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EWM
Empirical Wealth Management Portfolio holdings
AUM
$6.85B
1-Year Est. Return
30.02%
This Fund
S&P 500
This Quarter
Est. Return
-1.63%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$413M
AUM Growth
+$10.1M
(+2.5%)
Cap. Flow
+$17.7M
Cap. Flow
% of AUM
4.28%
Top 10 Holdings %
Top 10 Hldgs %
65.64%
Holding
110
New
9
Increased
64
Reduced
24
Closed
6
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$12.7M |
| 2 |
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
|
+$9.34M |
| 3 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$1.46M |
| 4 |
Schwab US Large- Cap ETF
SCHX
|
+$1.41M |
| 5 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$1.35M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TUZ
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
|
+$8.65M |
| 2 |
Schwab US TIPS ETF
SCHP
|
+$6.84M |
| 3 |
Invesco Floating Rate Municipal Income ETF
PVI
|
+$1.68M |
| 4 |
GSP
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
|
+$806K |
| 5 |
iShares TIPS Bond ETF
TIP
|
+$492K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 0.96% |
| 2 | Consumer Staples | 0.49% |
| 3 | Industrials | 0.46% |
| 4 | Healthcare | 0.34% |
| 5 | Communication Services | 0.34% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
SLB Ltd
SLB
$72.7B
| $210K | 0.05% |
+2,064
| New | +$225K |
|
102
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
| $208K | 0.05% |
1,760
| – | – |
|
103
Berkshire Hathaway Class A
BRK.A
$1.1T
| $207K | 0.05% |
+1
| New | +$200K |
|
104
Opko Health
OPK
$1.02B
| $170K | 0.04% |
20,000
| – | – |
|
105
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
| – | – |
-2,000
| Closed | -$218K |
|
106
iShares Russell 2000 ETF
IWM
$79.1B
| – | – |
-1,986
| Closed | -$236K |
|
107
Vanguard Growth ETF
VUG
$212B
| – | – |
-12,714
| Closed | -$210K |
|
|
ZAGG
108
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
| – | – |
-40,022
| Closed | -$217K |
|
|
IBMF
109
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
| – | – |
-8,640
| Closed | -$239K |
|
|
MUAC
110
DELISTED
ISHARES TR 2014 AMT-FREE MUN TERM ETF
MUAC
| – | – |
-5,959
| Closed | -$305K |
|
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Empirical Wealth Management's Q3 2014 Portfolio in Review
As of Q3 2014, Empirical Wealth Management held 110 positions worth $413M, up 2.5% from $403M the previous quarter. Its ten largest holdings account for 66% of the portfolio.
Empirical Wealth Management deployed $17.7M of net new capital in Q3 2014, opening 9 new positions and adding to 64 existing holdings. Its largest new stake was Philip Morris: 5,128 shares worth $428K.
By sector, the portfolio is most concentrated in Technology at 0.96% of assets, up from 0.73% a quarter earlier, followed by Consumer Staples and Industrials.
On the sell side, the largest reduction was PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund, an estimated $8.65M trimmed.
- Empirical Wealth Management's largest Q3 2014 buy was Philip Morris: 5,128 shares worth $428K.
- Empirical Wealth Management added most to iShares 1-3 Year Treasury Bond ETF in Q3 2014, an estimated $12.7M increase.
- Empirical Wealth Management's biggest Q3 2014 reduction was PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund, cutting an estimated $8.65M.
- Empirical Wealth Management fully exited ISHARES TR 2014 AMT-FREE MUN TERM ETF in Q3 2014, selling an estimated $305K.
- Empirical Wealth Management's ten largest holdings make up 66% of its $413M portfolio in Q3 2014.
- Empirical Wealth Management opened 9 new positions and closed 6 in Q3 2014.
- Empirical Wealth Management's portfolio value rose 2.5% quarter-over-quarter to $413M.
Based on Empirical Wealth Management's 13F filing for Q3 2014, filed 12 Nov 2014.