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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$3.95B
AUM Growth
+$207M
Cap. Flow
-$18.8M
Cap. Flow %
-0.48%
Top 10 Hldgs %
14.74%
Holding
860
New
60
Increased
146
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$23M
2
VIAB
Viacom Inc. Class B
VIAB
+$22.8M
3
BAC icon
Bank of America
BAC
+$20.6M
4
C icon
Citigroup
C
+$19.6M
5
DHR icon
Danaher
DHR
+$17.7M

Top Sells

Rank Stock Value
1
CSE
CAPITALSOURCE INC
CSE
+$27M
2
UPS icon
United Parcel Service
UPS
+$21.4M
3
PARA
Paramount Global Class B
PARA
+$18.1M
4
BAX icon
Baxter International
BAX
+$15.9M
5
CA
CA, Inc.
CA
+$14.2M

Sector Composition

Rank Sector Weight
1 Financials 16.13%
2 Technology 15.77%
3 Healthcare 13.64%
4 Industrials 12.21%
5 Energy 10.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEU icon
276
NewMarket
NEU
$7.24B
$2.45M 0.06%
8,500
– –
HME
277
DELISTED
HOME PROPERTIES, INC
HME
$2.42M 0.06%
+41,900
New +$2.57M
VAL
278
DELISTED
Valspar
VAL
$2.41M 0.06%
38,000
-1,000
-3% -$65.5K
WAFD icon
279
WaFd
WAFD
$2.71B
$2.4M 0.06%
115,800
– –
STE icon
280
Steris
STE
$22.9B
$2.37M 0.06%
55,200
-35,400
-39% -$1.54M
LIN
281
DELISTED
LIN MEDIA LLC CLASS A COM
LIN
$2.36M 0.06%
+116,252
New +$1.95M
SCI icon
282
Service Corp International
SCI
$11.8B
$2.33M 0.06%
125,200
– –
MATV icon
283
Mativ Holdings
MATV
$479M
$2.31M 0.06%
38,156
-12,400
-25% -$700K
OKE icon
284
Oneok
OKE
$56.7B
$2.31M 0.06%
49,457
– –
STZ icon
285
Constellation Brands
STZ
$22.5B
$2.24M 0.06%
39,092
-3,300
-8% -$180K
VPHM
286
DELISTED
VIROPHARMA INC
VPHM
$2.23M 0.06%
56,905
– –
SWBI icon
287
Smith & Wesson
SWBI
$649M
$2.17M 0.06%
257,338
+157,942
+159% +$1.37M
RTX icon
288
RTX Corp
RTX
$290B
$2.15M 0.05%
31,701
– –
FN icon
289
Fabrinet
FN
$14.9B
$2.06M 0.05%
122,300
+20,300
+20% +$299K
VAR
290
DELISTED
Varian Medical Systems, Inc.
VAR
$2.04M 0.05%
31,074
– –
PDLI
291
DELISTED
PDL BioPharma, Inc.
PDLI
$2.02M 0.05%
253,100
+8,800
+4% +$70.7K
TGNA
292
DELISTED
TEGNA Inc
TGNA
$2.02M 0.05%
+143,748
New +$1.92M
CATY icon
293
Cathay General Bancorp
CATY
$4.23B
$1.99M 0.05%
85,200
-500
-0.6% -$11.6K
CCK icon
294
Crown Holdings
CCK
$13B
$1.98M 0.05%
46,856
-39
-0.1% -$1.71K
TNL icon
295
Travel + Leisure Co
TNL
$4.76B
$1.97M 0.05%
71,549
-125,147
-64% -$3.43M
GPK icon
296
Graphic Packaging
GPK
$3.35B
$1.97M 0.05%
229,500
-8,100
-3% -$69.3K
AAP icon
297
Advance Auto Parts
AAP
$3.53B
$1.95M 0.05%
23,600
– –
CHE icon
298
Chemed
CHE
$7.16B
$1.94M 0.05%
27,100
-90
-0.3% -$6.4K
ELV icon
299
Elevance Health
ELV
$81.5B
$1.93M 0.05%
23,122
-13,100
-36% -$1.12M
DEO icon
300
Diageo
DEO
$49.6B
$1.93M 0.05%
15,146
-5,061
-25% -$633K
10 11
12
13 14

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BC
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SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM
FFIM
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First Quadrant's Q3 2013 Portfolio in Review

As of Q3 2013, First Quadrant held 860 positions worth $3.95B, up 5.5% from $3.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q3 2013 filing shows 60 new, 146 increased, 222 reduced and 71 closed positions. Its largest new stake was MRC Global: 216,194 shares worth $5.79M. The largest sale was CAPITALSOURCE INC, an estimated $27M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2013 buy was MRC Global: 216,194 shares worth $5.79M.
  • First Quadrant added most to Boeing in Q3 2013, an estimated $23M increase.
  • First Quadrant's biggest Q3 2013 reduction was CAPITALSOURCE INC, cutting an estimated $27M.
  • First Quadrant fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.9M.
  • First Quadrant's ten largest holdings make up 15% of its $3.95B portfolio in Q3 2013.
  • First Quadrant opened 60 new positions and closed 71 in Q3 2013.
  • First Quadrant's portfolio value rose 5.5% quarter-over-quarter to $3.95B.

Based on First Quadrant's 13F filing for Q3 2013, filed 28 Oct 2013.