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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+4.04%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.39%
10 Year Est. Return
–
AUM
$4.72B
AUM Growth
+$190M
Cap. Flow
+$63.1M
Cap. Flow %
1.34%
Top 10 Hldgs %
13.44%
Holding
963
New
145
Increased
195
Reduced
238
Closed
94

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$35.4M
2
BAX icon
Baxter International
BAX
+$30.7M
3
UPS icon
United Parcel Service
UPS
+$27M
4
AEP icon
American Electric Power
AEP
+$22.9M
5
DRI icon
Darden Restaurants
DRI
+$22.3M

Top Sells

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$40.3M
2
VZ icon
Verizon
VZ
+$38.9M
3
SLB icon
SLB Ltd
SLB
+$33.9M
4
JNJ icon
Johnson & Johnson
JNJ
+$30.3M
5
INTU icon
Intuit
INTU
+$25.9M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Healthcare 14.37%
3 Financials 13.33%
4 Consumer Discretionary 11.77%
5 Industrials 11.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMC
426
Del Monte Corp
DMC
$1.48B
$1.05M 0.02%
+17,544
New +$1.02M
IPCC
427
DELISTED
Infinity Property & Casualty C
IPCC
$1.05M 0.02%
12,678
-167
-1% -$13.8K
CERN
428
DELISTED
Cerner Corp
CERN
$1.03M 0.02%
16,700
– –
OGS icon
429
ONE Gas
OGS
$4.8B
$1.02M 0.02%
16,450
– –
BSX icon
430
Boston Scientific
BSX
$63.6B
$1.01M 0.02%
42,600
– –
IQNT
431
DELISTED
Inteliquent, Inc.
IQNT
$999K 0.02%
61,900
– –
COF icon
432
Capital One
COF
$127B
$998K 0.02%
13,900
– –
KBAL
433
DELISTED
Kimball International
KBAL
$992K 0.02%
+76,631
New +$934K
RUTH
434
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
$987K 0.02%
69,896
-28,604
-29% -$438K
CAKE icon
435
Cheesecake Factory
CAKE
$4.81B
$976K 0.02%
19,500
– –
GMED icon
436
Globus Medical
GMED
$10B
$971K 0.02%
43,000
-18,700
-30% -$439K
BRO icon
437
Brown & Brown
BRO
$22.5B
$965K 0.02%
51,196
– –
KMX icon
438
CarMax
KMX
$8.49B
$960K 0.02%
18,000
– –
VSTO
439
DELISTED
Vista Outdoor Inc.
VSTO
$957K 0.02%
24,000
– –
BMS
440
DELISTED
Bemis
BMS
$955K 0.02%
18,727
-43,049
-70% -$2.22M
CPLA
441
DELISTED
Capella Education Company
CPLA
$950K 0.02%
+16,361
New +$954K
BFH icon
442
Bread Financial
BFH
$4.14B
$944K 0.02%
5,513
– –
DISH
443
DELISTED
DISH Network Corp.
DISH
$937K 0.02%
17,100
+2,300
+16% +$119K
MDRX
444
DELISTED
Veradigm Inc. Common Stock
MDRX
$936K 0.02%
71,100
– –
ALOG
445
DELISTED
Analogic Corp
ALOG
$930K 0.02%
10,500
– –
OA
446
DELISTED
Orbital ATK, Inc.
OA
$915K 0.02%
12,000
– –
VRSK icon
447
Verisk Analytics
VRSK
$23.4B
$910K 0.02%
11,200
+800
+8% +$66.2K
HSIC icon
448
Henry Schein
HSIC
$9.75B
$896K 0.02%
14,025
– –
SAFM
449
DELISTED
Sanderson Farms Inc
SAFM
$896K 0.02%
9,300
– –
SPB icon
450
Spectrum Brands
SPB
$1.97B
$895K 0.02%
6,500
– –
16 17
18
19 20

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SCM
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CFG
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AG
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YEPV
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WIA
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LSM
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First Quadrant's Q3 2016 Portfolio in Review

As of Q3 2016, First Quadrant held 963 positions worth $4.72B, up 4.2% from $4.53B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

First Quadrant's Q3 2016 filing shows 145 new, 195 increased, 238 reduced and 94 closed positions. Its largest new stake was Baxter International: 651,414 shares worth $31M. The largest sale was GE Aerospace, an estimated $40.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Healthcare and Financials.

  • First Quadrant's largest Q3 2016 buy was Baxter International: 651,414 shares worth $31M.
  • First Quadrant added most to PepsiCo in Q3 2016, an estimated $35.4M increase.
  • First Quadrant's biggest Q3 2016 reduction was GE Aerospace, cutting an estimated $40.3M.
  • First Quadrant fully exited ResMed in Q3 2016, selling an estimated $24.7M.
  • First Quadrant's ten largest holdings make up 13% of its $4.72B portfolio in Q3 2016.
  • First Quadrant opened 145 new positions and closed 94 in Q3 2016.
  • First Quadrant's portfolio value rose 4.2% quarter-over-quarter to $4.72B.

Based on First Quadrant's 13F filing for Q3 2016, filed 19 Oct 2016.