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Vanguard Small-Cap Growth ETF

265 hedge funds and large institutions have $1.83B invested in Vanguard Small-Cap Growth ETF in 2015 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 96 increasing their positions, 80 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

223% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 13

139% more call options, than puts

Call options by funds: $609K | Put options by funds: $255K

60% more funds holding in top 10

Funds holding in top 10: 1016 (+6)

20% more repeat investments, than reductions

Existing positions increased: 96 | Existing positions reduced: 80

10% more funds holding

Funds holding: 241265 (+24)

7.92% less ownership

Funds ownership: 49.28%41.36% (-7.9%)

12% less capital invested

Capital invested by funds: $2.08B → $1.83B (-$245M)

Holders
265
Holders Change
+24
Holders Change %
+9.96%
% of All Funds
6.95%
Holding in Top 10
16
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+60%
% of All Funds
0.42%
New
42
Increased
96
Reduced
80
Closed
13
Calls
$609K
Puts
$255K
Net Calls
+$354K
Net Calls Change
+$1.93M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$384M +$16M +130,113 +4%
Morgan Stanley
2
Morgan Stanley
New York
$174M -$41.4M -335,534 -19%
LPL Financial
3
LPL Financial
California
$93.5M +$46.9M +380,093 +94%
UBS Group
4
UBS Group
Switzerland
$91M +$11.3M +91,597 +14%
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$90.7M -$419K -3,397 -0.5%
BDF
6
Balasa Dinverno & Foltz
$72M +$1.38M +11,194 +2%
Vanguard Group
7
Vanguard Group
Pennsylvania
$68.7M -$2.33M -18,887 -3%
Wells Fargo
8
Wells Fargo
California
$68.1M +$6.06M +49,164 +10%
SWP
9
Stratos Wealth Partners
Ohio
$35.7M +$5.83M +47,280 +19%
AssetMark Inc
10
AssetMark Inc
California
$34M +$5.02M +40,717 +17%
TCT
11
TIAA CREF Trust
Missouri
$31.7M +$978K +7,934 +3%
IA
12
IndexIQ Advisors
New York
$31.4M +$24.6M +199,290 +334%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$30.4M +$232K +1,881 +0.8%
QI
14
QS Investors
New York
$28.6M +$8.12M +65,869 +39%
UCFA
15
United Capital Financial Advisors
Texas
$25.6M +$2.41M +19,509 +10%
CFB
16
Cullen/Frost Bankers
Texas
$24.5M +$5.12M +41,545 +26%
AIA
17
Arrow Investment Advisors
Maryland
$21.1M +$917K +7,441 +4%
CPO
18
Cerity Partners OCIO
New York
$18.8M +$300K +2,435 +2%
Ameriprise
19
Ameriprise
Minnesota
$16.4M +$1.05M +8,537 +7%
MCM
20
Manchester Capital Management
Vermont
$15.5M +$15.6M +126,861 +17,893%
HSBC Holdings
21
HSBC Holdings
United Kingdom
$15.4M +$154K +1,251 +1%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$14.3M +$3.04M +24,662 +27%
RJA
23
Raymond James & Associates
Florida
$13.6M -$1.34M -10,882 -9%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$13.5M +$11.3M +91,703 +470%
SFS
25
Summit Financial Strategies
Ohio
$13.2M -$202K -1,640 -1%

VBK Hedge Fund Activity: Q4 2015 in Review

265 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap Growth ETF (VBK) for Q4 2015, worth a combined $1.83B — down 12% from $2.08B a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new VBK positions and 13 closed out — a net gain of 29 holders — while 96 added to existing stakes and 80 trimmed.

The largest buyer was LPL Financial, adding an estimated $46.9M. The largest seller was JP Morgan Chase, cutting an estimated $406M.

  • 265 institutional investors held Vanguard Small-Cap Growth ETF (VBK) as of Q4 2015, up from 241 in Q3 2015.
  • Funds reported $1.83B of Vanguard Small-Cap Growth ETF stock for Q4 2015, down 12% quarter-over-quarter.
  • 42 funds opened new Vanguard Small-Cap Growth ETF positions in Q4 2015 and 13 closed out, a net change of +29 holders.
  • The largest Vanguard Small-Cap Growth ETF buyer in Q4 2015 was LPL Financial, an estimated $46.9M added.
  • The largest Vanguard Small-Cap Growth ETF seller in Q4 2015 was JP Morgan Chase, an estimated $406M sold.

Based on aggregated 13F filings for Q4 2015.