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FAAM
First Allied Asset Management Portfolio holdings
AUM
$712M
1-Year Est. Return
9.35%
This Fund
S&P 500
This Quarter
Est. Return
+4.45%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$665M
AUM Growth
-$30.6M
(-4.4%)
Cap. Flow
-$53.1M
Cap. Flow
% of AUM
-7.99%
Top 10 Holdings %
Top 10 Hldgs %
26.64%
Holding
221
New
28
Increased
83
Reduced
50
Closed
57
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
|
+$10.1M |
| 2 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$9.69M |
| 3 |
Vanguard Health Care ETF
VHT
|
+$9.09M |
| 4 |
RALS
ProShares RAFI Long/Short
RALS
|
+$7.12M |
| 5 |
Travelers Companies
TRV
|
+$6.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$17.2M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$15.7M |
| 3 |
ProShares Ultra Russell2000
UWM
|
+$10.9M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$10.2M |
| 5 |
ProShares Ultra S&P500
SSO
|
+$8.87M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.87% |
| 2 | Technology | 6.9% |
| 3 | Healthcare | 6.56% |
| 4 | Energy | 4.57% |
| 5 | Industrials | 4.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
LHO
76
DELISTED
LaSalle Hotel Properties
LHO
| $2.85M | 0.43% |
+98,700
| New | +$2.68M |
|
77
Verizon
VZ
$195B
| $2.81M | 0.42% |
59,893
+53,706
| +868% | +$2.62M |
|
78
Prudential Financial
PRU
$42.4B
| $2.77M | 0.42% |
37,037
+2,080
| +6% | +$163K |
|
79
NetApp
NTAP
$35B
| $2.76M | 0.42% |
+64,400
| New | +$2.68M |
|
80
GSK
GSK
$104B
| $2.72M | 0.41% |
+43,483
| New | +$2.8M |
|
81
iShares MSCI Emerging Markets ETF
EEM
$28.8B
| $2.71M | 0.41% |
67,163
+55,972
| +500% | +$2.22M |
|
82
Coca-Cola
KO
$377B
| $2.67M | 0.4% |
+69,566
| New | +$2.75M |
|
83
Molson Coors Class B
TAP
$7.79B
| $2.66M | 0.4% |
53,200
+2,753
| +5% | +$138K |
|
84
Caterpillar
CAT
$375B
| $2.65M | 0.4% |
+32,442
| New | +$2.74M |
|
|
TGNA
85
DELISTED
TEGNA Inc
TGNA
| $2.6M | 0.39% |
190,090
+16,233
| +9% | +$217K |
|
86
Walmart Inc
WMT
$885B
| $2.58M | 0.39% |
107,655
+95,781
| +807% | +$2.41M |
|
|
TEI
87
Templeton Emerging Markets Income Fund
TEI
$314M
| $2.46M | 0.37% |
178,416
-57,118
| -24% | -$812K |
|
88
iShares S&P 500 Value ETF
IVE
$49B
| $2.42M | 0.36% |
30,938
+2,209
| +8% | +$174K |
|
89
iShares Select Dividend ETF
DVY
$23.5B
| $2.38M | 0.36% |
35,839
+3,890
| +12% | +$259K |
|
90
Northern Trust
NTRS
$33.3B
| $2.37M | 0.36% |
44,600
+3,100
| +7% | +$178K |
|
|
ALTR
91
DELISTED
Altera Corp
ALTR
| $2.33M | 0.35% |
+62,800
| New | +$2.25M |
|
92
Transocean
RIG
$5.89B
| $2.32M | 0.35% |
+53,670
| New | +$2.54M |
|
93
Lazard
LAZ
$4.13B
| $2.28M | 0.34% |
+62,700
| New | +$2.22M |
|
94
US Bancorp
USB
$98.2B
| $2.28M | 0.34% |
61,867
+5,343
| +9% | +$198K |
|
|
SABA
95
Saba Capital Income & Opportunities Fund II
SABA
$220M
| $2.15M | 0.32% |
132,023
-18,207
| -12% | -$300K |
|
96
ExxonMobil
XOM
$644B
| $2.12M | 0.32% |
24,673
-93
| -0.4% | -$8.38K |
|
97
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
| $1.51M | 0.23% |
14,210
-7,214
| -34% | -$762K |
|
|
CSG
98
DELISTED
CHAMBERS STR PPTYS COM
CSG
| $1.32M | 0.2% |
150,120
-27,213
| -15% | -$229K |
|
99
Microsoft
MSFT
$3.45T
| $1.28M | 0.19% |
38,712
-6,798
| -15% | -$224K |
|
100
Cisco
CSCO
$457B
| $1.23M | 0.18% |
51,951
-17,213
| -25% | -$427K |
|
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First Allied Asset Management's Q3 2013 Portfolio in Review
As of Q3 2013, First Allied Asset Management held 221 positions worth $665M, down 4.4% from $696M the previous quarter. Its ten largest holdings account for 27% of the portfolio.
First Allied Asset Management withdrew a net $53.1M in Q3 2013, closing 57 positions and reducing 50 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $15.7M position sold in full.
By sector, the portfolio is most concentrated in Financials at 8.9% of assets, up from 7.3% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Asset Management opened a new position in Vanguard Short-Term Inflation-Protected Securities Index Fund worth $10M.
- First Allied Asset Management's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 204,280 shares worth $10M.
- First Allied Asset Management added most to IBM in Q3 2013, an estimated $5.66M increase.
- First Allied Asset Management's biggest Q3 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $17.2M.
- First Allied Asset Management fully exited iShares Core S&P 500 ETF in Q3 2013, selling an estimated $15.7M.
- First Allied Asset Management's ten largest holdings make up 27% of its $665M portfolio in Q3 2013.
- First Allied Asset Management opened 28 new positions and closed 57 in Q3 2013.
- First Allied Asset Management's portfolio value fell 4.4% quarter-over-quarter to $665M.
Based on First Allied Asset Management's 13F filing for Q3 2013, filed 7 Nov 2013.