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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$3.95B
AUM Growth
+$207M
Cap. Flow
-$18.8M
Cap. Flow %
-0.48%
Top 10 Hldgs %
14.74%
Holding
860
New
60
Increased
146
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$23M
2
VIAB
Viacom Inc. Class B
VIAB
+$22.8M
3
BAC icon
Bank of America
BAC
+$20.6M
4
C icon
Citigroup
C
+$19.6M
5
DHR icon
Danaher
DHR
+$17.7M

Top Sells

Rank Stock Value
1
CSE
CAPITALSOURCE INC
CSE
+$27M
2
UPS icon
United Parcel Service
UPS
+$21.4M
3
PARA
Paramount Global Class B
PARA
+$18.1M
4
BAX icon
Baxter International
BAX
+$15.9M
5
CA
CA, Inc.
CA
+$14.2M

Sector Composition

Rank Sector Weight
1 Financials 16.13%
2 Technology 15.77%
3 Healthcare 13.64%
4 Industrials 12.21%
5 Energy 10.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSN icon
51
Tyson Foods
TSN
$21.5B
$21.5M 0.54%
760,092
+510,272
+204% +$14.8M
CFN
52
DELISTED
CAREFUSION CORPORATION
CFN
$21.4M 0.54%
581,050
-130,600
-18% -$4.88M
PKG icon
53
Packaging Corp of America
PKG
$22.2B
$21.4M 0.54%
375,000
+8,500
+2% +$460K
M icon
54
Macy's
M
$6.51B
$21.4M 0.54%
493,500
– –
HSY icon
55
Hershey
HSY
$37.3B
$21.3M 0.54%
230,800
-21,700
-9% -$2.02M
JNJ icon
56
Johnson & Johnson
JNJ
$640B
$21.1M 0.53%
243,164
+15,200
+7% +$1.36M
LHX icon
57
L3Harris
LHX
$55.4B
$20.9M 0.53%
352,600
+176,600
+100% +$9.83M
EIX icon
58
Edison International
EIX
$30.3B
$20.9M 0.53%
453,800
– –
PG icon
59
Procter & Gamble
PG
$340B
$20.8M 0.53%
275,669
-1,800
-0.6% -$143K
ATVI
60
DELISTED
Activision Blizzard
ATVI
$20.5M 0.52%
1,228,900
+185,600
+18% +$3.07M
COP icon
61
ConocoPhillips
COP
$144B
$20.3M 0.51%
291,767
-42,447
-13% -$2.83M
STI
62
DELISTED
SunTrust Banks, Inc.
STI
$19.3M 0.49%
595,700
– –
CF icon
63
CF Industries
CF
$19.6B
$19.1M 0.49%
454,055
-331,265
-42% -$12.7M
AXS icon
64
AXIS Capital
AXS
$7.81B
$19M 0.48%
439,500
+31,900
+8% +$1.41M
BYI
65
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
$18.4M 0.47%
255,600
+68,500
+37% +$4.82M
WLK icon
66
Westlake Corp
WLK
$9.26B
$18.3M 0.46%
349,902
-46,000
-12% -$2.35M
ADM icon
67
Archer Daniels Midland
ADM
$38.7B
$18.2M 0.46%
494,752
+124,400
+34% +$4.53M
EPC icon
68
Edgewell Personal Care
EPC
$1.3B
$18.2M 0.46%
269,397
+1,889
+0.7% +$140K
AIG icon
69
American International
AIG
$42.5B
$18.1M 0.46%
372,676
-25,400
-6% -$1.21M
VRSN icon
70
VeriSign
VRSN
$26.3B
$18.1M 0.46%
355,900
+330,900
+1,324% +$16M
BRSL
71
Brightstar Lottery PLC
BRSL
$1.9B
$17.7M 0.45%
936,300
+343,500
+58% +$6.55M
AVT icon
72
Avnet
AVT
$6.86B
$17.3M 0.44%
415,529
+142,076
+52% +$5.49M
TW
73
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
$17.1M 0.43%
160,100
+96,700
+153% +$8.51M
OSK icon
74
Oshkosh
OSK
$8.91B
$17.1M 0.43%
348,896
+123,896
+55% +$5.51M
UTHR icon
75
United Therapeutics
UTHR
$26.1B
$17M 0.43%
215,100
+44,800
+26% +$3.27M
1 2
3
4 5

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SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
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LSM
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FFIM
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First Quadrant's Q3 2013 Portfolio in Review

As of Q3 2013, First Quadrant held 860 positions worth $3.95B, up 5.5% from $3.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q3 2013 filing shows 60 new, 146 increased, 222 reduced and 71 closed positions. Its largest new stake was MRC Global: 216,194 shares worth $5.79M. The largest sale was CAPITALSOURCE INC, an estimated $27M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2013 buy was MRC Global: 216,194 shares worth $5.79M.
  • First Quadrant added most to Boeing in Q3 2013, an estimated $23M increase.
  • First Quadrant's biggest Q3 2013 reduction was CAPITALSOURCE INC, cutting an estimated $27M.
  • First Quadrant fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.9M.
  • First Quadrant's ten largest holdings make up 15% of its $3.95B portfolio in Q3 2013.
  • First Quadrant opened 60 new positions and closed 71 in Q3 2013.
  • First Quadrant's portfolio value rose 5.5% quarter-over-quarter to $3.95B.

Based on First Quadrant's 13F filing for Q3 2013, filed 28 Oct 2013.