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FAAM

First Allied Asset Management Portfolio holdings

AUM $712M
1-Year Est. Return 9.35%
This Fund
S&P 500
This Quarter Est. Return
+3.1%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$680M
AUM Growth
-$8.4M
Cap. Flow
-$26.8M
Cap. Flow %
-3.94%
Top 10 Hldgs %
19.94%
Holding
210
New
38
Increased
96
Reduced
32
Closed
34

Top Buys

Rank Stock Value
1
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$8.32M
2
EDIV icon
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
+$7.82M
3
GEN icon
Gen Digital
GEN
+$6.84M
4
ACH
Accendra Health
ACH
+$6.67M
5
RCI icon
Rogers Communications
RCI
+$6.37M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.36M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$8.47M
3
AAPL icon
Apple
AAPL
+$8.01M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$7.29M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$7.11M

Sector Composition

Rank Sector Weight
1 Real Estate 5.7%
2 Healthcare 5.09%
3 Technology 4.7%
4 Energy 4.64%
5 Financials 4.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
151
iShares Russell 1000 Growth ETF
IWF
$117B
$418K 0.06%
18,352
+40
+0.2% +$878
DWX icon
152
State Street SPDR S&P International Dividend ETF
DWX
$529M
$410K 0.06%
8,000
– –
IWM icon
153
iShares Russell 2000 ETF
IWM
$79.1B
$349K 0.05%
2,948
-949
-24% -$108K
IWB icon
154
iShares Russell 1000 ETF
IWB
$47.1B
$331K 0.05%
3,011
-65
-2% -$6.92K
AGG icon
155
iShares Core US Aggregate Bond ETF
AGG
$138B
$307K 0.05%
+2,820
New +$307K
IVV icon
156
iShares Core S&P 500 ETF
IVV
$858B
$290K 0.04%
1,467
-633
-30% -$121K
RTN
157
DELISTED
Raytheon Company
RTN
$273K 0.04%
2,980
+217
+8% +$21K
RDS.B
158
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$272K 0.04%
+3,163
New +$263K
NTT
159
DELISTED
Nippon Telegraph & Telephone
NTT
$247K 0.04%
+7,948
New +$227K
KTF
160
DWS Municipal Income Trust
KTF
$345M
$246K 0.04%
18,050
– –
KEM
161
DELISTED
KEMET Corporation
KEM
$246K 0.04%
42,711
– –
SHPG
162
DELISTED
Shire pic
SHPG
$220K 0.03%
+924
New +$161K
XLU icon
163
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$219K 0.03%
+9,944
New +$212K
XLE icon
164
State Street Energy Select Sector SPDR ETF
XLE
$39B
$217K 0.03%
+4,318
New +$204K
IYW icon
165
iShares US Technology ETF
IYW
$22.6B
$216K 0.03%
+8,936
New +$206K
XLF icon
166
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
$215K 0.03%
10,772
-2,157
-17% -$42K
XLP icon
167
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$215K 0.03%
+4,830
New +$214K
IYM icon
168
iShares US Basic Materials ETF
IYM
$1.13B
$212K 0.03%
+2,407
New +$205K
IYJ icon
169
iShares US Industrials ETF
IYJ
$1.95B
$210K 0.03%
+4,060
New +$207K
COP icon
170
ConocoPhillips
COP
$144B
$203K 0.03%
+2,388
New +$186K
ING icon
171
ING
ING
$92.9B
$175K 0.03%
+12,646
New +$178K
AAPL icon
172
Apple
AAPL
$4.97T
– –
-402,416
Closed -$8.01M
ABT icon
173
Abbott
ABT
$187B
– –
-21,417
Closed -$831K
ACN icon
174
Accenture
ACN
$106B
– –
-38,855
Closed -$3.11M
ACWI icon
175
iShares MSCI ACWI ETF
ACWI
$32B
– –
-122,324
Closed -$7.11M
5 6
7
8 9

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SAG
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ICM
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GIM
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FAM
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PI
Panthera Investment Frankfurt, Germany $549M AUM 20.05% 1-Year Est. Return
RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return
SPG
Simon Property Group Indianapolis, Indiana $482M AUM
BOK
Bank of Kentucky Crestview Hills,, Kentucky $432M AUM 7.62% 1-Year Est. Return

First Allied Asset Management's Q2 2014 Portfolio in Review

As of Q2 2014, First Allied Asset Management held 210 positions worth $680M, down 1.2% from $689M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

First Allied Asset Management withdrew a net $26.8M in Q2 2014, closing 34 positions and reducing 32 holdings. Its most notable exit was State Street Industrial Select Sector SPDR ETF, an estimated $8.47M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 5.7% of assets, up from 4.8% a quarter earlier, followed by Healthcare and Technology.

Against the trend, First Allied Asset Management opened a new position in WisdomTree Europe Hedged Equity Fund worth $8.39M.

  • First Allied Asset Management's largest Q2 2014 buy was WisdomTree Europe Hedged Equity Fund: 285,962 shares worth $8.39M.
  • First Allied Asset Management added most to Vanguard Real Estate ETF in Q2 2014, an estimated $5.97M increase.
  • First Allied Asset Management's biggest Q2 2014 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $9.36M.
  • First Allied Asset Management fully exited State Street Industrial Select Sector SPDR ETF in Q2 2014, selling an estimated $8.47M.
  • First Allied Asset Management's ten largest holdings make up 20% of its $680M portfolio in Q2 2014.
  • First Allied Asset Management opened 38 new positions and closed 34 in Q2 2014.
  • First Allied Asset Management's portfolio value fell 1.2% quarter-over-quarter to $680M.

Based on First Allied Asset Management's 13F filing for Q2 2014, filed 14 Aug 2014.