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FAAM
First Allied Asset Management Portfolio holdings
AUM
$712M
1-Year Est. Return
9.35%
This Fund
S&P 500
This Quarter
Est. Return
+4.45%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$665M
AUM Growth
-$30.6M
(-4.4%)
Cap. Flow
-$53.1M
Cap. Flow
% of AUM
-7.99%
Top 10 Holdings %
Top 10 Hldgs %
26.64%
Holding
221
New
28
Increased
83
Reduced
50
Closed
57
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
|
+$10.1M |
| 2 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$9.69M |
| 3 |
Vanguard Health Care ETF
VHT
|
+$9.09M |
| 4 |
RALS
ProShares RAFI Long/Short
RALS
|
+$7.12M |
| 5 |
Travelers Companies
TRV
|
+$6.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$17.2M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$15.7M |
| 3 |
ProShares Ultra Russell2000
UWM
|
+$10.9M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$10.2M |
| 5 |
ProShares Ultra S&P500
SSO
|
+$8.87M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.87% |
| 2 | Technology | 6.9% |
| 3 | Healthcare | 6.56% |
| 4 | Energy | 4.57% |
| 5 | Industrials | 4.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Abbott
ABT
$183B
| $673K | 0.1% |
20,388
-81
| -0.4% | -$2.84K |
|
127
AGCO
AGCO
$7.15B
| $642K | 0.1% |
10,543
+776
| +8% | +$44K |
|
128
HP
HPQ
$24.9B
| $625K | 0.09% |
65,245
-20,990
| -24% | -$232K |
|
|
GAP
129
The Gap Inc
GAP
$7.23B
| $611K | 0.09% |
15,014
+169
| +1% | +$7.29K |
|
130
iShares TIPS Bond ETF
TIP
$14.6B
| $597K | 0.09% |
5,307
-64,339
| -92% | -$7.18M |
|
131
Regeneron Pharmaceuticals
REGN
$78.5B
| $594K | 0.09% |
1,900
| – | – |
|
132
Expedia Group
EXPE
$35.4B
| $586K | 0.09% |
11,129
+301
| +3% | +$16.1K |
|
|
ESV
133
DELISTED
Ensco Rowan plc
ESV
| $580K | 0.09% |
2,676
+91
| +4% | +$20.9K |
|
134
State Street
STT
$50.6B
| $570K | 0.09% |
8,698
+158
| +2% | +$10.8K |
|
135
iShares Floating Rate Bond ETF
FLOT
$10.3B
| $568K | 0.09% |
11,151
-21,570
| -66% | -$1.09M |
|
136
CF Industries
CF
$19.2B
| $566K | 0.09% |
13,605
+1,565
| +13% | +$60K |
|
137
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.34B
| $561K | 0.08% |
+9,213
| New | +$547K |
|
|
PPL
138
PPL Corp
PPL
$26.5B
| $561K | 0.08% |
19,871
-1,001
| -5% | -$28.7K |
|
139
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
| $555K | 0.08% |
+4,570
| New | +$550K |
|
|
FRC
140
DELISTED
First Republic Bank
FRC
| $549K | 0.08% |
11,740
+1,576
| +16% | +$69K |
|
141
Omnicom Group
OMC
$21.6B
| $546K | 0.08% |
8,581
+209
| +2% | +$13.3K |
|
|
142
iShares Russell 2000 ETF
IWM
$80.2B
| $526K | 0.08% |
4,925
-166,539
| -97% | -$17.2M |
|
143
IQ ARB Merger Arbitrage ETF
MNA
$252M
| $507K | 0.08% |
+18,986
| New | +$499K |
|
144
WisdomTree Managed Futures Strategy Fund
WTMF
$245M
| $495K | 0.07% |
+11,911
| New | +$501K |
|
145
Edgewell Personal Care
EPC
$1.25B
| $491K | 0.07% |
7,260
+55
| +0.8% | +$4.06K |
|
146
Macy's
M
$6.53B
| $490K | 0.07% |
11,283
+429
| +4% | +$20K |
|
147
KeyCorp
KEY
$24.2B
| $448K | 0.07% |
38,933
-24,720
| -39% | -$295K |
|
|
MCRO
148
DELISTED
IQ Hedge Macro Tracker
MCRO
| $413K | 0.06% |
+16,006
| New | +$415K |
|
149
State Street SPDR S&P International Dividend ETF
DWX
$529M
| $373K | 0.06% |
8,000
-71
| -0.9% | -$3.22K |
|
150
Murphy Oil
MUR
$5.7B
| $368K | 0.06% |
6,116
-4,876
| -44% | -$287K |
|
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First Allied Asset Management's Q3 2013 Portfolio in Review
As of Q3 2013, First Allied Asset Management held 221 positions worth $665M, down 4.4% from $696M the previous quarter. Its ten largest holdings account for 27% of the portfolio.
First Allied Asset Management withdrew a net $53.1M in Q3 2013, closing 57 positions and reducing 50 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $15.7M position sold in full.
By sector, the portfolio is most concentrated in Financials at 8.9% of assets, up from 7.3% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Asset Management opened a new position in Vanguard Short-Term Inflation-Protected Securities Index Fund worth $10M.
- First Allied Asset Management's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 204,280 shares worth $10M.
- First Allied Asset Management added most to IBM in Q3 2013, an estimated $5.66M increase.
- First Allied Asset Management's biggest Q3 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $17.2M.
- First Allied Asset Management fully exited iShares Core S&P 500 ETF in Q3 2013, selling an estimated $15.7M.
- First Allied Asset Management's ten largest holdings make up 27% of its $665M portfolio in Q3 2013.
- First Allied Asset Management opened 28 new positions and closed 57 in Q3 2013.
- First Allied Asset Management's portfolio value fell 4.4% quarter-over-quarter to $665M.
Based on First Allied Asset Management's 13F filing for Q3 2013, filed 7 Nov 2013.