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Vanguard Small-Cap Growth ETF

214 hedge funds and large institutions have $1.27B invested in Vanguard Small-Cap Growth ETF in 2013 Q4 according to their latest regulatory filings, with 54 funds opening new positions, 77 increasing their positions, 43 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

575% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 8

150% more funds holding in top 10

Funds holding in top 10: 410 (+6)

83% more call options, than puts

Call options by funds: $3.58M | Put options by funds: $1.96M

79% more repeat investments, than reductions

Existing positions increased: 77 | Existing positions reduced: 43

25% more funds holding

Funds holding: 171214 (+43)

12% more capital invested

Capital invested by funds: $1.13B → $1.27B (+$139M)

0.89% more ownership

Funds ownership: 33.84%34.74% (+0.89%)

Holders
214
Holders Change
+43
Holders Change %
+25.15%
% of All Funds
6.21%
Holding in Top 10
10
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+150%
% of All Funds
0.29%
New
54
Increased
77
Reduced
43
Closed
8
Calls
$3.58M
Puts
$1.96M
Net Calls
+$1.63M
Net Calls Change
-$537K
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$208M +$322K +2,732 +0.2%
Morgan Stanley
2
Morgan Stanley
New York
$151M +$9.3M +78,796 +7%
U
3
UBS
Switzerland
$84.3M +$7.06M +59,822 +10%
Wells Fargo
4
Wells Fargo
California
$72.2M +$21.1M +179,067 +44%
Vanguard Group
5
Vanguard Group
Pennsylvania
$69.5M -$29.5M -249,796 -31%
BDF
6
Balasa Dinverno & Foltz
$65.8M +$63.5M +538,099 New
PNC Financial Services Group
7
PNC Financial Services Group
Pennsylvania
$34.2M +$1.6M +13,549 +5%
LPL Financial
8
LPL Financial
California
$32.1M +$2.6M +22,069 +9%
QA
9
Quantitative Advantage
Minnesota
$27.7M +$936K +7,935 +4%
AIA
10
Arrow Investment Advisors
Maryland
$22.1M +$21.3M +180,900 New
AssetMark Inc
11
AssetMark Inc
California
$22M +$363K +3,080 +2%
TCT
12
TIAA CREF Trust
Missouri
$21.9M +$1.49M +12,652 +8%
DWA
13
Dorsey Wright & Associates
California
$21.9M +$21.3M +180,900 New
CPO
14
Cerity Partners OCIO
New York
$19.9M +$1.18M +10,036 +7%
Bank of New York Mellon
15
Bank of New York Mellon
New York
$18.9M +$2.83M +23,975 +18%
CFB
16
Cullen/Frost Bankers
Texas
$18.3M +$81.3K +689 +0.5%
MAA
17
Managed Account Advisors
New Jersey
$18M +$604K +5,116 +4%
QIM
18
Quest Investment Management
Oregon
$13.9M
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$13.3M +$10.2M +86,131 +379%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$13M +$1.06M +8,975 +9%
PP
21
Pension Partners
New York
$12.4M +$11.9M +101,074 New
HFS
22
HL Financial Services
Kentucky
$8.94M -$56.9K -482 -0.7%
LI
23
LMCG Investments
Massachusetts
$8.32M -$201K -1,706 -2%
PGFC
24
Peapack-Gladstone Financial Corp
New Jersey
$7.64M -$432K -3,662 -6%
1IC
25
1919 Investment Counsel
Maryland
$7.63M +$588K +4,987 +9%

VBK Hedge Fund Activity: Q4 2013 in Review

214 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap Growth ETF (VBK) for Q4 2013, worth a combined $1.27B — up 12% from $1.13B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new VBK positions and 8 closed out — a net gain of 46 holders — while 77 added to existing stakes and 43 trimmed.

The largest buyer was Balasa Dinverno & Foltz, opening a new position worth an estimated $63.5M. The largest seller was Qualcomm Inc, exiting entirely with an estimated $137M sold.

  • 214 institutional investors held Vanguard Small-Cap Growth ETF (VBK) as of Q4 2013, up from 171 in Q3 2013.
  • Funds reported $1.27B of Vanguard Small-Cap Growth ETF stock for Q4 2013, up 12% quarter-over-quarter.
  • 54 funds opened new Vanguard Small-Cap Growth ETF positions in Q4 2013 and 8 closed out, a net change of +46 holders.
  • The largest Vanguard Small-Cap Growth ETF buyer in Q4 2013 was Balasa Dinverno & Foltz, an estimated $63.5M added.
  • The largest Vanguard Small-Cap Growth ETF seller in Q4 2013 was Qualcomm Inc, an estimated $137M sold.

Based on aggregated 13F filings for Q4 2013.