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FAAM
First Allied Asset Management Portfolio holdings
AUM
$712M
1-Year Est. Return
9.35%
This Fund
S&P 500
This Quarter
Est. Return
+5.95%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$695M
AUM Growth
+$30.3M
(+4.6%)
Cap. Flow
-$4.47M
Cap. Flow
% of AUM
-0.64%
Top 10 Holdings %
Top 10 Hldgs %
24.81%
Holding
204
New
38
Increased
83
Reduced
46
Closed
30
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard FTSE All-World ex-US ETF
VEU
|
+$8.09M |
| 2 |
ATI
ATI
|
+$6.56M |
| 3 |
Healthpeak Properties
DOC
|
+$6.48M |
| 4 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$6.4M |
| 5 |
Digital Realty Trust
DLR
|
+$6.26M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Preferred ETF
PGX
|
+$10.1M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$7.69M |
| 3 |
Cardinal Health
CAH
|
+$7.16M |
| 4 |
PIM
Franklin Master Intermediate Income Trust
PIM
|
+$7.04M |
| 5 |
Seagate
STX
|
+$6.62M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 9.78% |
| 2 | Technology | 6.68% |
| 3 | Energy | 6.29% |
| 4 | Healthcare | 5.11% |
| 5 | Industrials | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Pfizer
PFE
$143B
| $6.14M | 0.88% |
209,147
+8,470
| +4% | +$247K |
|
|
52
Healthpeak Properties
DOC
$15.1B
| $6.11M | 0.88% |
+181,741
| New | +$6.48M |
|
53
iShares MSCI Canada ETF
EWC
$6.13B
| $6.09M | 0.88% |
209,111
+11,868
| +6% | +$343K |
|
54
Keurig Dr Pepper
KDP
$42.3B
| $6.06M | 0.87% |
+123,183
| New | +$5.8M |
|
55
Invesco Senior Loan ETF
BKLN
$6.97B
| $5.99M | 0.86% |
238,048
+16,995
| +8% | +$421K |
|
56
Bank of Montreal
BMO
$126B
| $5.92M | 0.85% |
87,354
+3,674
| +4% | +$250K |
|
57
SPDR Gold Trust
GLD
$131B
| $5.87M | 0.84% |
50,683
-30,403
| -37% | -$3.73M |
|
58
AT&T
T
$159B
| $5.85M | 0.84% |
218,468
-15,398
| -7% | -$405K |
|
|
NE
59
DELISTED
Noble Corporation
NE
| $5.83M | 0.84% |
+176,681
| New | +$5.86M |
|
60
Toronto Dominion Bank
TD
$198B
| $5.51M | 0.79% |
114,986
+7,952
| +7% | +$362K |
|
61
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
| $5.49M | 0.79% |
64,949
-339
| -0.5% | -$28.6K |
|
62
AstraZeneca
AZN
$263B
| $5.43M | 0.78% |
91,066
+3,446
| +4% | +$187K |
|
63
Baxter International
BAX
$13.5B
| $5.4M | 0.78% |
141,899
+10,205
| +8% | +$370K |
|
64
Vanguard FTSE Europe ETF
VGK
$30.7B
| $4.39M | 0.63% |
74,700
-2,587
| -3% | -$146K |
|
65
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.22B
| $4.36M | 0.63% |
188,427
-45,016
| -19% | -$1.04M |
|
66
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
| $4.05M | 0.58% |
33,282
-1,887
| -5% | -$223K |
|
67
iShares MSCI BIC ETF
BKF
$78.1M
| $3.99M | 0.57% |
+106,051
| New | +$4.04M |
|
68
iShares Gold Trust
IAU
$62.9B
| $3.91M | 0.56% |
+166,883
| New | +$4.12M |
|
69
Procter & Gamble
PG
$336B
| $3.71M | 0.53% |
46,684
+2,249
| +5% | +$183K |
|
70
WisdomTree Emerging Markets Local Debt Fund
ELD
$142M
| $3.34M | 0.48% |
72,632
-75,094
| -51% | -$3.53M |
|
71
Prudential Financial
PRU
$42.4B
| $3.34M | 0.48% |
37,109
+72
| +0.2% | +$6.15K |
|
|
TGNA
72
DELISTED
TEGNA Inc
TGNA
| $3.14M | 0.45% |
207,091
+17,001
| +9% | +$240K |
|
|
MDC
73
DELISTED
M.D.C. Holdings, Inc.
MDC
| $3.13M | 0.45% |
135,689
-139
| -0.1% | -$2.95K |
|
74
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
| $3.06M | 0.44% |
+113,611
| New | +$3.1M |
|
75
Molson Coors Class B
TAP
$7.79B
| $2.99M | 0.43% |
52,700
-500
| -0.9% | -$26.7K |
|
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First Allied Asset Management's Q4 2013 Portfolio in Review
As of Q4 2013, First Allied Asset Management held 204 positions worth $695M, up 4.6% from $665M the previous quarter. Its ten largest holdings account for 25% of the portfolio.
First Allied Asset Management's Q4 2013 filing shows 38 new, 83 increased, 46 reduced and 30 closed positions. Its largest new stake was Vanguard FTSE All-World ex-US ETF: 162,543 shares worth $8.24M. The largest sale was Invesco Preferred ETF, an estimated $10.1M.
By sector, the portfolio is most concentrated in Financials at 9.8% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.
- First Allied Asset Management's largest Q4 2013 buy was Vanguard FTSE All-World ex-US ETF: 162,543 shares worth $8.24M.
- First Allied Asset Management added most to State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q4 2013, an estimated $4.56M increase.
- First Allied Asset Management's biggest Q4 2013 reduction was Cardinal Health, cutting an estimated $7.16M.
- First Allied Asset Management fully exited Invesco Preferred ETF in Q4 2013, selling an estimated $10.1M.
- First Allied Asset Management's ten largest holdings make up 25% of its $695M portfolio in Q4 2013.
- First Allied Asset Management opened 38 new positions and closed 30 in Q4 2013.
- First Allied Asset Management's portfolio value rose 4.6% quarter-over-quarter to $695M.
Based on First Allied Asset Management's 13F filing for Q4 2013, filed 13 Feb 2014.