First Allied Asset Management’s Vanguard Morningstar Small-Cap Growth ETF VBK Stock Holding History

First Allied Asset Management’s Portfolio VBK Stock Details VBK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-31,683	Closed	-$3.9M	–	204
2014 Q1	$3.9M	Sell	31,683 -1,599	-5%	-$198K	0.57%	67
2013 Q4	$4.05M	Sell	33,282 -1,887	-5%	-$223K	0.58%	66
2013 Q3	$4.01M	Buy	35,169 +2,498	+8%	+$276K	0.6%	67
2013 Q2	$3.36M	Buy	+32,671	New	+$3.3M	0.48%	71

Other funds holding VBK

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

BDF

Balasa Dinverno & Foltz $1.58B AUM 17.55% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

IndexIQ Advisors New York $2.82B AUM 12.48% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

First Allied Asset Management's VBK Position: Q2 2014 in Review

First Allied Asset Management sold out of Vanguard Morningstar Small-Cap Growth ETF (VBK) in Q2 2014, closing a stake of 31,683 shares — an estimated $3.9M sold.

First Allied Asset Management first reported a position in VBK in Q2 2013 and held it in 4 quarters. The position peaked at $4.05M in Q4 2013. 214 funds tracked by Wall St. Rank hold VBK as of Q2 2014.

First Allied Asset Management reported no remaining Vanguard Morningstar Small-Cap Growth ETF position as of Q2 2014 after selling out during the quarter.
First Allied Asset Management sold 31,683 Vanguard Morningstar Small-Cap Growth ETF shares in Q2 2014, an estimated $3.9M.
First Allied Asset Management first reported a position in Vanguard Morningstar Small-Cap Growth ETF in Q2 2013 and held it in 4 quarters.
First Allied Asset Management's Vanguard Morningstar Small-Cap Growth ETF position peaked at $4.05M in Q4 2013.
214 funds tracked by Wall St. Rank held Vanguard Morningstar Small-Cap Growth ETF as of Q2 2014.

Based on First Allied Asset Management's 13F filing for Q2 2014, filed 14 Aug 2014.