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FAAM

First Allied Asset Management Portfolio holdings

AUM $712M
1-Year Est. Return 9.35%
This Fund
S&P 500
This Quarter Est. Return
+4.18%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$718M
AUM Growth
-$25.5M
Cap. Flow
-$48.2M
Cap. Flow %
-6.71%
Top 10 Hldgs %
20.15%
Holding
250
New
35
Increased
49
Reduced
88
Closed
69

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$10.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$10.4M
3
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$8.65M
4
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$7.61M
5
WDR
Waddell & Reed Financial, Inc.
WDR
+$7.53M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$11.3M
2
VZ icon
Verizon
VZ
+$9.28M
3
EWH icon
iShares MSCI Hong Kong ETF
EWH
+$8.13M
4
TWM icon
ProShares UltraShort Russell2000
TWM
+$8.01M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$7.92M

Sector Composition

Rank Sector Weight
1 Technology 9.59%
2 Financials 7.4%
3 Industrials 6.11%
4 Consumer Staples 5.89%
5 Real Estate 5.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYD icon
201
VanEck High Yield Muni ETF
HYD
$4.43B
– –
-16,210
Closed -$998K
HYG icon
202
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
– –
-11,865
Closed -$1.09M
IBM icon
203
IBM
IBM
$211B
– –
-35,404
Closed -$6.52M
IEMG icon
204
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
– –
-4,134
Closed -$213K
IJJ icon
205
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
– –
-12,406
Closed -$746K
IVE icon
206
iShares S&P 500 Value ETF
IVE
$49B
– –
-11,159
Closed -$1M
IVW icon
207
iShares S&P 500 Growth ETF
IVW
$73.8B
– –
-30,752
Closed -$823K
IWC icon
208
iShares Micro-Cap ETF
IWC
$1.44B
– –
-46,849
Closed -$3.26M
IYM icon
209
iShares US Basic Materials ETF
IYM
$1.12B
– –
-12,767
Closed -$1.1M
JNK icon
210
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
– –
-9,283
Closed -$1.12M
KSS icon
211
Kohl's
KSS
$2.17B
– –
-47,947
Closed -$2.89M
MAT icon
212
Mattel
MAT
$4.38B
– –
-193,995
Closed -$5.98M
MINT icon
213
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
– –
-7,927
Closed -$806K
MO icon
214
Altria Group
MO
$114B
– –
-5,426
Closed -$248K
MUR icon
215
Murphy Oil
MUR
$5.7B
– –
-15,737
Closed -$889K
MVV icon
216
ProShares Ultra MidCap400
MVV
$153M
– –
-25,767
Closed -$568K
MYY icon
217
ProShares Short MidCap400
MYY
$2.97M
– –
-25,515
Closed -$1.8M
NTAP icon
218
NetApp
NTAP
$35B
– –
-109,328
Closed -$4.72M
ACH
219
Accendra Health
ACH
$237M
– –
-202,753
Closed -$6.71M
PGX icon
220
Invesco Preferred ETF
PGX
$3.81B
– –
-68,750
Closed -$996K
PIZ icon
221
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$724M
– –
-215,974
Closed -$5.29M
PPL
222
PPL Corp
PPL
$26.5B
– –
-28,537
Closed -$871K
PXF icon
223
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.89B
– –
-43,033
Closed -$1.8M
QQQ icon
224
Invesco QQQ Trust
QQQ
$453B
– –
-7,235
Closed -$716K
RCI icon
225
Rogers Communications
RCI
$18.3B
– –
-165,590
Closed -$6.23M
6 7 8
9
10

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ICM
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GIM
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FAM
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PI
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RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return
SPG
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BOK
Bank of Kentucky Crestview Hills,, Kentucky $432M AUM 7.62% 1-Year Est. Return

First Allied Asset Management's Q4 2014 Portfolio in Review

As of Q4 2014, First Allied Asset Management held 250 positions worth $718M, down 3.4% from $744M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

First Allied Asset Management withdrew a net $48.2M in Q4 2014, closing 69 positions and reducing 88 holdings. Its most notable exit was WisdomTree Emerging Markets Local Debt Fund, an estimated $11.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.6% of assets, up from 9.1% a quarter earlier, followed by Financials and Industrials.

Against the trend, First Allied Asset Management opened a new position in iShares Core US Aggregate Bond ETF worth $10.5M.

  • First Allied Asset Management's largest Q4 2014 buy was iShares Core US Aggregate Bond ETF: 94,955 shares worth $10.5M.
  • First Allied Asset Management added most to iShares S&P 100 ETF in Q4 2014, an estimated $10.8M increase.
  • First Allied Asset Management's biggest Q4 2014 reduction was SPDR Gold Trust, cutting an estimated $7.89M.
  • First Allied Asset Management fully exited WisdomTree Emerging Markets Local Debt Fund in Q4 2014, selling an estimated $11.3M.
  • First Allied Asset Management's ten largest holdings make up 20% of its $718M portfolio in Q4 2014.
  • First Allied Asset Management opened 35 new positions and closed 69 in Q4 2014.
  • First Allied Asset Management's portfolio value fell 3.4% quarter-over-quarter to $718M.

Based on First Allied Asset Management's 13F filing for Q4 2014, filed 9 Feb 2015.