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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$3.95B
AUM Growth
+$207M
Cap. Flow
-$18.8M
Cap. Flow %
-0.48%
Top 10 Hldgs %
14.74%
Holding
860
New
60
Increased
146
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$23M
2
VIAB
Viacom Inc. Class B
VIAB
+$22.8M
3
BAC icon
Bank of America
BAC
+$20.6M
4
C icon
Citigroup
C
+$19.6M
5
DHR icon
Danaher
DHR
+$17.7M

Top Sells

Rank Stock Value
1
CSE
CAPITALSOURCE INC
CSE
+$27M
2
UPS icon
United Parcel Service
UPS
+$21.4M
3
PARA
Paramount Global Class B
PARA
+$18.1M
4
BAX icon
Baxter International
BAX
+$15.9M
5
CA
CA, Inc.
CA
+$14.2M

Sector Composition

Rank Sector Weight
1 Financials 16.13%
2 Technology 15.77%
3 Healthcare 13.64%
4 Industrials 12.21%
5 Energy 10.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEA icon
76
Lear
LEA
$7.39B
$16.9M 0.43%
236,600
– –
EG icon
77
Everest Group
EG
$15.6B
$16.5M 0.42%
113,625
+58,000
+104% +$7.86M
DTE icon
78
DTE Energy
DTE
$29.9B
$16.4M 0.42%
292,752
– –
RL icon
79
Ralph Lauren
RL
$22.4B
$16.2M 0.41%
98,516
– –
CB
80
DELISTED
CHUBB CORPORATION
CB
$15.5M 0.39%
173,487
-1,270
-0.7% -$110K
VLO icon
81
Valero Energy
VLO
$89.5B
$15.3M 0.39%
447,852
-157,069
-26% -$5.55M
WDC icon
82
Western Digital
WDC
$159B
$15.1M 0.38%
314,687
+34,350
+12% +$1.7M
PSX icon
83
Phillips 66
PSX
$82.9B
$14.9M 0.38%
257,761
+4,744
+2% +$275K
AVY icon
84
Avery Dennison
AVY
$12.8B
$14.9M 0.38%
341,238
-88,262
-21% -$3.91M
XRX icon
85
Xerox
XRX
$345M
$14.8M 0.37%
544,886
-330,089
-38% -$8.67M
LLY icon
86
Eli Lilly
LLY
$1.08T
$14.7M 0.37%
293,000
+287,700
+5,428% +$15.1M
APC
87
DELISTED
Anadarko Petroleum
APC
$14.1M 0.36%
151,770
+67,370
+80% +$6.13M
BEN icon
88
Franklin Resources
BEN
$16.8B
$14.1M 0.36%
278,667
+33,300
+14% +$1.61M
CAH icon
89
Cardinal Health
CAH
$53.7B
$13.8M 0.35%
264,669
– –
ROK icon
90
Rockwell Automation
ROK
$51.1B
$13.7M 0.35%
127,800
+600
+0.5% +$58.6K
UNH icon
91
UnitedHealth
UNH
$382B
$13.6M 0.34%
189,991
-2,500
-1% -$179K
DST
92
DELISTED
DST Systems Inc.
DST
$13.2M 0.33%
349,066
+249,400
+250% +$9M
HES
93
DELISTED
Hess
HES
$13.2M 0.33%
170,155
+2,721
+2% +$203K
ZBH icon
94
Zimmer Biomet
ZBH
$18.8B
$13M 0.33%
163,358
– –
MRK icon
95
Merck
MRK
$322B
$12.9M 0.33%
284,399
-180,809
-39% -$8.26M
RNR icon
96
RenaissanceRe
RNR
$13.8B
$12.9M 0.33%
142,600
– –
GILD icon
97
Gilead Sciences
GILD
$165B
$12.9M 0.33%
204,971
+26,609
+15% +$1.59M
OA
98
DELISTED
Orbital ATK, Inc.
OA
$12.8M 0.33%
131,587
+91,287
+227% +$8.66M
OII icon
99
Oceaneering
OII
$4.64B
$12.7M 0.32%
156,247
+52,500
+51% +$4.22M
V icon
100
Visa
V
$701B
$12.5M 0.32%
260,724
+4,000
+2% +$185K
2 3
4
5 6

Similar funds

BC
Blackcrane Capital Bellevue, Washington $16.3M AUM 19.53% 1-Year Est. Return
SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM
FFIM
Founders Fund IV Management San Francisco, California $1.21M AUM

First Quadrant's Q3 2013 Portfolio in Review

As of Q3 2013, First Quadrant held 860 positions worth $3.95B, up 5.5% from $3.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q3 2013 filing shows 60 new, 146 increased, 222 reduced and 71 closed positions. Its largest new stake was MRC Global: 216,194 shares worth $5.79M. The largest sale was CAPITALSOURCE INC, an estimated $27M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2013 buy was MRC Global: 216,194 shares worth $5.79M.
  • First Quadrant added most to Boeing in Q3 2013, an estimated $23M increase.
  • First Quadrant's biggest Q3 2013 reduction was CAPITALSOURCE INC, cutting an estimated $27M.
  • First Quadrant fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.9M.
  • First Quadrant's ten largest holdings make up 15% of its $3.95B portfolio in Q3 2013.
  • First Quadrant opened 60 new positions and closed 71 in Q3 2013.
  • First Quadrant's portfolio value rose 5.5% quarter-over-quarter to $3.95B.

Based on First Quadrant's 13F filing for Q3 2013, filed 28 Oct 2013.