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Vanguard Small-Cap Growth ETF

296 hedge funds and large institutions have $2.39B invested in Vanguard Small-Cap Growth ETF in 2016 Q4 according to their latest regulatory filings, with 43 funds opening new positions, 119 increasing their positions, 81 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

115% more call options, than puts

Call options by funds: $1.16M | Put options by funds: $540K

105% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 21

55% more funds holding in top 10

Funds holding in top 10: 1117 (+6)

47% more repeat investments, than reductions

Existing positions increased: 119 | Existing positions reduced: 81

14% more capital invested

Capital invested by funds: $2.1B → $2.39B (+$292M)

7% more funds holding

Funds holding: 277296 (+19)

2.19% more ownership

Funds ownership: 42.93%45.12% (+2.2%)

Holders
296
Holders Change
+19
Holders Change %
+6.86%
% of All Funds
7.4%
Holding in Top 10
17
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+54.55%
% of All Funds
0.42%
New
43
Increased
119
Reduced
81
Closed
21
Calls
$1.16M
Puts
$540K
Net Calls
+$621K
Net Calls Change
+$311K
Name Holding Trade Value Shares
Change
Change in
Stake
Jones Financial Companies
1
Jones Financial Companies
Missouri
$452M +$251M +1,923,666 +131%
Bank of America
2
Bank of America
North Carolina
$318M -$51.9M -397,254 -14%
Morgan Stanley
3
Morgan Stanley
New York
$165M +$12.6M +96,122 +8%
PNC Financial Services Group
4
PNC Financial Services Group
Pennsylvania
$99.2M +$633K +4,846 +0.7%
BDF
5
Balasa Dinverno & Foltz
$81.3M +$191K +1,464 +0.2%
UBS Group
6
UBS Group
Switzerland
$75.3M -$10.3M -78,590 -12%
Wells Fargo
7
Wells Fargo
California
$71.7M +$12.1M +92,943 +21%
AssetMark Inc
8
AssetMark Inc
California
$68.3M +$322K +2,467 +0.5%
Vanguard Group
9
Vanguard Group
Pennsylvania
$66.1M +$445K +3,407 +0.7%
HI
10
Horizon Investments
North Carolina
$65.1M -$32.3M -247,535 -34%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$47.8M +$1.83M +14,001 +4%
QI
12
QS Investors
New York
$43.2M +$2.83M +21,625 +7%
Natixis Advisors
13
Natixis Advisors
Massachusetts
$42.3M -$4.65M -35,593 -10%
MG
14
Mather Group
Illinois
$39M +$38.3M +292,774 New
UCFA
15
United Capital Financial Advisors
Texas
$38.8M +$1.44M +10,987 +4%
TCT
16
TIAA CREF Trust
Missouri
$27.2M -$1.22M -9,331 -4%
JC
17
Jentner Corp
Ohio
$21.6M +$21.2M +162,556 New
AIA
18
Arrow Investment Advisors
Maryland
$21.4M +$8.25M +63,117 +64%
William Blair & Company
19
William Blair & Company
Illinois
$19.4M +$18.6M +142,134 +4,377%
CPO
20
Cerity Partners OCIO
New York
$18.2M +$58.3K +446 +0.3%
Stifel Financial
21
Stifel Financial
Missouri
$18M -$2.21M -16,945 -11%
Jane Street
22
Jane Street
New York
$17.1M +$16.8M +128,274 New
TAIM
23
TD Ameritrade Investment Management
Nebraska
$16.8M +$4.2M +32,156 +34%
TNBTD
24
Trustmark National Bank Trust Department
Mississippi
$16.4M +$2.05M +15,697 +15%
MIS
25
Morningstar Investment Services
Illinois
$16M -$1.25M -9,569 -7%

VBK Hedge Fund Activity: Q4 2016 in Review

296 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap Growth ETF (VBK) for Q4 2016, worth a combined $2.39B — up 14% from $2.1B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new VBK positions and 21 closed out — a net gain of 22 holders — while 119 added to existing stakes and 81 trimmed.

The largest buyer was Jones Financial Companies, adding an estimated $251M. The largest seller was Bank of America, cutting an estimated $51.9M.

  • 296 institutional investors held Vanguard Small-Cap Growth ETF (VBK) as of Q4 2016, up from 277 in Q3 2016.
  • Funds reported $2.39B of Vanguard Small-Cap Growth ETF stock for Q4 2016, up 14% quarter-over-quarter.
  • 43 funds opened new Vanguard Small-Cap Growth ETF positions in Q4 2016 and 21 closed out, a net change of +22 holders.
  • The largest Vanguard Small-Cap Growth ETF buyer in Q4 2016 was Jones Financial Companies, an estimated $251M added.
  • The largest Vanguard Small-Cap Growth ETF seller in Q4 2016 was Bank of America, an estimated $51.9M sold.

Based on aggregated 13F filings for Q4 2016.