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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$3.95B
AUM Growth
+$207M
Cap. Flow
-$18.8M
Cap. Flow %
-0.48%
Top 10 Hldgs %
14.74%
Holding
860
New
60
Increased
146
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$23M
2
VIAB
Viacom Inc. Class B
VIAB
+$22.8M
3
BAC icon
Bank of America
BAC
+$20.6M
4
C icon
Citigroup
C
+$19.6M
5
DHR icon
Danaher
DHR
+$17.7M

Top Sells

Rank Stock Value
1
CSE
CAPITALSOURCE INC
CSE
+$27M
2
UPS icon
United Parcel Service
UPS
+$21.4M
3
PARA
Paramount Global Class B
PARA
+$18.1M
4
BAX icon
Baxter International
BAX
+$15.9M
5
CA
CA, Inc.
CA
+$14.2M

Sector Composition

Rank Sector Weight
1 Financials 16.13%
2 Technology 15.77%
3 Healthcare 13.64%
4 Industrials 12.21%
5 Energy 10.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVNT icon
751
Avient
AVNT
$3.29B
$12K ﹤0.01%
400
– –
CLF icon
752
Cleveland-Cliffs
CLF
$6.49B
$12K ﹤0.01%
+600
New +$12.3K
CSC
753
DELISTED
Computer Sciences
CSC
$12K ﹤0.01%
529
-446,836
-100% -$9.4M
MDLZ icon
754
Mondelez International
MDLZ
$83.4B
$11K ﹤0.01%
340
-2
-0.6% -$62
CLC
755
DELISTED
Clarcor
CLC
$11K ﹤0.01%
200
– –
HGG
756
DELISTED
hhgregg Inc.
HGG
$11K ﹤0.01%
600
– –
GME icon
757
GameStop
GME
$9.8B
$10K ﹤0.01%
840
-28
-3% -$335
GT icon
758
Goodyear
GT
$2.09B
$10K ﹤0.01%
465
– –
IBKR icon
759
Interactive Brokers
IBKR
$38.4B
$10K ﹤0.01%
2,148
-68
-3% -$292
GTAT
760
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
$10K ﹤0.01%
1,200
– –
APAGF
761
DELISTED
APCO OIL AND GAS INTERNATIONAL INC
APAGF
$10K ﹤0.01%
700
+300
+75% +$4.29K
ISRL
762
DELISTED
Isramco Inc
ISRL
$10K ﹤0.01%
82
– –
DNY
763
DELISTED
DONNELLEY R R & SONS CO
DNY
$10K ﹤0.01%
627
-20
-3% -$319
REX icon
764
REX American Resources
REX
$1.39B
$9K ﹤0.01%
1,800
– –
SHW icon
765
Sherwin-Williams
SHW
$84.8B
$9K ﹤0.01%
156
– –
FFG
766
DELISTED
FBL Financial Group
FFG
$9K ﹤0.01%
200
– –
DF
767
DELISTED
Dean Foods Company
DF
$9K ﹤0.01%
+475
New +$9.61K
BG icon
768
Bunge Global
BG
$20.9B
$8K ﹤0.01%
104
– –
WEB
769
DELISTED
Web.com Group, Inc.
WEB
$8K ﹤0.01%
247
– –
ARUN
770
DELISTED
ARUBA NETWORKS, INC.
ARUN
$8K ﹤0.01%
500
– –
NFG icon
771
National Fuel Gas
NFG
$7.69B
$7K ﹤0.01%
100
– –
UL icon
772
Unilever
UL
$142B
$7K ﹤0.01%
161
-606
-79% -$27.5K
CSE
773
DELISTED
CAPITALSOURCE INC
CSE
$7K ﹤0.01%
566
-2,384,753
-100% -$27M
SCHL icon
774
Scholastic
SCHL
$774M
$6K ﹤0.01%
200
– –
TWTC
775
DELISTED
TW TELECOM INC CL A COM
TWTC
$6K ﹤0.01%
199
– –
29 30
31
32 33

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BC
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SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
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LSM
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FFIM
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First Quadrant's Q3 2013 Portfolio in Review

As of Q3 2013, First Quadrant held 860 positions worth $3.95B, up 5.5% from $3.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q3 2013 filing shows 60 new, 146 increased, 222 reduced and 71 closed positions. Its largest new stake was MRC Global: 216,194 shares worth $5.79M. The largest sale was CAPITALSOURCE INC, an estimated $27M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2013 buy was MRC Global: 216,194 shares worth $5.79M.
  • First Quadrant added most to Boeing in Q3 2013, an estimated $23M increase.
  • First Quadrant's biggest Q3 2013 reduction was CAPITALSOURCE INC, cutting an estimated $27M.
  • First Quadrant fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.9M.
  • First Quadrant's ten largest holdings make up 15% of its $3.95B portfolio in Q3 2013.
  • First Quadrant opened 60 new positions and closed 71 in Q3 2013.
  • First Quadrant's portfolio value rose 5.5% quarter-over-quarter to $3.95B.

Based on First Quadrant's 13F filing for Q3 2013, filed 28 Oct 2013.