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FQ

First Quadrant Portfolio holdings

AUM $18M
1-Year Est. Return 24.2%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+24.2%
3 Year Est. Return
+90.61%
5 Year Est. Return
+144.35%
10 Year Est. Return
–
AUM
$3.95B
AUM Growth
+$207M
Cap. Flow
-$18.8M
Cap. Flow %
-0.48%
Top 10 Hldgs %
14.74%
Holding
860
New
60
Increased
146
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
BA icon
Boeing
BA
+$23M
2
VIAB
Viacom Inc. Class B
VIAB
+$22.8M
3
BAC icon
Bank of America
BAC
+$20.6M
4
C icon
Citigroup
C
+$19.6M
5
DHR icon
Danaher
DHR
+$17.7M

Top Sells

Rank Stock Value
1
CSE
CAPITALSOURCE INC
CSE
+$27M
2
UPS icon
United Parcel Service
UPS
+$21.4M
3
PARA
Paramount Global Class B
PARA
+$18.1M
4
BAX icon
Baxter International
BAX
+$15.9M
5
CA
CA, Inc.
CA
+$14.2M

Sector Composition

Rank Sector Weight
1 Financials 16.13%
2 Technology 15.77%
3 Healthcare 13.64%
4 Industrials 12.21%
5 Energy 10.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDR
226
DELISTED
Waddell & Reed Financial, Inc.
WDR
$3.81M 0.1%
74,000
– –
PEP icon
227
PepsiCo
PEP
$196B
$3.79M 0.1%
47,700
+23,900
+100% +$1.96M
CBOE icon
228
Cboe Global Markets
CBOE
$32.2B
$3.71M 0.09%
82,000
– –
JBL icon
229
Jabil
JBL
$30.1B
$3.63M 0.09%
+167,200
New +$3.81M
OMX
230
DELISTED
OFFICEMAX INCORPORATED
OMX
$3.59M 0.09%
280,700
-94,900
-25% -$1.07M
AAN.A
231
DELISTED
The Aaron's Company Inc Class A
AAN.A
$3.58M 0.09%
129,340
+45,140
+54% +$1.25M
APA icon
232
APA Corp
APA
$13B
$3.53M 0.09%
41,507
-2,900
-7% -$241K
ONIT
233
Onity Group
ONIT
$342M
$3.51M 0.09%
4,196
– –
PNC icon
234
PNC Financial Services
PNC
$99.1B
$3.5M 0.09%
48,290
– –
BDX icon
235
Becton Dickinson
BDX
$46.4B
$3.48M 0.09%
35,670
– –
CTRA
236
DELISTED
Coterra Energy
CTRA
$3.47M 0.09%
+92,906
New +$3.48M
COST icon
237
Costco
COST
$432B
$3.46M 0.09%
30,077
– –
PH icon
238
Parker-Hannifin
PH
$120B
$3.41M 0.09%
31,382
– –
AEP icon
239
American Electric Power
AEP
$70.4B
$3.39M 0.09%
78,100
-185,300
-70% -$8.24M
IVZ icon
240
Invesco
IVZ
$12.4B
$3.38M 0.09%
105,889
-50
-0% -$1.6K
CIT
241
DELISTED
CIT Group Inc.
CIT
$3.38M 0.09%
+69,200
New +$3.4M
VTRS icon
242
Viatris
VTRS
$20.8B
$3.36M 0.09%
88,142
-148,300
-63% -$5.22M
TTC icon
243
Toro Company
TTC
$8.79B
$3.31M 0.08%
122,000
– –
QVCGA
244
DELISTED
QVC Group Inc Series A
QVCGA
$3.3M 0.08%
3,421
– –
DD icon
245
DuPont de Nemours
DD
$18.6B
$3.28M 0.08%
+33,723
New +$3.14M
IP icon
246
International Paper
IP
$22.6B
$3.22M 0.08%
76,882
-1,071
-1% -$47.7K
SNDK
247
DELISTED
SANDISK CORP
SNDK
$3.21M 0.08%
53,935
– –
PRGO icon
248
Perrigo
PRGO
$1.44B
$3.15M 0.08%
25,500
– –
MHFI
249
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$3.09M 0.08%
47,100
-49,000
-51% -$2.97M
XLS
250
DELISTED
EXELIS INC COM STK
XLS
$3.09M 0.08%
210,559
– –
8 9
10
11 12

Similar funds

BC
Blackcrane Capital Bellevue, Washington $16.3M AUM 19.53% 1-Year Est. Return
SCM
SunTx Capital Management Dallas, Texas $21.3M AUM 12.38% 1-Year Est. Return
CFG
Claremont Financial Group Claremont, California $23.4M AUM
AG
Aravt Global New York $11.3M AUM 3.78% 1-Year Est. Return
YEPV
Yorktown Energy Partners V New York $5.41M AUM
WIA
Wealthstreet Investment Advisors Dallas, Texas $3.71M AUM 13.1% 1-Year Est. Return
LSM
Light Sky Macro New York $1.34M AUM
FFIM
Founders Fund IV Management San Francisco, California $1.21M AUM

First Quadrant's Q3 2013 Portfolio in Review

As of Q3 2013, First Quadrant held 860 positions worth $3.95B, up 5.5% from $3.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Quadrant's Q3 2013 filing shows 60 new, 146 increased, 222 reduced and 71 closed positions. Its largest new stake was MRC Global: 216,194 shares worth $5.79M. The largest sale was CAPITALSOURCE INC, an estimated $27M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • First Quadrant's largest Q3 2013 buy was MRC Global: 216,194 shares worth $5.79M.
  • First Quadrant added most to Boeing in Q3 2013, an estimated $23M increase.
  • First Quadrant's biggest Q3 2013 reduction was CAPITALSOURCE INC, cutting an estimated $27M.
  • First Quadrant fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.9M.
  • First Quadrant's ten largest holdings make up 15% of its $3.95B portfolio in Q3 2013.
  • First Quadrant opened 60 new positions and closed 71 in Q3 2013.
  • First Quadrant's portfolio value rose 5.5% quarter-over-quarter to $3.95B.

Based on First Quadrant's 13F filing for Q3 2013, filed 28 Oct 2013.