First Quadrant’s AXIS Capital AXS Stock Holding History

First Quadrant’s Portfolio AXS Stock Details AXS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-3,739	Closed	-$188K	–	823
2017 Q4	$188K	Hold	3,739	–	–	﹤0.01%	740
2017 Q3	$214K	Hold	3,739	–	–	﹤0.01%	700
2017 Q2	$242K	Hold	3,739	–	–	﹤0.01%	655
2017 Q1	$251K	Hold	3,739	–	–	﹤0.01%	617
2016 Q4	$244K	Hold	3,739	–	–	0.01%	624
2016 Q3	$203K	Buy	+3,739	New	+$206K	﹤0.01%	643
2015 Q3	–	Sell	-32,500	Closed	-$1.74M	–	798
2015 Q2	$1.74M	Hold	32,500	–	–	0.04%	297
2015 Q1	$1.68M	Sell	32,500 -75,800	-70%	-$3.86M	0.03%	296
2014 Q4	$5.53M	Hold	108,300	–	–	0.12%	185
2014 Q3	$5.13M	Sell	108,300 -53,200	-33%	-$2.46M	0.11%	184
2014 Q2	$7.15M	Sell	161,500 -289,900	-64%	-$13.3M	0.16%	165
2014 Q1	$20.7M	Hold	451,400	–	–	0.47%	66
2013 Q4	$21.5M	Buy	451,400 +11,900	+3%	+$562K	0.5%	59
2013 Q3	$19M	Buy	439,500 +31,900	+8%	+$1.41M	0.48%	64
2013 Q2	$18.7M	Buy	+407,600	New	+$17.9M	0.5%	61

Other funds holding AXS

Vulcan Value Partners Birmingham, Alabama $3.77B AUM 9.63% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Pzena Investment Management

Pzena Investment Management New York $30.8B AUM 11.29% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

LSV Asset Management

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Donald Smith & Co New York $5.56B AUM 47.13% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return