First Quadrant’s WaFd WAFD Stock Holding History

First Quadrant’s Portfolio WAFD Stock Details WAFD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-1,900	Closed	-$39K	–	814
2014 Q3	$39K	Sell	1,900 -151,700	-99%	-$3.24M	﹤0.01%	701
2014 Q2	$3.44M	Hold	153,600	–	–	0.08%	246
2014 Q1	$3.58M	Buy	153,600 +37,800	+33%	+$858K	0.08%	239
2013 Q4	$2.7M	Hold	115,800	–	–	0.06%	273
2013 Q3	$2.4M	Hold	115,800	–	–	0.06%	279
2013 Q2	$2.19M	Buy	+115,800	New	+$1.99M	0.06%	280

Other funds holding WAFD

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

SIM

Sprucegrove Investment Management Toronto, Ontario, Canada $625M AUM 21.08% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

PIM

Perkins Investment Management Chicago, Illinois $8.09B AUM 25.47% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

First Quadrant's WAFD Position: Q4 2014 in Review

First Quadrant sold out of WaFd (WAFD) in Q4 2014, closing a stake of 1,900 shares — an estimated $39K sold.

First Quadrant first reported a position in WAFD in Q2 2013 and held it in 6 quarters. The position peaked at $3.58M in Q1 2014. 187 funds tracked by Wall St. Rank hold WAFD as of Q4 2014.

First Quadrant reported no remaining WaFd position as of Q4 2014 after selling out during the quarter.
First Quadrant sold 1,900 WaFd shares in Q4 2014, an estimated $39K.
First Quadrant first reported a position in WaFd in Q2 2013 and held it in 6 quarters.
First Quadrant's WaFd position peaked at $3.58M in Q1 2014.
187 funds tracked by Wall St. Rank held WaFd as of Q4 2014.

Based on First Quadrant's 13F filing for Q4 2014, filed 27 Jan 2015.