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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
-6.49%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$187M
AUM Growth
-$28.8M
Cap. Flow
-$21M
Cap. Flow %
-11.28%
Top 10 Hldgs %
36.5%
Holding
983
New
266
Increased
108
Reduced
113
Closed
401

Top Buys

Rank Stock Value
1
TMX
Terminix Global Holdings, Inc.
TMX
+$18.6M
2
BABA icon
Alibaba
BABA
+$11.8M
3
PTON icon
Peloton Interactive
PTON
+$7.98M
4
BYRN icon
Byrna Technologies
BYRN
+$7.35M
5
HOOD icon
Robinhood
HOOD
+$4.63M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$10.4M
2
ARD
Ardagh Group S.A. Class A Common Shares
ARD
+$7.12M
3
ZWS icon
Zurn Elkay Water Solutions
ZWS
+$6.58M
4
BP icon
BP
BP
+$5.52M
5
IONQ icon
IonQ
IONQ
+$4.08M

Sector Composition

Rank Sector Weight
1 Financials 19.64%
2 Industrials 19.14%
3 Technology 13.86%
4 Consumer Discretionary 13.43%
5 Communication Services 8.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECF
601
Ellsworth Growth & Income Fund
ECF
$177M
– –
-2,500
Closed -$33K
EDD
602
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$375M
– –
-10,000
Closed -$58K
EDSA icon
603
Edesa Biotech
EDSA
$52.8M
– –
-234
Closed -$12K
EEM icon
604
PUT
iShares MSCI Emerging Markets ETF
EEM
$30.4B
– –
-200
Closed -$10K
EFA icon
605
iShares MSCI EAFE ETF
EFA
$80.1B
– –
-3,550
Closed -$276K
EFT
606
Eaton Vance Floating-Rate Income Trust
EFT
$288M
– –
-5,725
Closed -$83K
EMD
607
Western Asset Emerging Markets Debt Fund
EMD
$609M
– –
-3,000
Closed -$40K
EMO
608
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.06B
– –
-2,500
Closed -$54K
ENSC icon
609
Ensysce Biosciences
ENSC
$6.04M
– –
-9
Closed -$103K
ENVB icon
610
Enveric Biosciences
ENVB
$6.28M
– –
0
– –
ENVX icon
611
Enovix
ENVX
$1.04B
– –
-8,381
Closed -$138K
ERIC icon
612
Ericsson
ERIC
$33.4B
– –
-185,500
Closed -$2.08M
ETN icon
613
Eaton
ETN
$180B
– –
-416
Closed -$62K
EVRI
614
DELISTED
Everi Holdings
EVRI
– –
-10,500
Closed -$253K
EWJ icon
615
iShares MSCI Japan ETF
EWJ
$23B
– –
-1,412
Closed -$99K
EWQ icon
616
iShares MSCI France ETF
EWQ
$333M
– –
-1,339
Closed -$49K
EWT icon
617
iShares MSCI Taiwan ETF
EWT
$11.4B
– –
-805
Closed -$49K
FAX
618
abrdn Asia-Pacific Income Fund
FAX
$599M
– –
-1,667
Closed -$41K
FCT
619
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
– –
-5,000
Closed -$61K
FDUS icon
620
Fidus Investment
FDUS
$749M
– –
-1,750
Closed -$30K
FEZ icon
621
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
– –
-6,543
Closed -$296K
FFC
622
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
– –
-1,800
Closed -$40K
FGB
623
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
– –
-23,180
Closed -$92K
FIVN icon
624
FIVE9
FIVN
$2.33B
– –
-5,171
Closed -$826K
FLC
625
Flaherty & Crumrine Total Return Fund
FLC
$176M
– –
-1,300
Closed -$31K
23 24
25
26 27

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FNY Investment Advisers's Q4 2021 Portfolio in Review

As of Q4 2021, FNY Investment Advisers held 983 positions worth $187M, down 13% from $215M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

FNY Investment Advisers withdrew a net $21M in Q4 2021, closing 401 positions and reducing 113 holdings. Its most notable exit was Ardagh Group S.A. Class A Common Shares, an estimated $7.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 14% a quarter earlier, followed by Industrials and Technology.

Against the trend, FNY Investment Advisers opened a new position in Terminix Global Holdings, Inc. worth $20.6M.

  • FNY Investment Advisers's largest Q4 2021 buy was Terminix Global Holdings, Inc.: 456,216 shares worth $20.6M.
  • FNY Investment Advisers added most to Byrna Technologies in Q4 2021, an estimated $7.35M increase.
  • FNY Investment Advisers's biggest Q4 2021 reduction was Alphabet (Google) Class A, cutting an estimated $10.4M.
  • FNY Investment Advisers fully exited Ardagh Group S.A. Class A Common Shares in Q4 2021, selling an estimated $7.12M.
  • FNY Investment Advisers's ten largest holdings make up 36% of its $187M portfolio in Q4 2021.
  • FNY Investment Advisers opened 266 new positions and closed 401 in Q4 2021.
  • FNY Investment Advisers's portfolio value fell 13% quarter-over-quarter to $187M.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.