Gofen & Glossberg’s Invesco Preferred ETF PGX Stock Holding History

Gofen & Glossberg’s Portfolio PGX Stock Details PGX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-16,425	Closed	-$240K	–	455
2014 Q2	$240K	Hold	16,425	–	–	0.01%	391
2014 Q1	$231K	Hold	16,425	–	–	0.01%	382
2013 Q4	$221K	Hold	16,425	–	–	0.01%	385
2013 Q3	$225K	Sell	16,425 -5,825	-26%	-$80.8K	0.01%	365
2013 Q2	$318K	Buy	+22,250	New	+$328K	0.02%	299

Other funds holding PGX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Curian Capital Denver, Colorado $1.35B AUM 0.33% 1-Year Est. Return

HNB

Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

Gofen & Glossberg's PGX Position: Q3 2014 in Review

Gofen & Glossberg sold out of Invesco Preferred ETF (PGX) in Q3 2014, closing a stake of 16,425 shares — an estimated $240K sold.

Gofen & Glossberg first reported a position in PGX in Q2 2013 and held it in 5 quarters. The position peaked at $318K in Q2 2013. 153 funds tracked by Wall St. Rank hold PGX as of Q3 2014.

Gofen & Glossberg reported no remaining Invesco Preferred ETF position as of Q3 2014 after selling out during the quarter.
Gofen & Glossberg sold 16,425 Invesco Preferred ETF shares in Q3 2014, an estimated $240K.
Gofen & Glossberg first reported a position in Invesco Preferred ETF in Q2 2013 and held it in 5 quarters.
Gofen & Glossberg's Invesco Preferred ETF position peaked at $318K in Q2 2013.
153 funds tracked by Wall St. Rank held Invesco Preferred ETF as of Q3 2014.

Based on Gofen & Glossberg's 13F filing for Q3 2014, filed 8 Oct 2014.