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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+8.63%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$783M
AUM Growth
+$37.7M
Cap. Flow
-$10.5M
Cap. Flow %
-1.35%
Top 10 Hldgs %
40.45%
Holding
753
New
52
Increased
15
Reduced
294
Closed
138

Top Buys

Rank Stock Value
1
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$55.5M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$55.4M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$55.4M
4
PRIM icon
Primoris Services
PRIM
+$437K
5
NBIX icon
Neurocrine Biosciences
NBIX
+$322K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$10M
2
MSFT icon
Microsoft
MSFT
+$8.54M
3
AMZN icon
Amazon
AMZN
+$7.55M
4
META icon
Meta Platforms (Facebook)
META
+$3.33M
5
JNJ icon
Johnson & Johnson
JNJ
+$2.69M

Sector Composition

Rank Sector Weight
1 Technology 19.28%
2 Healthcare 11.06%
3 Consumer Discretionary 11.05%
4 Financials 8.77%
5 Communication Services 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRMB icon
226
Trimble
TRMB
$13.6B
$458K 0.06%
9,400
-2,552
-21% -$122K
SEI
227
Solaris Energy Infrastructure
SEI
$2.66B
$456K 0.06%
72,000
– –
MAA icon
228
Mid-America Apartment Communities
MAA
$16B
$452K 0.06%
3,894
– –
OPTU
229
Optimum Communications Inc
OPTU
$298M
$450K 0.06%
17,290
-9,316
-35% -$242K
UFI icon
230
UNIFI
UFI
$114M
$447K 0.06%
34,800
-13,162
-27% -$164K
OSK icon
231
Oshkosh
OSK
$8.91B
$438K 0.06%
5,964
– –
NCLH icon
232
Norwegian Cruise Line
NCLH
$9.53B
$435K 0.06%
25,400
– –
CB icon
233
Chubb
CB
$140B
$434K 0.06%
3,734
– –
SFM icon
234
Sprouts Farmers Market
SFM
$7.44B
$434K 0.06%
20,715
-9,782
-32% -$234K
EAF icon
235
GrafTech
EAF
$184M
$432K 0.06%
6,312
-1,270
-17% -$88.6K
AYI icon
236
Acuity Brands
AYI
$9.99B
$429K 0.05%
4,191
– –
LGND icon
237
Ligand Pharmaceuticals
LGND
$5.77B
$428K 0.05%
7,204
-1,912
-21% -$130K
AFL icon
238
Aflac
AFL
$65.5B
$426K 0.05%
11,733
– –
UCB
239
United Community Banks
UCB
$4.26B
$426K 0.05%
25,144
– –
REZI icon
240
Resideo Technologies
REZI
$5.4B
$425K 0.05%
38,600
– –
COR
241
DELISTED
Coresite Realty Corporation
COR
$424K 0.05%
3,568
– –
CAT icon
242
Caterpillar
CAT
$361B
$420K 0.05%
2,814
-1,924
-41% -$270K
DAL icon
243
Delta Air Lines
DAL
$56.7B
$418K 0.05%
13,661
– –
DT icon
244
Dynatrace
DT
$12.7B
$415K 0.05%
10,117
– –
IRWD icon
245
Ironwood Pharmaceuticals
IRWD
$586M
$414K 0.05%
46,000
-23,921
-34% -$238K
LGF.B
246
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$410K 0.05%
47,000
-33,363
-42% -$267K
CTMX icon
247
CytomX Therapeutics
CTMX
$690M
$395K 0.05%
59,400
-11,159
-16% -$82.8K
PFSI icon
248
PennyMac Financial
PFSI
$4.47B
$395K 0.05%
6,800
– –
ACC
249
DELISTED
American Campus Communities, Inc.
ACC
$395K 0.05%
11,317
– –
REXR icon
250
Rexford Industrial Realty
REXR
$8.63B
$394K 0.05%
8,613
– –
8 9
10
11 12

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BC
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SCM
SunTx Capital Management Dallas, Texas $21.3M AUM 12.38% 1-Year Est. Return
CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM
FFIM
Founders Fund IV Management San Francisco, California $1.21M AUM

First Quadrant's Q3 2020 Portfolio in Review

As of Q3 2020, First Quadrant held 753 positions worth $783M, up 5.1% from $745M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

First Quadrant's Q3 2020 filing shows 52 new, 15 increased, 294 reduced and 138 closed positions. Its largest new stake was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF: 1,370,525 shares worth $56M. The largest sale was Apple, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 24% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • First Quadrant's largest Q3 2020 buy was State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF: 1,370,525 shares worth $56M.
  • First Quadrant added most to Primoris Services in Q3 2020, an estimated $437K increase.
  • First Quadrant's biggest Q3 2020 reduction was Apple, cutting an estimated $10M.
  • First Quadrant fully exited Littelfuse in Q3 2020, selling an estimated $895K.
  • First Quadrant's ten largest holdings make up 40% of its $783M portfolio in Q3 2020.
  • First Quadrant opened 52 new positions and closed 138 in Q3 2020.
  • First Quadrant's portfolio value rose 5.1% quarter-over-quarter to $783M.

Based on First Quadrant's 13F filing for Q3 2020, filed 28 Oct 2020.