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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+8.63%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$783M
AUM Growth
+$37.7M
Cap. Flow
-$10.5M
Cap. Flow %
-1.35%
Top 10 Hldgs %
40.45%
Holding
753
New
52
Increased
15
Reduced
294
Closed
138

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$55.5M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$55.4M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$55.4M
4
PRIM icon
Primoris Services
PRIM
+$437K
5
NBIX icon
Neurocrine Biosciences
NBIX
+$322K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$10M
2
MSFT icon
Microsoft
MSFT
+$8.54M
3
AMZN icon
Amazon
AMZN
+$7.55M
4
META icon
Meta Platforms (Facebook)
META
+$3.33M
5
JNJ icon
Johnson & Johnson
JNJ
+$2.69M

Sector Composition

Rank Sector Weight
1 Technology 19.28%
2 Healthcare 11.06%
3 Consumer Discretionary 11.05%
4 Financials 8.77%
5 Communication Services 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CE icon
251
Celanese
CE
$4.82B
$389K 0.05%
3,618
-3,583
-50% -$358K
SPOK icon
252
Spok Holdings
SPOK
$229M
$387K 0.05%
40,700
-43,581
-52% -$435K
LNC icon
253
Lincoln National
LNC
$7.92B
$381K 0.05%
12,156
-3,876
-24% -$138K
ABG icon
254
Asbury Automotive
ABG
$4.62B
$380K 0.05%
3,900
– –
EPC icon
255
Edgewell Personal Care
EPC
$1.3B
$378K 0.05%
13,567
– –
DRH icon
256
Diamondrock Hospitality Co
DRH
$2.69B
$376K 0.05%
74,216
– –
ADSK icon
257
Autodesk
ADSK
$51.8B
$375K 0.05%
1,625
+85
+6% +$20.2K
AKAM icon
258
Akamai
AKAM
$15.6B
$374K 0.05%
3,381
– –
CIEN icon
259
Ciena
CIEN
$46.8B
$374K 0.05%
9,428
+496
+6% +$26.1K
PTEN icon
260
Patterson-UTI
PTEN
$3.54B
$371K 0.05%
130,100
-55,385
-30% -$204K
UBA
261
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
$367K 0.05%
39,900
-16,208
-29% -$160K
IEX icon
262
IDEX
IEX
$17B
$353K 0.05%
1,933
-647
-25% -$112K
MED icon
263
Medifast
MED
$107M
$348K 0.04%
2,117
– –
HL icon
264
Hecla Mining
HL
$9.49B
$347K 0.04%
68,400
– –
ATRI
265
DELISTED
Atrion Corp
ATRI
$346K 0.04%
552
– –
CDP icon
266
COPT Defense Properties
CDP
$4.32B
$345K 0.04%
14,524
-8,035
-36% -$200K
HEI.A icon
267
HEICO Corp Class A
HEI.A
$36B
$345K 0.04%
3,895
-891
-19% -$75.2K
APPF icon
268
AppFolio
APPF
$6.62B
$344K 0.04%
2,427
– –
VLO icon
269
Valero Energy
VLO
$89.5B
$342K 0.04%
7,900
– –
NNN icon
270
NNN REIT
NNN
$9.29B
$338K 0.04%
9,791
– –
DUK icon
271
Duke Energy
DUK
$101B
$328K 0.04%
3,700
– –
XENT
272
DELISTED
Intersect ENT, Inc
XENT
$326K 0.04%
20,000
– –
DOW icon
273
Dow Inc
DOW
$22B
$325K 0.04%
6,911
-3,358
-33% -$151K
WBA
274
DELISTED
Walgreens Boots Alliance
WBA
$325K 0.04%
9,051
– –
CNC icon
275
Centene
CNC
$30.5B
$322K 0.04%
5,513
-1,060
-16% -$65.8K
9 10
11
12 13

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SCM
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CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
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YEPV
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WIA
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LSM
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FFIM
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First Quadrant's Q3 2020 Portfolio in Review

As of Q3 2020, First Quadrant held 753 positions worth $783M, up 5.1% from $745M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

First Quadrant's Q3 2020 filing shows 52 new, 15 increased, 294 reduced and 138 closed positions. Its largest new stake was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF: 1,370,525 shares worth $56M. The largest sale was Apple, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 24% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • First Quadrant's largest Q3 2020 buy was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF: 1,370,525 shares worth $56M.
  • First Quadrant added most to Primoris Services in Q3 2020, an estimated $437K increase.
  • First Quadrant's biggest Q3 2020 reduction was Apple, cutting an estimated $10M.
  • First Quadrant fully exited Littelfuse in Q3 2020, selling an estimated $895K.
  • First Quadrant's ten largest holdings make up 40% of its $783M portfolio in Q3 2020.
  • First Quadrant opened 52 new positions and closed 138 in Q3 2020.
  • First Quadrant's portfolio value rose 5.1% quarter-over-quarter to $783M.

Based on First Quadrant's 13F filing for Q3 2020, filed 28 Oct 2020.