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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.95%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.95%
3 Year Est. Return
+307.24%
5 Year Est. Return
+396.52%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CELG
1
DELISTED
Celgene Corp
CELG
$63.6M 19.43%
640,032
+196,829
+44% +$18.7M
AGN
2
DELISTED
Allergan plc
AGN
$20.9M 6.39%
124,148
+116,505
+1,524% +$19M
SPCE icon
3
Virgin Galactic
SPCE
$328M
$12.6M 3.84%
58,669
+51,114
+677% +$10.7M
ZAYO
4
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$10.4M 3.18%
307,180
+33,262
+12% +$1.12M
WBC
5
DELISTED
WABCO HOLDINGS INC.
WBC
$10.2M 3.12%
76,393
+70,064
+1,107% +$9.32M
PVT
6
DELISTED
Pivotal Acquisition Corp.
PVT
$9.05M 2.77%
889,087
+187,609
+27% +$1.91M
KT icon
7
KT
KT
$8.62B
$8.57M 2.62%
758,041
+41,840
+6% +$483K
ONCE
8
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
$8.37M 2.56%
86,305
-27,025
-24% -$2.71M
GWR
9
DELISTED
Genesee & Wyoming Inc.
GWR
$7.43M 2.27%
+67,241
New +$7.4M
LYG icon
10
Lloyds Banking Group
LYG
$89.5B
$7.3M 2.23%
2,764,021
+238,076
+9% +$617K
LVS icon
11
Las Vegas Sands
LVS
$31.7B
$4.77M 1.46%
+82,650
New +$4.82M
LIN icon
12
Linde
LIN
$221B
$4.55M 1.39%
+23,500
New +$4.55M
V icon
13
Visa
V
$684B
$4.53M 1.39%
+26,354
New +$4.69M
QQQ icon
14
Invesco QQQ Trust
QQQ
$453B
$4M 1.22%
+21,202
New +$4.02M
BFH icon
15
Bread Financial
BFH
$4.37B
$3.97M 1.21%
+38,827
New +$4.38M
GDX icon
16
VanEck Gold Miners ETF
GDX
$22.7B
$3.61M 1.1%
135,103
+57,703
+75% +$1.61M
PVTL
17
DELISTED
Pivotal Software, Inc.
PVTL
$3.38M 1.03%
226,786
+214,925
+1,812% +$2.63M
OXY icon
18
Occidental Petroleum
OXY
$56.8B
$3.28M 1%
+73,785
New +$3.49M
CZR
19
DELISTED
Caesars Entertainment Corporation
CZR
$3.21M 0.98%
275,701
+29,451
+12% +$345K
AMD icon
20
Advanced Micro Devices
AMD
$776B
$2.79M 0.85%
96,174
+84,884
+752% +$2.66M
VSM
21
DELISTED
Versum Materials, Inc.
VSM
$2.63M 0.8%
49,700
+18,139
+57% +$943K
LBTYK icon
22
Liberty Global Class C
LBTYK
$3.53B
$2.49M 0.76%
+104,705
New +$2.73M
TFC icon
23
Truist Financial
TFC
$63.3B
$2.42M 0.74%
+45,325
New +$2.25M
CBLK
24
DELISTED
Carbon Black, Inc. Common Stock
CBLK
$2.35M 0.72%
+90,600
New +$2M
HEI.A icon
25
HEICO Corp Class A
HEI.A
$36B
$2.28M 0.7%
23,412
+4,533
+24% +$480K
1
2 3 4 5

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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.