ETrade Capital Management’s NUVEEN INVESTMENT QLTY MUNI FD NQM Stock Holding History

ETrade Capital Management’s Portfolio NQM Stock Details NQM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-134	Closed	-$2K	–	786
2014 Q1	$2K	Sell	134 -24	-15%	-$338	﹤0.01%	816
2013 Q4	$2K	Sell	158 -1,164	-88%	-$15.6K	﹤0.01%	808
2013 Q3	$18K	Buy	1,322 +15	+1%	+$202	﹤0.01%	580
2013 Q2	$19K	Buy	+1,307	New	+$20.2K	﹤0.01%	499

Other funds holding NQM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

TCM

Tradewinds Capital Management Bellingham, Washington $563M AUM 41.52% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

GEM

Global Endowment Management Charlotte, North Carolina $896M AUM 13.86% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

ETrade Capital Management's NQM Position: Q2 2014 in Review

ETrade Capital Management sold out of NUVEEN INVESTMENT QLTY MUNI FD (NQM) in Q2 2014, closing a stake of 134 shares — an estimated $2K sold.

ETrade Capital Management first reported a position in NQM in Q2 2013 and held it in 4 quarters. The position peaked at $19K in Q2 2013. 53 funds tracked by Wall St. Rank hold NQM as of Q2 2014.

ETrade Capital Management reported no remaining NUVEEN INVESTMENT QLTY MUNI FD position as of Q2 2014 after selling out during the quarter.
ETrade Capital Management sold 134 NUVEEN INVESTMENT QLTY MUNI FD shares in Q2 2014, an estimated $2K.
ETrade Capital Management first reported a position in NUVEEN INVESTMENT QLTY MUNI FD in Q2 2013 and held it in 4 quarters.
ETrade Capital Management's NUVEEN INVESTMENT QLTY MUNI FD position peaked at $19K in Q2 2013.
53 funds tracked by Wall St. Rank held NUVEEN INVESTMENT QLTY MUNI FD as of Q2 2014.

Based on ETrade Capital Management's 13F filing for Q2 2014, filed 13 Aug 2014.