FAAM

First Allied Asset Management Portfolio holdings

AUM $712M
1-Year Est. Return 9.35%
This Quarter Est. Return
1 Year Est. Return
+9.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$718M
AUM Growth
-$25.5M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
252
New
Increased
Reduced
Closed

Top Buys

1
+$11M
2
+$10.5M
3
+$9.36M
4
WDR
Waddell & Reed Financial, Inc.
WDR
+$7.88M
5
VB icon
Vanguard Small-Cap ETF
VB
+$7.82M

Top Sells

1
+$11.3M
2
+$9.28M
3
+$8.13M
4
TWM icon
ProShares UltraShort Russell2000
TWM
+$8.01M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$7.92M

Sector Composition

1 Technology 9.59%
2 Financials 7.4%
3 Industrials 6.11%
4 Consumer Staples 5.89%
5 Real Estate 5.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIG icon
201
Hartford Financial Services
HIG
$37.1B
– –
-92,873
HYG icon
202
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$18.2B
– –
-11,865
IBM icon
203
IBM
IBM
$283B
– –
-35,404
IEMG icon
204
iShares Core MSCI Emerging Markets ETF
IEMG
$117B
– –
-4,134
IJJ icon
205
iShares S&P Mid-Cap 400 Value ETF
IJJ
$7.95B
– –
-12,406
IVE icon
206
iShares S&P 500 Value ETF
IVE
$47.5B
– –
-11,159
IVW icon
207
iShares S&P 500 Growth ETF
IVW
$66.8B
– –
-30,752
IWC icon
208
iShares Micro-Cap ETF
IWC
$1.06B
– –
-46,849
IYM icon
209
iShares US Basic Materials ETF
IYM
$724M
– –
-12,767
JNK icon
210
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.52B
– –
-9,283
KSS icon
211
Kohl's
KSS
$2.57B
– –
-47,947
MAT icon
212
Mattel
MAT
$6.6B
– –
-193,995
MINT icon
213
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$14.5B
– –
-7,927
MO icon
214
Altria Group
MO
$98.1B
– –
-5,426
MUR icon
215
Murphy Oil
MUR
$4.7B
– –
-15,737
MVV icon
216
ProShares Ultra MidCap400
MVV
$135M
– –
-25,767
MYY icon
217
ProShares Short MidCap400
MYY
$3.87M
– –
-25,515
NTAP icon
218
NetApp
NTAP
$22.7B
– –
-109,328
OMI icon
219
Owens & Minor
OMI
$201M
– –
-202,753
PGX icon
220
Invesco Preferred ETF
PGX
$3.9B
– –
-68,750
PIZ icon
221
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$498M
– –
-215,974
PPL icon
222
PPL Corp
PPL
$25.8B
– –
-28,537
PXF icon
223
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.22B
– –
-43,033
QQQ icon
224
Invesco QQQ Trust
QQQ
$408B
– –
-7,235
RCI icon
225
Rogers Communications
RCI
$20.4B
– –
-165,590
6 7 8
9
10