First Quadrant’s Waddell & Reed Financial, Inc. WDR Stock Holding History

First Quadrant’s Portfolio WDR Stock Details WDR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-62,500	Closed	-$2.96M	–	834
2015 Q2	$2.96M	Hold	62,500	–	–	0.06%	252
2015 Q1	$3.1M	Buy	+62,500	New	+$2.99M	0.06%	230
2014 Q4	–	Sell	-335,900	Closed	-$17.4M	–	821
2014 Q3	$17.4M	Hold	335,900	–	–	0.39%	82
2014 Q2	$21M	Buy	335,900 +119,900	+56%	+$7.76M	0.47%	62
2014 Q1	$15.9M	Buy	216,000 +85,000	+65%	+$5.84M	0.36%	83
2013 Q4	$8.53M	Buy	131,000 +57,000	+77%	+$3.49M	0.2%	139
2013 Q3	$3.81M	Hold	74,000	–	–	0.1%	226
2013 Q2	$3.22M	Buy	+74,000	New	+$3.26M	0.09%	245

Other funds holding WDR

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

HCM

Herndon Capital Management Atlanta, Georgia $659M AUM 22.02% 1-Year Est. Return

LCOV

London Company of Virginia Richmond, Virginia $16.2B AUM 17.5% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

First Quadrant's WDR Position: Q3 2015 in Review

First Quadrant sold out of Waddell & Reed Financial, Inc. (WDR) in Q3 2015, closing a stake of 62,500 shares — an estimated $2.96M sold.

First Quadrant first reported a position in WDR in Q2 2013 and held it in 8 quarters. The position peaked at $21M in Q2 2014. 286 funds tracked by Wall St. Rank hold WDR as of Q3 2015.

First Quadrant reported no remaining Waddell & Reed Financial, Inc. position as of Q3 2015 after selling out during the quarter.
First Quadrant sold 62,500 Waddell & Reed Financial, Inc. shares in Q3 2015, an estimated $2.96M.
First Quadrant first reported a position in Waddell & Reed Financial, Inc. in Q2 2013 and held it in 8 quarters.
First Quadrant's Waddell & Reed Financial, Inc. position peaked at $21M in Q2 2014.
286 funds tracked by Wall St. Rank held Waddell & Reed Financial, Inc. as of Q3 2015.

Based on First Quadrant's 13F filing for Q3 2015, filed 28 Oct 2015.