First Quadrant’s Duke Energy DUK Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2022 Q1	$18K	Sell	159 -5,265	-97%	-$596K	0.1%	115
2021 Q4	$569K	Hold	5,424	–	–	0.06%	232
2021 Q3	$529K	Hold	5,424	–	–	0.06%	239
2021 Q2	$535K	Buy	+5,424	New	+$535K	0.06%	241
2020 Q4	–	Sell	-3,700	Closed	-$328K	–	605
2020 Q3	$328K	Hold	3,700	–	–	0.04%	271
2020 Q2	$296K	Hold	3,700	–	–	0.04%	351
2020 Q1	$299K	Hold	3,700	–	–	0.04%	350
2019 Q4	$337K	Sell	3,700 -4,100	-53%	-$373K	0.03%	350
2019 Q3	$748K	Hold	7,800	–	–	0.07%	263
2019 Q2	$688K	Hold	7,800	–	–	0.05%	357
2019 Q1	$702K	Buy	7,800 +4,100	+111%	+$369K	0.05%	311
2018 Q4	$319K	Hold	3,700	–	–	0.03%	438
2018 Q3	$296K	Hold	3,700	–	–	0.01%	578
2018 Q2	$293K	Hold	3,700	–	–	0.01%	549
2018 Q1	$287K	Hold	3,700	–	–	0.01%	579
2017 Q4	$311K	Hold	3,700	–	–	0.01%	646
2017 Q3	$311K	Sell	3,700 -5,766	-61%	-$485K	0.01%	637
2017 Q2	$791K	Hold	9,466	–	–	0.02%	463
2017 Q1	$776K	Hold	9,466	–	–	0.02%	485
2016 Q4	$735K	Hold	9,466	–	–	0.02%	492
2016 Q3	$758K	Hold	9,466	–	–	0.02%	480
2016 Q2	$812K	Hold	9,466	–	–	0.02%	420
2016 Q1	$764K	Sell	9,466 -444	-4%	-$35.8K	0.02%	428
2015 Q4	$707K	Hold	9,910	–	–	0.02%	426
2015 Q3	$713K	Hold	9,910	–	–	0.02%	417
2015 Q2	$700K	Hold	9,910	–	–	0.01%	425
2015 Q1	$761K	Hold	9,910	–	–	0.02%	393
2014 Q4	$828K	Buy	9,910 +1,900	+24%	+$159K	0.02%	383
2014 Q3	$599K	Hold	8,010	–	–	0.01%	434
2014 Q2	$594K	Sell	8,010 -49	-0.6%	-$3.63K	0.01%	459
2014 Q1	$574K	Buy	8,059 +999	+14%	+$71.2K	0.01%	430
2013 Q4	$487K	Sell	7,060 -1,766	-20%	-$122K	0.01%	468
2013 Q3	$589K	Buy	8,826 +826	+10%	+$55.1K	0.01%	437
2013 Q2	$540K	Buy	+8,000	New	+$540K	0.01%	433