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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+1.98%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$4.47B
AUM Growth
-$23.2M
Cap. Flow
-$41.7M
Cap. Flow %
-0.93%
Top 10 Hldgs %
16.7%
Holding
871
New
65
Increased
159
Reduced
175
Closed
66

Top Buys

Rank Stock Value
1
EW icon
Edwards Lifesciences
EW
+$26.7M
2
WDC icon
Western Digital
WDC
+$24.1M
3
EXPE icon
Expedia Group
EXPE
+$23.9M
4
TNL icon
Travel + Leisure Co
TNL
+$23.7M
5
AET
Aetna Inc
AET
+$22.8M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$33.4M
2
UPS icon
United Parcel Service
UPS
+$30.4M
3
APTV icon
Aptiv
APTV
+$27.2M
4
LLY icon
Eli Lilly
LLY
+$20.4M
5
UTHR icon
United Therapeutics
UTHR
+$19.8M

Sector Composition

Rank Sector Weight
1 Financials 16.71%
2 Technology 15.77%
3 Healthcare 13.66%
4 Industrials 13.06%
5 Energy 10.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HBI
776
DELISTED
Hanesbrands
HBI
$9K ﹤0.01%
+328
New +$8.34K
FFG
777
DELISTED
FBL Financial Group
FFG
$9K ﹤0.01%
200
– –
APAGF
778
DELISTED
APCO OIL AND GAS INTERNATIONAL INC
APAGF
$9K ﹤0.01%
700
– –
TYC
779
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$9K ﹤0.01%
191
– –
TAHO
780
DELISTED
Tahoe Resources Inc
TAHO
$8K ﹤0.01%
+400
New +$10.1K
BHP icon
781
BHP
BHP
$211B
$7K ﹤0.01%
144
– –
NFG icon
782
National Fuel Gas
NFG
$7.69B
$7K ﹤0.01%
100
– –
TPR icon
783
Tapestry
TPR
$30.3B
$7K ﹤0.01%
200
– –
PFC
784
DELISTED
Premier Financial Corp. Common Stock
PFC
$7K ﹤0.01%
524
– –
PRKS icon
785
United Parks & Resorts
PRKS
$2.19B
$6K ﹤0.01%
+288
New +$6.87K
WPG
786
DELISTED
Washington Prime Group Inc.
WPG
$6K ﹤0.01%
36
-3,827
-99% -$648K
AJG icon
787
Arthur J. Gallagher & Co
AJG
$69.1B
$5K ﹤0.01%
+108
New +$4.97K
GME icon
788
GameStop
GME
$9.8B
$5K ﹤0.01%
476
-514,224
-100% -$5.47M
WPX
789
DELISTED
WPX Energy, Inc.
WPX
$5K ﹤0.01%
200
– –
ITG
790
DELISTED
Investment Technology Group Inc
ITG
$5K ﹤0.01%
300
– –
WEB
791
DELISTED
Web.com Group, Inc.
WEB
$5K ﹤0.01%
247
– –
PL
792
DELISTED
PROTECTIVE LIFE CORP
PL
$5K ﹤0.01%
73
– –
CHH icon
793
Choice Hotels
CHH
$5.26B
$4K ﹤0.01%
+84
New +$4.24K
GT icon
794
Goodyear
GT
$2.09B
$4K ﹤0.01%
157
– –
SVVC
795
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$4K ﹤0.01%
176
– –
WLL
796
DELISTED
Whiting Petroleum Corporation
WLL
– –
0
– –
ACAS
797
DELISTED
American Capital Ltd
ACAS
$4K ﹤0.01%
300
– –
HIG icon
798
Hartford Financial Services
HIG
$39.9B
$3K ﹤0.01%
69
– –
IM
799
DELISTED
Ingram Micro
IM
$3K ﹤0.01%
99
+17
+21% +$482
AA icon
800
Alcoa
AA
$11.3B
$2K ﹤0.01%
+50
New +$1.96K
30 31
32
33 34

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BC
Blackcrane Capital Bellevue, Washington $16.3M AUM 19.53% 1-Year Est. Return
SCM
SunTx Capital Management Dallas, Texas $21.3M AUM 12.38% 1-Year Est. Return
CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
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FFIM
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First Quadrant's Q3 2014 Portfolio in Review

As of Q3 2014, First Quadrant held 871 positions worth $4.47B, down 0.52% from $4.49B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Quadrant's Q3 2014 filing shows 65 new, 159 increased, 175 reduced and 66 closed positions. Its largest new stake was Keurig Dr Pepper: 350,100 shares worth $22.5M. The largest sale was Medtronic, an estimated $33.4M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2014 buy was Keurig Dr Pepper: 350,100 shares worth $22.5M.
  • First Quadrant added most to Edwards Lifesciences in Q3 2014, an estimated $26.7M increase.
  • First Quadrant's biggest Q3 2014 reduction was Medtronic, cutting an estimated $33.4M.
  • First Quadrant fully exited Aptiv in Q3 2014, selling an estimated $27.2M.
  • First Quadrant's ten largest holdings make up 17% of its $4.47B portfolio in Q3 2014.
  • First Quadrant opened 65 new positions and closed 66 in Q3 2014.
  • First Quadrant's portfolio value fell 0.52% quarter-over-quarter to $4.47B.

Based on First Quadrant's 13F filing for Q3 2014, filed 24 Oct 2014.