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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$826M
AUM Growth
+$58.2M
Cap. Flow
+$54.9M
Cap. Flow %
6.65%
Top 10 Hldgs %
51.97%
Holding
305
New
38
Increased
129
Reduced
82
Closed
20

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$8.64M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.8M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$5.6M
4
INTC icon
Intel
INTC
+$2.79M
5
V icon
Visa
V
+$2.79M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.1M
2
COMT icon
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
+$2.35M
3
NFLX icon
Netflix
NFLX
+$1.2M
4
IWC icon
iShares Micro-Cap ETF
IWC
+$909K
5
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$897K

Sector Composition

Rank Sector Weight
1 Technology 6.11%
2 Financials 2.5%
3 Consumer Discretionary 2.39%
4 Healthcare 1.9%
5 Industrials 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXP icon
201
American Express
AXP
$224B
$393K 0.05%
3,324
-137
-4% -$16.8K
DIA icon
202
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
$383K 0.05%
1,424
+205
+17% +$54.7K
MDY icon
203
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$379K 0.05%
1,075
-262
-20% -$91.8K
O icon
204
Realty Income
O
$61.1B
$373K 0.05%
5,024
– –
SCHO icon
205
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$366K 0.04%
14,454
+4,796
+50% +$121K
FTV icon
206
Fortive
FTV
$18.2B
$363K 0.04%
8,405
– –
IDXX icon
207
Idexx Laboratories
IDXX
$44.9B
$354K 0.04%
+1,300
New +$362K
CSX icon
208
CSX Corp
CSX
$94B
$349K 0.04%
15,102
-1,404
-9% -$32.7K
NVS icon
209
Novartis
NVS
$302B
$349K 0.04%
+4,018
New +$361K
OKE icon
210
Oneok
OKE
$56.7B
$348K 0.04%
4,727
+1,168
+33% +$82.7K
HSY icon
211
Hershey
HSY
$37.3B
$346K 0.04%
+2,234
New +$337K
PCAR icon
212
PACCAR
PCAR
$70.5B
$345K 0.04%
7,401
+397
+6% +$18.1K
HON icon
213
Honeywell
HON
$76.4B
$344K 0.04%
2,160
+270
+14% +$42.9K
IDV icon
214
iShares International Select Dividend ETF
IDV
$8.31B
$343K 0.04%
11,160
+3,285
+42% +$99.2K
HPE icon
215
Hewlett Packard
HPE
$58.8B
$341K 0.04%
22,478
+1,102
+5% +$15.7K
RWO icon
216
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
$339K 0.04%
6,541
+309
+5% +$15.7K
FNDC icon
217
Schwab Fundamental International Small Company Index ETF
FNDC
$2.99B
$338K 0.04%
+11,015
New +$336K
GD icon
218
General Dynamics
GD
$103B
$337K 0.04%
1,842
-232
-11% -$43.1K
MA icon
219
Mastercard
MA
$498B
$337K 0.04%
+1,241
New +$342K
MDLZ icon
220
Mondelez International
MDLZ
$83.4B
$337K 0.04%
6,097
– –
GILD icon
221
Gilead Sciences
GILD
$165B
$327K 0.04%
5,155
-799
-13% -$52.2K
TGT icon
222
Target
TGT
$66.3B
$327K 0.04%
+3,058
New +$291K
WFC icon
223
Wells Fargo
WFC
$254B
$326K 0.04%
6,455
+1,191
+23% +$56.1K
LUMN icon
224
Lumen
LUMN
$6.43B
$323K 0.04%
25,908
+7,915
+44% +$94K
LHX icon
225
L3Harris
LHX
$55.4B
$322K 0.04%
+1,544
New +$316K
7 8
9
10 11

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AG
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PS
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AMH
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EDRH
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CF
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JCAM
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Empirical Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Empirical Wealth Management held 305 positions worth $826M, up 7.6% from $768M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Empirical Wealth Management deployed $54.9M of net new capital in Q3 2019, opening 38 new positions and adding to 129 existing holdings. Its largest new stake was Vanguard Short-Term Treasury ETF: 141,917 shares worth $8.65M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 5.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $5.1M trimmed.

  • Empirical Wealth Management's largest Q3 2019 buy was Vanguard Short-Term Treasury ETF: 141,917 shares worth $8.65M.
  • Empirical Wealth Management added most to Vanguard Short-Term Corporate Bond ETF in Q3 2019, an estimated $5.8M increase.
  • Empirical Wealth Management's biggest Q3 2019 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $5.1M.
  • Empirical Wealth Management fully exited State Street SPDR S&P 600 Small Cap Growth ETF in Q3 2019, selling an estimated $731K.
  • Empirical Wealth Management's ten largest holdings make up 52% of its $826M portfolio in Q3 2019.
  • Empirical Wealth Management opened 38 new positions and closed 20 in Q3 2019.
  • Empirical Wealth Management's portfolio value rose 7.6% quarter-over-quarter to $826M.

Based on Empirical Wealth Management's 13F filing for Q3 2019, filed 13 Nov 2019.