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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$3.95B
AUM Growth
+$207M
Cap. Flow
-$18.8M
Cap. Flow %
-0.48%
Top 10 Hldgs %
14.74%
Holding
860
New
60
Increased
146
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$23M
2
VIAB
Viacom Inc. Class B
VIAB
+$22.8M
3
BAC icon
Bank of America
BAC
+$20.6M
4
C icon
Citigroup
C
+$19.6M
5
DHR icon
Danaher
DHR
+$17.7M

Top Sells

Rank Stock Value
1
CSE
CAPITALSOURCE INC
CSE
+$27M
2
UPS icon
United Parcel Service
UPS
+$21.4M
3
PARA
Paramount Global Class B
PARA
+$18.1M
4
BAX icon
Baxter International
BAX
+$15.9M
5
CA
CA, Inc.
CA
+$14.2M

Sector Composition

Rank Sector Weight
1 Financials 16.13%
2 Technology 15.77%
3 Healthcare 13.64%
4 Industrials 12.21%
5 Energy 10.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALJ
776
DELISTED
Alon USA Energy Inc
ALJ
$5K ﹤0.01%
500
-51,200
-99% -$632K
DK icon
777
Delek US
DK
$3.98B
$4K ﹤0.01%
172
-98,500
-100% -$2.6M
NLY icon
778
Annaly Capital Management
NLY
$17.3B
$4K ﹤0.01%
89
+45
+102% +$2.12K
MNK
779
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$4K ﹤0.01%
+101
New +$4.43K
PL
780
DELISTED
PROTECTIVE LIFE CORP
PL
$3K ﹤0.01%
73
– –
RAS
781
DELISTED
RAIT Financial Trust
RAS
$3K ﹤0.01%
400
– –
HIG icon
782
Hartford Financial Services
HIG
$39.9B
$2K ﹤0.01%
69
– –
SVVC
783
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$2K ﹤0.01%
88
– –
CACB
784
DELISTED
Cascade Bancorp
CACB
$2K ﹤0.01%
300
– –
WHR icon
785
Whirlpool
WHR
$2.49B
$1K ﹤0.01%
9
– –
ITY
786
DELISTED
IMPERIAL TOBACCO GRP ADS(RP 2
ITY
$1K ﹤0.01%
17
-95
-85% -$5.59K
BC icon
787
Brunswick
BC
$5.23B
– –
-1,300
Closed -$42K
BGFV
788
DELISTED
Big 5 Sporting Goods
BGFV
– –
-24,200
Closed -$531K
BMO icon
789
Bank of Montreal
BMO
$123B
– –
-100
Closed -$6K
BP icon
790
BP
BP
$112B
– –
-2,812
Closed -$96K
BWXT icon
791
BWX Technologies
BWXT
$14.4B
– –
-65,287
Closed -$1.4M
CCEP icon
792
Coca-Cola Europacific Partners
CCEP
$49.1B
– –
-67,800
Closed -$2.38M
CDNS icon
793
Cadence Design Systems
CDNS
$91.8B
– –
-275,400
Closed -$3.99M
CGNX icon
794
Cognex
CGNX
$9.62B
– –
-14,000
Closed -$158K
CIM
795
Chimera Investment
CIM
$1.06B
– –
-203,147
Closed -$9.14M
CSL icon
796
Carlisle Companies
CSL
$13.5B
– –
-92,000
Closed -$5.73M
DAKT icon
797
Daktronics
DAKT
$946M
– –
-7,000
Closed -$72K
DG icon
798
Dollar General
DG
$28.4B
– –
-56,400
Closed -$2.84M
FAF icon
799
First American
FAF
$7.98B
– –
-78,100
Closed -$1.72M
FL
800
DELISTED
Foot Locker
FL
– –
-149,300
Closed -$5.25M
30 31
32
33 34

Similar funds

BC
Blackcrane Capital Bellevue, Washington $16.3M AUM 19.53% 1-Year Est. Return
SCM
SunTx Capital Management Dallas, Texas $21.3M AUM 12.38% 1-Year Est. Return
CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM
FFIM
Founders Fund IV Management San Francisco, California $1.21M AUM

First Quadrant's Q3 2013 Portfolio in Review

As of Q3 2013, First Quadrant held 860 positions worth $3.95B, up 5.5% from $3.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q3 2013 filing shows 60 new, 146 increased, 222 reduced and 71 closed positions. Its largest new stake was MRC Global: 216,194 shares worth $5.79M. The largest sale was CAPITALSOURCE INC, an estimated $27M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2013 buy was MRC Global: 216,194 shares worth $5.79M.
  • First Quadrant added most to Boeing in Q3 2013, an estimated $23M increase.
  • First Quadrant's biggest Q3 2013 reduction was CAPITALSOURCE INC, cutting an estimated $27M.
  • First Quadrant fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.9M.
  • First Quadrant's ten largest holdings make up 15% of its $3.95B portfolio in Q3 2013.
  • First Quadrant opened 60 new positions and closed 71 in Q3 2013.
  • First Quadrant's portfolio value rose 5.5% quarter-over-quarter to $3.95B.

Based on First Quadrant's 13F filing for Q3 2013, filed 28 Oct 2013.