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Vanguard Small-Cap Growth ETF

277 hedge funds and large institutions have $2.1B invested in Vanguard Small-Cap Growth ETF in 2016 Q3 according to their latest regulatory filings, with 27 funds opening new positions, 112 increasing their positions, 85 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 19

38% more funds holding in top 10

Funds holding in top 10: 811 (+3)

32% more repeat investments, than reductions

Existing positions increased: 112 | Existing positions reduced: 85

26% more call options, than puts

Call options by funds: $1.51M | Put options by funds: $1.21M

16% more capital invested

Capital invested by funds: $1.81B → $2.1B (+$292M)

2.28% more ownership

Funds ownership: 40.65%42.93% (+2.3%)

0% more funds holding

Funds holding: 276277 (+1)

Holders
277
Holders Change
+1
Holders Change %
+0.36%
% of All Funds
7.39%
Holding in Top 10
11
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+37.5%
% of All Funds
0.29%
New
27
Increased
112
Reduced
85
Closed
19
Calls
$1.51M
Puts
$1.21M
Net Calls
+$310K
Net Calls Change
+$218K
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$367M +$8.36M +64,160 +2%
Jones Financial Companies
2
Jones Financial Companies
Missouri
$194M -$5.48M -42,117 -3%
Morgan Stanley
3
Morgan Stanley
New York
$151M -$2.35M -18,023 -2%
PNC Financial Services Group
4
PNC Financial Services Group
Pennsylvania
$97.5M -$71.8K -551 -0.1%
HI
5
Horizon Investments
North Carolina
$97.1M +$95.9M +736,769 New
UBS Group
6
UBS Group
Switzerland
$84.9M +$1.66M +12,749 +2%
BDF
7
Balasa Dinverno & Foltz
$80.3M +$617K +4,736 +0.8%
AssetMark Inc
8
AssetMark Inc
California
$67.3M +$14.8M +113,385 +29%
Vanguard Group
9
Vanguard Group
Pennsylvania
$64.9M -$2.24M -17,180 -3%
Wells Fargo
10
Wells Fargo
California
$58.7M +$5.74M +44,093 +11%
Natixis Advisors
11
Natixis Advisors
Massachusetts
$46.5M +$114K +873 +0.2%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$45.5M +$5.9M +45,296 +15%
QI
13
QS Investors
New York
$39.9M +$17.4M +133,573 +79%
LPL Financial
14
LPL Financial
California
$37.8M +$35.6M +273,327 +1,694%
UCFA
15
United Capital Financial Advisors
Texas
$36.9M +$1.89M +14,490 +5%
TCT
16
TIAA CREF Trust
Missouri
$28.1M -$2.38M -18,293 -8%
Stifel Financial
17
Stifel Financial
Missouri
$20.1M +$6.02M +46,261 +44%
SEI Investments
18
SEI Investments
Pennsylvania
$18.1M +$4.27M +32,823 +31%
CPO
19
Cerity Partners OCIO
New York
$18M -$555K -4,262 -3%
MIS
20
Morningstar Investment Services
Illinois
$17.1M +$7.65M +58,717 +83%
IA
21
IndexIQ Advisors
New York
$16.5M -$13.9M -107,080 -46%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$15.9M +$1.3M +9,968 +9%
SFS
23
Summit Financial Strategies
Ohio
$15M +$133K +1,020 +0.9%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$14.8M +$36.3K +279 +0.2%
TNBTD
25
Trustmark National Bank Trust Department
Mississippi
$14.2M +$5.42M +41,641 +63%

VBK Hedge Fund Activity: Q3 2016 in Review

277 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Vanguard Small-Cap Growth ETF (VBK) for Q3 2016, worth a combined $2.1B — up 16% from $1.81B a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new VBK positions and 19 closed out — a net gain of 8 holders — while 112 added to existing stakes and 85 trimmed.

The largest buyer was Horizon Investments, opening a new position worth an estimated $95.9M. The largest seller was Ameriprise, cutting an estimated $15M.

  • 277 institutional investors held Vanguard Small-Cap Growth ETF (VBK) as of Q3 2016, up from 276 in Q2 2016.
  • Funds reported $2.1B of Vanguard Small-Cap Growth ETF stock for Q3 2016, up 16% quarter-over-quarter.
  • 27 funds opened new Vanguard Small-Cap Growth ETF positions in Q3 2016 and 19 closed out, a net change of +8 holders.
  • The largest Vanguard Small-Cap Growth ETF buyer in Q3 2016 was Horizon Investments, an estimated $95.9M added.
  • The largest Vanguard Small-Cap Growth ETF seller in Q3 2016 was Ameriprise, an estimated $15M sold.

Based on aggregated 13F filings for Q3 2016.