First Quadrant’s Cummins CMI Stock Holding History

First Quadrant’s Portfolio CMI Stock Details CMI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-2,941	Closed	-$478K	–	577
2019 Q3	$478K	Sell	2,941 -12,295	-81%	-$1.97M	0.05%	316
2019 Q2	$2.61M	Buy	+15,236	New	+$2.49M	0.18%	145
2016 Q4	–	Sell	-107,506	Closed	-$13.8M	–	849
2016 Q3	$13.8M	Buy	+107,506	New	+$13M	0.29%	121
2015 Q4	–	Sell	-1,119	Closed	-$122K	–	774
2015 Q3	$122K	Hold	1,119	–	–	﹤0.01%	588
2015 Q2	$147K	Sell	1,119 -179,800	-99%	-$24.7M	﹤0.01%	589
2015 Q1	$25.1M	Buy	180,919 +85,700	+90%	+$12.1M	0.52%	59
2014 Q4	$13.7M	Buy	95,219 +94,100	+8,409%	+$13.3M	0.29%	109
2014 Q3	$148K	Hold	1,119	–	–	﹤0.01%	582
2014 Q2	$173K	Hold	1,119	–	–	﹤0.01%	588
2014 Q1	$167K	Sell	1,119 -800	-42%	-$111K	﹤0.01%	541
2013 Q4	$271K	Sell	1,919 -40,800	-96%	-$5.42M	0.01%	534
2013 Q3	$5.68M	Sell	42,719 -1,500	-3%	-$185K	0.14%	180
2013 Q2	$4.8M	Buy	+44,219	New	+$5.02M	0.13%	198

Other funds holding CMI

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

American Century Companies Kansas City, Missouri $194B AUM 35% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Hotchkis & Wiley Capital Management Los Angeles, California $32.4B AUM 17.21% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

AQR Capital Management Greenwich, Connecticut $218B AUM 29.41% 1-Year Est. Return

First Quadrant's CMI Position: Q4 2019 in Review

First Quadrant sold out of Cummins (CMI) in Q4 2019, closing a stake of 2,941 shares — an estimated $478K sold.

First Quadrant first reported a position in CMI in Q2 2013 and held it in 13 quarters. The position peaked at $25.1M in Q1 2015. 1,092 funds tracked by Wall St. Rank hold CMI as of Q4 2019.

First Quadrant reported no remaining Cummins position as of Q4 2019 after selling out during the quarter.
First Quadrant sold 2,941 Cummins shares in Q4 2019, an estimated $478K.
First Quadrant first reported a position in Cummins in Q2 2013 and held it in 13 quarters.
First Quadrant's Cummins position peaked at $25.1M in Q1 2015.
1,092 funds tracked by Wall St. Rank held Cummins as of Q4 2019.

Based on First Quadrant's 13F filing for Q4 2019, filed 28 Jan 2020.