First Quadrant’s Prudential PUK Stock Holding History

First Quadrant’s Portfolio PUK Stock Details PUK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-991	Closed	-$38K	–	835
2016 Q4	$38K	Sell	991 -20	-2%	-$718	﹤0.01%	781
2016 Q3	$35K	Sell	1,011 -20	-2%	-$690	﹤0.01%	807
2016 Q2	$34K	Sell	1,031 -516	-33%	-$19K	﹤0.01%	733
2016 Q1	$56K	Hold	1,547	–	–	﹤0.01%	683
2015 Q4	$68K	Sell	1,547 -219	-12%	-$9.75K	﹤0.01%	642
2015 Q3	$72K	Hold	1,766	–	–	﹤0.01%	643
2015 Q2	$83K	Sell	1,766 -1,753	-50%	-$85.1K	﹤0.01%	632
2015 Q1	$170K	Sell	3,519 -206	-6%	-$9.79K	﹤0.01%	543
2014 Q4	$167K	Sell	3,725 -41	-1%	-$1.83K	﹤0.01%	543
2014 Q3	$163K	Hold	3,766	–	–	﹤0.01%	571
2014 Q2	$168K	Sell	3,766 -1,856	-33%	-$82.3K	﹤0.01%	591
2014 Q1	$232K	Sell	5,622 -722	-11%	-$30.8K	0.01%	517
2013 Q4	$277K	Sell	6,344 -4,063	-39%	-$161K	0.01%	530
2013 Q3	$377K	Sell	10,407 -6,435	-38%	-$224K	0.01%	485
2013 Q2	$535K	Buy	+16,842	New	+$554K	0.01%	434

Other funds holding PUK

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

CCM

Causeway Capital Management Los Angeles, California $8.15B AUM 29.28% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

First Quadrant's PUK Position: Q1 2017 in Review

First Quadrant sold out of Prudential (PUK) in Q1 2017, closing a stake of 991 shares — an estimated $38K sold.

First Quadrant first reported a position in PUK in Q2 2013 and held it in 15 quarters. The position peaked at $535K in Q2 2013. 167 funds tracked by Wall St. Rank hold PUK as of Q1 2017.

First Quadrant reported no remaining Prudential position as of Q1 2017 after selling out during the quarter.
First Quadrant sold 991 Prudential shares in Q1 2017, an estimated $38K.
First Quadrant first reported a position in Prudential in Q2 2013 and held it in 15 quarters.
First Quadrant's Prudential position peaked at $535K in Q2 2013.
167 funds tracked by Wall St. Rank held Prudential as of Q1 2017.

Based on First Quadrant's 13F filing for Q1 2017, filed 25 Apr 2017.