FAAM

First Allied Asset Management Portfolio holdings

AUM $712M
1-Year Return 9.35%
This Quarter Return
+4.45%
1 Year Return
+9.35%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$665M
AUM Growth
-$30.6M
Cap. Flow
-$54.1M
Cap. Flow %
-8.13%
Top 10 Hldgs %
26.64%
Holding
223
New
28
Increased
83
Reduced
50
Closed
57

Top Buys

1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$10M
2
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
$9.9M
3
VHT icon
Vanguard Health Care ETF
VHT
$9.22M
4
RALS
ProShares RAFI Long/Short
RALS
$7M
5
TRV icon
Travelers Companies
TRV
$6.33M

Top Sells

1
IWM icon
iShares Russell 2000 ETF
IWM
$17.8M
2
IVV icon
iShares Core S&P 500 ETF
IVV
$15.7M
3
UWM icon
ProShares Ultra Russell2000
UWM
$11.6M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$10.2M
5
SSO icon
ProShares Ultra S&P500
SSO
$8.87M

Sector Composition

1 Financials 8.87%
2 Technology 6.9%
3 Healthcare 6.56%
4 Energy 4.57%
5 Industrials 4.1%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BRK.B icon
151
Berkshire Hathaway Class B
BRK.B
$1.09T
$329K 0.05%
2,900
-1,708
-37% -$194K
IWB icon
152
iShares Russell 1000 ETF
IWB
$43.5B
$283K 0.04%
3,009
-7,138
-70% -$671K
UWM icon
153
ProShares Ultra Russell2000
UWM
$365M
$270K 0.04%
14,816
-638,084
-98% -$11.6M
JNK icon
154
SPDR Bloomberg High Yield Bond ETF
JNK
$8.09B
$259K 0.04%
2,173
-3,490
-62% -$416K
EEMV icon
155
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$4.58B
$247K 0.04%
+4,203
New +$247K
PM icon
156
Philip Morris
PM
$251B
$242K 0.04%
2,820
-458
-14% -$39.3K
VXZ
157
DELISTED
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
$241K 0.04%
+3,202
New +$241K
RTN
158
DELISTED
Raytheon Company
RTN
$240K 0.04%
3,145
-75,970
-96% -$5.8M
CVS icon
159
CVS Health
CVS
$93.5B
$223K 0.03%
3,753
-520
-12% -$30.9K
KTF
160
DWS Municipal Income Trust
KTF
$345M
$223K 0.03%
18,050
– –
SRLN icon
161
SPDR Blackstone Senior Loan ETF
SRLN
$6.97B
$214K 0.03%
+4,304
New +$214K
CNP icon
162
CenterPoint Energy
CNP
$24.5B
$207K 0.03%
8,614
-148
-2% -$3.56K
MCR
163
MFS Charter Income Trust
MCR
$268M
$152K 0.02%
17,171
-999
-5% -$8.84K
COY
164
DELISTED
BLACKROCK CORP HIGH YLD FD INC
COY
$122K 0.02%
17,000
– –
AGG icon
165
iShares Core US Aggregate Bond ETF
AGG
$131B
– –
-94,952
Closed -$10.2M
AMLP icon
166
Alerian MLP ETF
AMLP
$10.6B
– –
-2,116
Closed -$189K
AMZN icon
167
Amazon
AMZN
$2.51T
– –
-16,020
Closed -$225K
APA icon
168
APA Corp
APA
$8.39B
– –
-31,652
Closed -$2.59M
BND icon
169
Vanguard Total Bond Market
BND
$134B
– –
-49,567
Closed -$4M
BSV icon
170
Vanguard Short-Term Bond ETF
BSV
$38.4B
– –
-12,212
Closed -$985K
COP icon
171
ConocoPhillips
COP
$120B
– –
-4,556
Closed -$281K
DD icon
172
DuPont de Nemours
DD
$32.3B
– –
-29,709
Closed -$1.89M
DJP icon
173
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$583M
– –
-16,727
Closed -$610K
DVA icon
174
DaVita
DVA
$9.69B
– –
-3,470
Closed -$210K
EEMA icon
175
iShares MSCI Emerging Markets Asia ETF
EEMA
$1.41B
– –
-19,556
Closed -$1.01M
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