FAAM

First Allied Asset Management Portfolio holdings

AUM $712M
1-Year Return 9.35%
This Quarter Return
+3.1%
1 Year Return
+9.35%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$680M
AUM Growth
-$8.4M
Cap. Flow
-$25.8M
Cap. Flow %
-3.8%
Top 10 Hldgs %
19.94%
Holding
210
New
38
Increased
96
Reduced
32
Closed
34

Top Buys

1
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
$8.4M
2
EDIV icon
SPDR S&P Emerging Markets Dividend ETF
EDIV
$7.91M
3
GEN icon
Gen Digital
GEN
$7.4M
4
OMI icon
Owens & Minor
OMI
$6.68M
5
RCI icon
Rogers Communications
RCI
$6.42M

Top Sells

1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$9.37M
2
XLI icon
Industrial Select Sector SPDR Fund
XLI
$8.47M
3
AAPL icon
Apple
AAPL
$8.01M
4
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
$7.58M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
$7.11M

Sector Composition

1 Real Estate 5.7%
2 Healthcare 5.09%
3 Technology 4.7%
4 Energy 4.64%
5 Financials 4.14%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IWF icon
151
iShares Russell 1000 Growth ETF
IWF
$118B
$418K 0.06%
4,588
+10
+0.2% +$911
DWX icon
152
SPDR S&P International Dividend ETF
DWX
$486M
$410K 0.06%
8,000
– –
IWM icon
153
iShares Russell 2000 ETF
IWM
$67.4B
$349K 0.05%
2,948
-949
-24% -$112K
IWB icon
154
iShares Russell 1000 ETF
IWB
$43.5B
$331K 0.05%
3,011
-65
-2% -$7.15K
AGG icon
155
iShares Core US Aggregate Bond ETF
AGG
$131B
$307K 0.05%
+2,820
New +$307K
IVV icon
156
iShares Core S&P 500 ETF
IVV
$666B
$290K 0.04%
1,467
-633
-30% -$125K
RTN
157
DELISTED
Raytheon Company
RTN
$273K 0.04%
2,980
+217
+8% +$19.9K
RDS.B
158
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$272K 0.04%
+3,163
New +$272K
NTT
159
DELISTED
Nippon Telegraph & Telephone
NTT
$247K 0.04%
+7,948
New +$247K
KTF
160
DWS Municipal Income Trust
KTF
$345M
$246K 0.04%
18,050
– –
KEM
161
DELISTED
KEMET Corporation
KEM
$246K 0.04%
42,711
– –
SHPG
162
DELISTED
Shire pic
SHPG
$220K 0.03%
+924
New +$220K
XLU icon
163
Utilities Select Sector SPDR Fund
XLU
$20.8B
$219K 0.03%
+4,972
New +$219K
XLE icon
164
Energy Select Sector SPDR Fund
XLE
$27.2B
$217K 0.03%
+2,159
New +$217K
IYW icon
165
iShares US Technology ETF
IYW
$23.1B
$216K 0.03%
+8,936
New +$216K
XLF icon
166
Financial Select Sector SPDR Fund
XLF
$54.2B
$215K 0.03%
10,772
-2,157
-17% -$43.1K
XLP icon
167
Consumers Staples Select Sector SPDR Fund
XLP
$15.8B
$215K 0.03%
+4,830
New +$215K
IYM icon
168
iShares US Basic Materials ETF
IYM
$563M
$212K 0.03%
+2,407
New +$212K
IYJ icon
169
iShares US Industrials ETF
IYJ
$1.73B
$210K 0.03%
+4,060
New +$210K
COP icon
170
ConocoPhillips
COP
$120B
$203K 0.03%
+2,388
New +$203K
ING icon
171
ING
ING
$71.7B
$175K 0.03%
+12,646
New +$175K
AAPL icon
172
Apple
AAPL
$3.56T
– –
-402,416
Closed -$8.01M
ABT icon
173
Abbott
ABT
$231B
– –
-21,417
Closed -$831K
ACN icon
174
Accenture
ACN
$158B
– –
-38,855
Closed -$3.11M
ACWI icon
175
iShares MSCI ACWI ETF
ACWI
$22.1B
– –
-122,324
Closed -$7.11M
5 6
7
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