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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$3.95B
AUM Growth
+$207M
Cap. Flow
-$18.8M
Cap. Flow %
-0.48%
Top 10 Hldgs %
14.74%
Holding
860
New
60
Increased
146
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$23M
2
VIAB
Viacom Inc. Class B
VIAB
+$22.8M
3
BAC icon
Bank of America
BAC
+$20.6M
4
C icon
Citigroup
C
+$19.6M
5
DHR icon
Danaher
DHR
+$17.7M

Top Sells

Rank Stock Value
1
CSE
CAPITALSOURCE INC
CSE
+$27M
2
UPS icon
United Parcel Service
UPS
+$21.4M
3
PARA
Paramount Global Class B
PARA
+$18.1M
4
BAX icon
Baxter International
BAX
+$15.9M
5
CA
CA, Inc.
CA
+$14.2M

Sector Composition

Rank Sector Weight
1 Financials 16.13%
2 Technology 15.77%
3 Healthcare 13.64%
4 Industrials 12.21%
5 Energy 10.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGC
176
DELISTED
Regal Entertainment Group
RGC
$5.79M 0.15%
305,000
– –
LSI
177
DELISTED
LSI CORPORATION
LSI
$5.79M 0.15%
739,305
-570,826
-44% -$4.37M
ACGL icon
178
Arch Capital
ACGL
$36.5B
$5.7M 0.14%
315,900
+260,100
+466% +$4.65M
NSR
179
DELISTED
Neustar Inc
NSR
$5.69M 0.14%
114,936
– –
CMI icon
180
Cummins
CMI
$83.6B
$5.68M 0.14%
42,719
-1,500
-3% -$185K
WEC icon
181
WEC Energy
WEC
$36.3B
$5.63M 0.14%
139,400
– –
CLX icon
182
Clorox
CLX
$12B
$5.52M 0.14%
67,500
– –
ALXN
183
DELISTED
Alexion Pharmaceuticals
ALXN
$5.47M 0.14%
+47,076
New +$5.16M
CI icon
184
Cigna
CI
$78.4B
$5.29M 0.13%
68,839
– –
HUM icon
185
Humana
HUM
$43.9B
$5.22M 0.13%
55,927
-5,800
-9% -$532K
LPNT
186
DELISTED
LifePoint Health, Inc.
LPNT
$5.2M 0.13%
111,590
+71,190
+176% +$3.41M
UHAL icon
187
U-Haul Holding Co
UHAL
$14B
$5.19M 0.13%
282,040
-550
-0.2% -$9.5K
TKR icon
188
Timken Company
TKR
$9.19B
$5.16M 0.13%
119,444
-184,404
-61% -$7.9M
CNP icon
189
CenterPoint Energy
CNP
$28.3B
$5.13M 0.13%
213,800
-120,900
-36% -$2.88M
GM icon
190
General Motors
GM
$80.9B
$5.05M 0.13%
140,296
+139,205
+12,759% +$4.99M
ESRX
191
DELISTED
Express Scripts Holding Company
ESRX
$4.93M 0.12%
79,760
-28
-0% -$1.81K
AFG icon
192
American Financial Group
AFG
$11.9B
$4.9M 0.12%
90,700
– –
OI icon
193
O-I Glass
OI
$1.18B
$4.9M 0.12%
163,274
+58,274
+55% +$1.73M
KO icon
194
Coca-Cola
KO
$383B
$4.89M 0.12%
129,200
– –
UHS icon
195
Universal Health Services
UHS
$10.2B
$4.86M 0.12%
64,855
– –
AZO icon
196
AutoZone
AZO
$51.3B
$4.86M 0.12%
11,500
– –
AMT icon
197
American Tower
AMT
$83.5B
$4.8M 0.12%
64,800
+24,700
+62% +$1.78M
EMC
198
DELISTED
EMC CORPORATION
EMC
$4.76M 0.12%
186,400
-4,300
-2% -$112K
INGR icon
199
Ingredion
INGR
$6.42B
$4.73M 0.12%
71,443
-111,636
-61% -$7.29M
TYL icon
200
Tyler Technologies
TYL
$13.7B
$4.62M 0.12%
52,800
-400
-0.8% -$30.8K
6 7
8
9 10

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SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
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LSM
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FFIM
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First Quadrant's Q3 2013 Portfolio in Review

As of Q3 2013, First Quadrant held 860 positions worth $3.95B, up 5.5% from $3.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q3 2013 filing shows 60 new, 146 increased, 222 reduced and 71 closed positions. Its largest new stake was MRC Global: 216,194 shares worth $5.79M. The largest sale was CAPITALSOURCE INC, an estimated $27M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2013 buy was MRC Global: 216,194 shares worth $5.79M.
  • First Quadrant added most to Boeing in Q3 2013, an estimated $23M increase.
  • First Quadrant's biggest Q3 2013 reduction was CAPITALSOURCE INC, cutting an estimated $27M.
  • First Quadrant fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.9M.
  • First Quadrant's ten largest holdings make up 15% of its $3.95B portfolio in Q3 2013.
  • First Quadrant opened 60 new positions and closed 71 in Q3 2013.
  • First Quadrant's portfolio value rose 5.5% quarter-over-quarter to $3.95B.

Based on First Quadrant's 13F filing for Q3 2013, filed 28 Oct 2013.