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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$3.95B
AUM Growth
+$207M
Cap. Flow
-$18.8M
Cap. Flow %
-0.48%
Top 10 Hldgs %
14.74%
Holding
860
New
60
Increased
146
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$23M
2
VIAB
Viacom Inc. Class B
VIAB
+$22.8M
3
BAC icon
Bank of America
BAC
+$20.6M
4
C icon
Citigroup
C
+$19.6M
5
DHR icon
Danaher
DHR
+$17.7M

Top Sells

Rank Stock Value
1
CSE
CAPITALSOURCE INC
CSE
+$27M
2
UPS icon
United Parcel Service
UPS
+$21.4M
3
PARA
Paramount Global Class B
PARA
+$18.1M
4
BAX icon
Baxter International
BAX
+$15.9M
5
CA
CA, Inc.
CA
+$14.2M

Sector Composition

Rank Sector Weight
1 Financials 16.13%
2 Technology 15.77%
3 Healthcare 13.64%
4 Industrials 12.21%
5 Energy 10.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAG icon
726
Conagra Brands
CAG
$7.42B
$21K ﹤0.01%
900
– –
ITRI icon
727
Itron
ITRI
$4.54B
$21K ﹤0.01%
500
– –
RMD icon
728
ResMed
RMD
$31.1B
$21K ﹤0.01%
400
– –
VFC icon
729
VF Corp
VFC
$5.92B
$20K ﹤0.01%
425
– –
D icon
730
Dominion Energy
D
$62B
$19K ﹤0.01%
300
– –
PB icon
731
Prosperity Bancshares
PB
$8.9B
$19K ﹤0.01%
300
– –
CBSH icon
732
Commerce Bancshares
CBSH
$8.68B
$18K ﹤0.01%
788
– –
ECHO
733
EchoStar
ECHO
$24.3B
$18K ﹤0.01%
494
– –
WTI icon
734
W&T Offshore
WTI
$525M
$18K ﹤0.01%
1,000
– –
CSH
735
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
$18K ﹤0.01%
882
– –
DY icon
736
Dycom Industries
DY
$11.2B
$17K ﹤0.01%
600
– –
MSGS icon
737
Madison Square Garden
MSGS
$9.59B
$17K ﹤0.01%
421
– –
TEVA icon
738
Teva Pharmaceuticals
TEVA
$40.4B
$16K ﹤0.01%
425
– –
ESL
739
DELISTED
Esterline Technologies
ESL
$16K ﹤0.01%
200
– –
ARII
740
DELISTED
American Railcar Industries, Inc.
ARII
$16K ﹤0.01%
400
– –
DIOD icon
741
Diodes
DIOD
$3.5B
$15K ﹤0.01%
600
– –
KMI icon
742
Kinder Morgan
KMI
$70.9B
$15K ﹤0.01%
425
+300
+240% +$11.3K
LNT icon
743
Alliant Energy
LNT
$18.6B
$15K ﹤0.01%
600
– –
BCE icon
744
BCE
BCE
$20.8B
$14K ﹤0.01%
327
– –
DS
745
DELISTED
Drive Shack Inc.
DS
$14K ﹤0.01%
2,764
– –
EWBC icon
746
East-West Bancorp
EWBC
$17.8B
$13K ﹤0.01%
396
– –
GPRE icon
747
Green Plains
GPRE
$1.15B
$13K ﹤0.01%
800
– –
LDOS icon
748
Leidos
LDOS
$14.4B
$13K ﹤0.01%
276
+211
+325% +$7.84K
MUSA icon
749
Murphy USA
MUSA
$11.4B
$13K ﹤0.01%
+325
New +$13K
TIBX
750
DELISTED
TIBCO SOFTWARE INC
TIBX
$13K ﹤0.01%
500
– –
28 29
30
31 32

Similar funds

BC
Blackcrane Capital Bellevue, Washington $16.3M AUM 19.53% 1-Year Est. Return
SCM
SunTx Capital Management Dallas, Texas $21.3M AUM 12.38% 1-Year Est. Return
CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM
FFIM
Founders Fund IV Management San Francisco, California $1.21M AUM

First Quadrant's Q3 2013 Portfolio in Review

As of Q3 2013, First Quadrant held 860 positions worth $3.95B, up 5.5% from $3.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q3 2013 filing shows 60 new, 146 increased, 222 reduced and 71 closed positions. Its largest new stake was MRC Global: 216,194 shares worth $5.79M. The largest sale was CAPITALSOURCE INC, an estimated $27M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2013 buy was MRC Global: 216,194 shares worth $5.79M.
  • First Quadrant added most to Boeing in Q3 2013, an estimated $23M increase.
  • First Quadrant's biggest Q3 2013 reduction was CAPITALSOURCE INC, cutting an estimated $27M.
  • First Quadrant fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.9M.
  • First Quadrant's ten largest holdings make up 15% of its $3.95B portfolio in Q3 2013.
  • First Quadrant opened 60 new positions and closed 71 in Q3 2013.
  • First Quadrant's portfolio value rose 5.5% quarter-over-quarter to $3.95B.

Based on First Quadrant's 13F filing for Q3 2013, filed 28 Oct 2013.