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FAAM
First Allied Asset Management Portfolio holdings
AUM
$712M
1-Year Est. Return
9.35%
This Fund
S&P 500
This Quarter
Est. Return
+4.45%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$665M
AUM Growth
-$30.6M
(-4.4%)
Cap. Flow
-$53.1M
Cap. Flow
% of AUM
-7.99%
Top 10 Holdings %
Top 10 Hldgs %
26.64%
Holding
221
New
28
Increased
83
Reduced
50
Closed
57
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
|
+$10.1M |
| 2 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$9.69M |
| 3 |
Vanguard Health Care ETF
VHT
|
+$9.09M |
| 4 |
RALS
ProShares RAFI Long/Short
RALS
|
+$7.12M |
| 5 |
Travelers Companies
TRV
|
+$6.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$17.2M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$15.7M |
| 3 |
ProShares Ultra Russell2000
UWM
|
+$10.9M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$10.2M |
| 5 |
ProShares Ultra S&P500
SSO
|
+$8.87M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.87% |
| 2 | Technology | 6.9% |
| 3 | Healthcare | 6.56% |
| 4 | Energy | 4.57% |
| 5 | Industrials | 4.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Quest Diagnostics
DGX
$25.7B
| $1.2M | 0.18% |
19,307
+9,553
| +98% | +$572K |
|
102
JPMorgan Chase
JPM
$935B
| $1.13M | 0.17% |
21,838
-6,516
| -23% | -$350K |
|
103
MetLife
MET
$61.9B
| $1.13M | 0.17% |
26,681
+994
| +4% | +$42.8K |
|
|
EMC
104
DELISTED
EMC CORPORATION
EMC
| $1.11M | 0.17% |
43,190
-2,166
| -5% | -$56.3K |
|
|
WBA
105
DELISTED
Walgreens Boots Alliance
WBA
| $1.07M | 0.16% |
19,849
-1,260
| -6% | -$63.3K |
|
|
STJ
106
DELISTED
St Jude Medical
STJ
| $1.04M | 0.16% |
19,492
-1,907
| -9% | -$98.2K |
|
107
Lockheed Martin
LMT
$134B
| $985K | 0.15% |
7,667
-2,521
| -25% | -$306K |
|
108
Eli Lilly
LLY
$1.02T
| $978K | 0.15% |
19,469
+531
| +3% | +$27.8K |
|
|
FITB
109
Fifth Third Bancorp
FITB
$51.2B
| $973K | 0.15% |
53,966
+1,722
| +3% | +$32.4K |
|
110
Intel
INTC
$455B
| $934K | 0.14% |
40,862
-17,886
| -30% | -$412K |
|
111
Vanguard Morningstar Value ETF
VTV
$188B
| $922K | 0.14% |
13,181
-1,450
| -10% | -$102K |
|
112
Oracle
ORCL
$374B
| $870K | 0.13% |
26,214
+524
| +2% | +$17K |
|
113
3M
MMM
$90.9B
| $861K | 0.13% |
8,563
-461
| -5% | -$44.8K |
|
|
CB
114
DELISTED
CHUBB CORPORATION
CB
| $827K | 0.12% |
9,267
-1,262
| -12% | -$109K |
|
115
Johnson & Johnson
JNJ
$618B
| $820K | 0.12% |
9,470
-8,597
| -48% | -$771K |
|
116
AbbVie
ABBV
$443B
| $818K | 0.12% |
18,271
-1,103
| -6% | -$48.9K |
|
117
Valero Energy
VLO
$90.1B
| $817K | 0.12% |
24,005
+1,009
| +4% | +$35.7K |
|
|
COLE
118
DELISTED
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
| $793K | 0.12% |
+64,615
| New | +$734K |
|
119
General Dynamics
GD
$104B
| $745K | 0.11% |
8,558
+151
| +2% | +$12.8K |
|
120
PepsiCo
PEP
$190B
| $740K | 0.11% |
9,265
-963
| -9% | -$79.1K |
|
121
Cencora
COR
$60.6B
| $738K | 0.11% |
12,070
+400
| +3% | +$23.4K |
|
|
BHI
122
DELISTED
Baker Hughes
BHI
| $737K | 0.11% |
14,963
+33
| +0.2% | +$1.59K |
|
|
RPAI
123
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
| $732K | 0.11% |
53,114
-5,105
| -9% | -$72.5K |
|
|
HES
124
DELISTED
Hess
HES
| $726K | 0.11% |
9,294
-6,669
| -42% | -$497K |
|
125
Western Digital
WDC
$188B
| $703K | 0.11% |
14,504
+32
| +0.2% | +$1.58K |
|
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First Allied Asset Management's Q3 2013 Portfolio in Review
As of Q3 2013, First Allied Asset Management held 221 positions worth $665M, down 4.4% from $696M the previous quarter. Its ten largest holdings account for 27% of the portfolio.
First Allied Asset Management withdrew a net $53.1M in Q3 2013, closing 57 positions and reducing 50 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $15.7M position sold in full.
By sector, the portfolio is most concentrated in Financials at 8.9% of assets, up from 7.3% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Asset Management opened a new position in Vanguard Short-Term Inflation-Protected Securities Index Fund worth $10M.
- First Allied Asset Management's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 204,280 shares worth $10M.
- First Allied Asset Management added most to IBM in Q3 2013, an estimated $5.66M increase.
- First Allied Asset Management's biggest Q3 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $17.2M.
- First Allied Asset Management fully exited iShares Core S&P 500 ETF in Q3 2013, selling an estimated $15.7M.
- First Allied Asset Management's ten largest holdings make up 27% of its $665M portfolio in Q3 2013.
- First Allied Asset Management opened 28 new positions and closed 57 in Q3 2013.
- First Allied Asset Management's portfolio value fell 4.4% quarter-over-quarter to $665M.
Based on First Allied Asset Management's 13F filing for Q3 2013, filed 7 Nov 2013.