92.7B
$166K 0.05%
1,612
+100
+7% +$10.4K
M icon
248
Macy's
M
$6.89B
$165K 0.05%
7,708
+6,000
+351% +$136K
VFH icon
249
Vanguard Financials ETF
VFH
$13.7B
$163K 0.05%
2,373
-97
-4% -$6.58K
KHC icon
250
Kraft Heinz
KHC
$31.6B
$162K 0.05%
5,230
+153
+3% +$4.82K
8 9
10
11 12

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Golden State Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, Golden State Wealth Management held 1,205 positions worth $315M, up 5.3% from $299M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Golden State Wealth Management's Q2 2019 filing shows 100 new, 248 increased, 286 reduced and 81 closed positions. Its largest new stake was Slack Technologies, Inc.: 11,990 shares worth $449K. The largest sale was First Trust Long/Short Equity ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Golden State Wealth Management's largest Q2 2019 buy was Slack Technologies, Inc.: 11,990 shares worth $449K.
  • Golden State Wealth Management added most to First Trust Value Line Dividend Fund in Q2 2019, an estimated $2.23M increase.
  • Golden State Wealth Management's biggest Q2 2019 reduction was First Trust Long/Short Equity ETF, cutting an estimated $1.87M.
  • Golden State Wealth Management fully exited Baidu in Q2 2019, selling an estimated $129K.
  • Golden State Wealth Management's ten largest holdings make up 31% of its $315M portfolio in Q2 2019.
  • Golden State Wealth Management opened 100 new positions and closed 81 in Q2 2019.
  • Golden State Wealth Management's portfolio value rose 5.3% quarter-over-quarter to $315M.

Based on Golden State Wealth Management's 13F filing for Q2 2019, filed 9 Aug 2019.