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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$3.95B
AUM Growth
+$207M
Cap. Flow
-$18.8M
Cap. Flow %
-0.48%
Top 10 Hldgs %
14.74%
Holding
860
New
60
Increased
146
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$23M
2
VIAB
Viacom Inc. Class B
VIAB
+$22.8M
3
BAC icon
Bank of America
BAC
+$20.6M
4
C icon
Citigroup
C
+$19.6M
5
DHR icon
Danaher
DHR
+$17.7M

Top Sells

Rank Stock Value
1
CSE
CAPITALSOURCE INC
CSE
+$27M
2
UPS icon
United Parcel Service
UPS
+$21.4M
3
PARA
Paramount Global Class B
PARA
+$18.1M
4
BAX icon
Baxter International
BAX
+$15.9M
5
CA
CA, Inc.
CA
+$14.2M

Sector Composition

Rank Sector Weight
1 Financials 16.34%
2 Technology 16.25%
3 Healthcare 14.22%
4 Industrials 12.56%
5 Energy 10.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCI
476
DELISTED
Navigant Consulting, Inc.
NCI
$397K 0.01%
+25,700
New +$360K
HOS
477
Hornbeck Offshore Services, Inc.
HOS
$2.89B
$393K 0.01%
15,500
– –
AMTD
478
DELISTED
TD Ameritrade Holding Corp
AMTD
$390K 0.01%
14,900
+2,300
+18% +$61.1K
SCS
479
DELISTED
Steelcase
SCS
$386K 0.01%
23,200
-62,000
-73% -$947K
PAG icon
480
Penske Automotive Group
PAG
$14.2B
$385K 0.01%
9,000
– –
BRCM
481
DELISTED
BROADCOM CORP CL-A
BRCM
$385K 0.01%
14,800
-89,400
-86% -$2.52M
MWV
482
DELISTED
MEADWESTVACO CORP
MWV
$380K 0.01%
9,900
– –
BNY
483
Bank of New York Mellon
BNY
$105B
$377K 0.01%
12,500
-1
-0% -$31
PUK icon
484
Prudential
PUK
$32.8B
$377K 0.01%
10,407
-6,435
-38% -$224K
PACW
485
DELISTED
PacWest Bancorp
PACW
$377K 0.01%
11,000
-300
-3% -$10.2K
NXST icon
486
Nexstar Media Group
NXST
$5.2B
$362K 0.01%
8,136
-4,500
-36% -$161K
HAR
487
DELISTED
Harman International Industries
HAR
$358K 0.01%
5,400
– –
SONC
488
DELISTED
Sonic Corp
SONC
$357K 0.01%
20,100
– –
FIBK icon
489
First Interstate BancSystem
FIBK
$3.57B
$345K 0.01%
14,300
+9,900
+225% +$232K
RDEN
490
DELISTED
ELIZABETH ARDEN INC
RDEN
$341K 0.01%
9,231
– –
DD
491
DELISTED
Du Pont De Nemours E I
DD
$340K 0.01%
6,107
– –
PZZA icon
492
Papa John's
PZZA
$682M
$321K 0.01%
9,200
– –
CENTA icon
493
Central Garden & Pet Co Class A
CENTA
$2.17B
$314K 0.01%
57,250
– –
AEPI
494
DELISTED
AEP Industries Inc
AEPI
$312K 0.01%
4,200
– –
COV
495
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$312K 0.01%
5,125
-656
-11% -$40K
MOS icon
496
The Mosaic Company
MOS
$8.09B
$310K 0.01%
7,200
– –
SUSQ
497
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
$303K 0.01%
24,156
– –
FEIC
498
DELISTED
FEI COMPANY
FEIC
$299K 0.01%
3,400
-6,700
-66% -$533K
CTSH icon
499
Cognizant
CTSH
$28.5B
$296K 0.01%
7,200
– –
GNW icon
500
Genworth Financial
GNW
$3.78B
$296K 0.01%
23,100
– –
18 19
20
21 22

Similar funds

ICMH
Integrity Capital Management (HK) Central, Hong Kong $19.4M AUM
BC
Blackcrane Capital Bellevue, Washington $16.3M AUM 19.53% 1-Year Est. Return
SCM
SunTx Capital Management Dallas, Texas $21.3M AUM 12.38% 1-Year Est. Return
CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM

First Quadrant's Q3 2013 Portfolio in Review

As of Q3 2013, First Quadrant held 860 positions worth $3.95B, up 5.5% from $3.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q3 2013 filing shows 60 new, 146 increased, 222 reduced and 71 closed positions. Its largest new stake was MRC Global: 216,194 shares worth $5.79M. The largest sale was CAPITALSOURCE INC, an estimated $27M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2013 buy was MRC Global: 216,194 shares worth $5.79M.
  • First Quadrant added most to Boeing in Q3 2013, an estimated $23M increase.
  • First Quadrant's biggest Q3 2013 reduction was CAPITALSOURCE INC, cutting an estimated $27M.
  • First Quadrant fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.9M.
  • First Quadrant's ten largest holdings make up 15% of its $3.95B portfolio in Q3 2013.
  • First Quadrant opened 60 new positions and closed 71 in Q3 2013.
  • First Quadrant's portfolio value rose 5.5% quarter-over-quarter to $3.95B.

Based on First Quadrant's 13F filing for Q3 2013, filed 28 Oct 2013.