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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$826M
AUM Growth
+$58.2M
Cap. Flow
+$54.9M
Cap. Flow %
6.65%
Top 10 Hldgs %
51.97%
Holding
305
New
38
Increased
129
Reduced
82
Closed
20

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$8.64M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.8M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$5.6M
4
INTC icon
Intel
INTC
+$2.79M
5
V icon
Visa
V
+$2.79M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.1M
2
COMT icon
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
+$2.35M
3
NFLX icon
Netflix
NFLX
+$1.2M
4
IWC icon
iShares Micro-Cap ETF
IWC
+$909K
5
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$897K

Sector Composition

Rank Sector Weight
1 Technology 6.11%
2 Financials 2.5%
3 Consumer Discretionary 2.39%
4 Healthcare 1.9%
5 Industrials 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
76
IBM
IBM
$213B
$1.72M 0.21%
12,379
-1,243
-9% -$168K
SCZ icon
77
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.1B
$1.7M 0.21%
29,692
+1,702
+6% +$96.2K
BSCP
78
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$1.64M 0.2%
76,686
+1,961
+3% +$41.7K
IVV icon
79
iShares Core S&P 500 ETF
IVV
$858B
$1.63M 0.2%
5,470
+103
+2% +$30.6K
DIS icon
80
Walt Disney
DIS
$171B
$1.61M 0.2%
12,360
+1,103
+10% +$153K
PBP icon
81
Invesco S&P 500 BuyWrite ETF
PBP
$349M
$1.6M 0.19%
73,922
-23,385
-24% -$507K
SPIB icon
82
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$1.56M 0.19%
44,235
-3,313
-7% -$116K
NFLX icon
83
Netflix
NFLX
$307B
$1.47M 0.18%
54,880
-38,350
-41% -$1.2M
GOOG icon
84
Alphabet (Google) Class C
GOOG
$4.11T
$1.46M 0.18%
23,880
+8,680
+57% +$514K
RWR icon
85
State Street SPDR Dow Jones REIT ETF
RWR
$1.9B
$1.43M 0.17%
13,688
-2,034
-13% -$207K
CSCO icon
86
Cisco
CSCO
$443B
$1.43M 0.17%
28,908
-1,198
-4% -$62.3K
FNDF icon
87
Schwab Fundamental International Large Company Index ETF
FNDF
$24.4B
$1.43M 0.17%
51,784
+43,004
+490% +$1.17M
SCHA icon
88
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$1.42M 0.17%
81,696
+38,944
+91% +$688K
BRK.B icon
89
Berkshire Hathaway Class B
BRK.B
$1.1T
$1.4M 0.17%
6,720
+274
+4% +$56.5K
SCHF icon
90
Schwab International Equity ETF
SCHF
$64.9B
$1.4M 0.17%
87,658
+32,970
+60% +$519K
FNDE icon
91
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.46B
$1.39M 0.17%
50,842
+37,850
+291% +$1.05M
GLD icon
92
CALL
SPDR Gold Trust
GLD
$131B
$1.39M 0.17%
10,000
+5,000
+100% +$695K
LVS icon
93
Las Vegas Sands
LVS
$32.2B
$1.39M 0.17%
+24,000
New +$1.4M
VUG icon
94
Vanguard Growth ETF
VUG
$212B
$1.35M 0.16%
48,900
– –
SPLK
95
DELISTED
Splunk Inc
SPLK
$1.35M 0.16%
11,428
-166
-1% -$20.7K
FDM icon
96
First Trust Dow Jones Select MicroCap Index Fund
FDM
$262M
$1.32M 0.16%
28,797
+2,261
+9% +$102K
ROK icon
97
Rockwell Automation
ROK
$51.1B
$1.3M 0.16%
7,903
+95
+1% +$15K
PFE icon
98
Pfizer
PFE
$143B
$1.3M 0.16%
38,072
-5,729
-13% -$208K
WAFD icon
99
WaFd
WAFD
$2.71B
$1.29M 0.16%
34,773
– –
IWB icon
100
iShares Russell 1000 ETF
IWB
$47.1B
$1.26M 0.15%
7,685
+2,166
+39% +$355K
2 3
4
5 6

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GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return

Empirical Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Empirical Wealth Management held 305 positions worth $826M, up 7.6% from $768M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Empirical Wealth Management deployed $54.9M of net new capital in Q3 2019, opening 38 new positions and adding to 129 existing holdings. Its largest new stake was Vanguard Short-Term Treasury ETF: 141,917 shares worth $8.65M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 5.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $5.1M trimmed.

  • Empirical Wealth Management's largest Q3 2019 buy was Vanguard Short-Term Treasury ETF: 141,917 shares worth $8.65M.
  • Empirical Wealth Management added most to Vanguard Short-Term Corporate Bond ETF in Q3 2019, an estimated $5.8M increase.
  • Empirical Wealth Management's biggest Q3 2019 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $5.1M.
  • Empirical Wealth Management fully exited State Street SPDR S&P 600 Small Cap Growth ETF in Q3 2019, selling an estimated $731K.
  • Empirical Wealth Management's ten largest holdings make up 52% of its $826M portfolio in Q3 2019.
  • Empirical Wealth Management opened 38 new positions and closed 20 in Q3 2019.
  • Empirical Wealth Management's portfolio value rose 7.6% quarter-over-quarter to $826M.

Based on Empirical Wealth Management's 13F filing for Q3 2019, filed 13 Nov 2019.