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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
+2.03%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$564M
AUM Growth
+$30.1M
Cap. Flow
+$20.8M
Cap. Flow %
3.68%
Top 10 Hldgs %
61.92%
Holding
225
New
40
Increased
92
Reduced
55
Closed
11

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.1M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.07M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.75M
4
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$1.56M
5
EW icon
Edwards Lifesciences
EW
+$1.19M

Top Sells

Rank Stock Value
1
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$3.1M
2
DHR icon
Danaher
DHR
+$2.92M
3
FTV icon
Fortive
FTV
+$1.25M
4
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$1.16M
5
MSFT icon
Microsoft
MSFT
+$1.07M

Sector Composition

Rank Sector Weight
1 Miscellaneous 85.01%
2 Technology 4.86%
3 Consumer Discretionary 2.03%
4 Financials 1.84%
5 Healthcare 1.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
201
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.2B
$213K 0.04%
1,853
+93
+5% +$10.7K
MA icon
202
Mastercard
MA
$497B
$213K 0.04%
+959
New +$200K
DTH icon
203
WisdomTree International High Dividend Fund
DTH
$656M
$212K 0.04%
5,070
– –
ANET icon
204
Arista Networks
ANET
$249B
$211K 0.04%
+12,704
New +$216K
QCOM icon
205
Qualcomm
QCOM
$197B
$211K 0.04%
+2,932
New +$193K
SABR icon
206
Sabre
SABR
$936M
$211K 0.04%
+8,074
New +$207K
RFG icon
207
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$332M
$207K 0.04%
6,250
– –
FLIR
208
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$206K 0.04%
+3,345
New +$197K
CY
209
DELISTED
Cypress Semiconductor
CY
$202K 0.04%
+13,958
New +$230K
MDXG icon
210
MiMedx Group
MDXG
$690M
$124K 0.02%
20,000
– –
OPK icon
211
Opko Health
OPK
$1.2B
$77K 0.01%
22,200
-1,000
-4% -$5.31K
CVM icon
212
CEL-SCI Corp
CVM
$26M
$63K 0.01%
518
– –
BRW
213
Saba Capital Income & Opportunities Fund
BRW
$320M
$56K 0.01%
+5,642
New +$56.2K
CHK
214
DELISTED
Chesapeake Energy Corporation
CHK
$46K 0.01%
51
– –
ABBV icon
215
AbbVie
ABBV
$464B
– –
-2,255
Closed -$209K
EBND icon
216
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.26B
– –
-9,120
Closed -$246K
EFV icon
217
iShares MSCI EAFE Value ETF
EFV
$31.5B
– –
-7,985
Closed -$410K
FEMS icon
218
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$225M
– –
-9,270
Closed -$354K
FNDE icon
219
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$10.3B
– –
-24,439
Closed -$676K
FTV icon
220
Fortive
FTV
$16.7B
– –
-25,634
Closed -$1.25M
IEI icon
221
iShares 3-7 Year Treasury Bond ETF
IEI
$17.2B
– –
-1,797
Closed -$216K
IGSB icon
222
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
– –
-9,810
Closed -$509K
VSS icon
223
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.7B
– –
-1,827
Closed -$211K
VWOB icon
224
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.26B
– –
-3,500
Closed -$264K
RAD
225
DELISTED
Rite Aid Corporation
RAD
– –
-500
Closed -$17K
5 6 7 8
9

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LIP
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TCM
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CAI
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NPT
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BTCPP
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Empirical Wealth Management's Q3 2018 Portfolio in Review

As of Q3 2018, Empirical Wealth Management held 225 positions worth $564M, up 5.6% from $534M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Empirical Wealth Management deployed $20.8M of net new capital in Q3 2018, opening 40 new positions and adding to 92 existing holdings. Its largest new stake was iShares Short-Term National Muni Bond ETF: 5,686 shares worth $595K.

By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, down from 87% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares JPMorgan USD Emerging Markets Bond ETF, an estimated $3.1M trimmed.

  • Empirical Wealth Management's largest Q3 2018 buy was iShares Short-Term National Muni Bond ETF: 5,686 shares worth $595K.
  • Empirical Wealth Management added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2018, an estimated $3.1M increase.
  • Empirical Wealth Management's biggest Q3 2018 reduction was iShares JPMorgan USD Emerging Markets Bond ETF, cutting an estimated $3.1M.
  • Empirical Wealth Management fully exited Fortive in Q3 2018, selling an estimated $1.25M.
  • Empirical Wealth Management's ten largest holdings make up 62% of its $564M portfolio in Q3 2018.
  • Empirical Wealth Management opened 40 new positions and closed 11 in Q3 2018.
  • Empirical Wealth Management's portfolio value rose 5.6% quarter-over-quarter to $564M.

Based on Empirical Wealth Management's 13F filing for Q3 2018, filed 13 Nov 2018.