First Quadrant’s Unilever UL Stock Holding History

First Quadrant’s Portfolio UL Stock Details UL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-161	Closed	-$7K	–	819
2013 Q3	$7K	Sell	161 -606	-79%	-$27.5K	﹤0.01%	774
2013 Q2	$35K	Buy	+767	New	+$36.4K	﹤0.01%	718

Other funds holding UL

MNA

Manning & Napier Advisors Fairport, New York $7.09B AUM 17.35% 1-Year Est. Return

Artisan Partners Milwaukee, Wisconsin $62.3B AUM 26.25% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

FMI

Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

SCM

Sterling Capital Management Charlotte, North Carolina $5.28B AUM 23.15% 1-Year Est. Return

Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

First Quadrant's UL Position: Q4 2013 in Review

First Quadrant sold out of Unilever (UL) in Q4 2013, closing a stake of 161 shares — an estimated $7K sold.

First Quadrant first reported a position in UL in Q2 2013 and held it in 2 quarters. The position peaked at $35K in Q2 2013. 391 funds tracked by Wall St. Rank hold UL as of Q4 2013.

First Quadrant reported no remaining Unilever position as of Q4 2013 after selling out during the quarter.
First Quadrant sold 161 Unilever shares in Q4 2013, an estimated $7K.
First Quadrant first reported a position in Unilever in Q2 2013 and held it in 2 quarters.
First Quadrant's Unilever position peaked at $35K in Q2 2013.
391 funds tracked by Wall St. Rank held Unilever as of Q4 2013.

Based on First Quadrant's 13F filing for Q4 2013, filed 29 Jan 2014.