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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
-1.63%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$413M
AUM Growth
+$10.1M
Cap. Flow
+$17.7M
Cap. Flow %
4.28%
Top 10 Hldgs %
65.64%
Holding
110
New
9
Increased
64
Reduced
24
Closed
6

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.7M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$9.34M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.46M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$1.41M
5
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.35M

Top Sells

Rank Stock Value
1
TUZ
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
+$8.65M
2
SCHP icon
Schwab US TIPS ETF
SCHP
+$6.84M
3
PVI icon
Invesco Floating Rate Municipal Income ETF
PVI
+$1.68M
4
GSP
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
+$806K
5
TIP icon
iShares TIPS Bond ETF
TIP
+$492K

Sector Composition

Rank Sector Weight
1 Technology 0.96%
2 Consumer Staples 0.49%
3 Industrials 0.46%
4 Healthcare 0.34%
5 Communication Services 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COP icon
76
ConocoPhillips
COP
$144B
$339K 0.08%
4,431
+116
+3% +$9.49K
EWX icon
77
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$642M
$336K 0.08%
7,012
+18
+0.3% +$908
PEO
78
Adams Natural Resources Fund
PEO
$731M
$334K 0.08%
12,051
– –
BND icon
79
Vanguard Total Bond Market
BND
$158B
$330K 0.08%
4,029
-1,651
-29% -$135K
VWO icon
80
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$317K 0.08%
7,608
-5,986
-44% -$266K
DLS icon
81
WisdomTree International SmallCap Dividend Fund
DLS
$1.04B
$310K 0.08%
5,239
+71
+1% +$4.5K
GILD icon
82
Gilead Sciences
GILD
$165B
$293K 0.07%
2,748
– –
IBM icon
83
IBM
IBM
$213B
$291K 0.07%
1,605
+335
+26% +$61K
DEM icon
84
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.8B
$287K 0.07%
6,016
+77
+1% +$4.01K
JNJ icon
85
Johnson & Johnson
JNJ
$640B
$284K 0.07%
2,664
+301
+13% +$31.2K
KO icon
86
Coca-Cola
KO
$383B
$281K 0.07%
6,579
+3
+0% +$124
BA icon
87
Boeing
BA
$169B
$278K 0.07%
2,181
+270
+14% +$34K
DIS icon
88
Walt Disney
DIS
$171B
$273K 0.07%
3,072
– –
IJR icon
89
iShares Core S&P Small-Cap ETF
IJR
$109B
$267K 0.06%
5,114
+70
+1% +$3.81K
COST icon
90
Costco
COST
$432B
$265K 0.06%
+2,112
New +$255K
CMF icon
91
iShares California Muni Bond ETF
CMF
$4.55B
$233K 0.06%
4,000
+12
+0.3% +$697
QQQ icon
92
Invesco QQQ Trust
QQQ
$436B
$233K 0.06%
2,360
-190
-7% -$18.5K
SDY icon
93
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$231K 0.06%
3,089
+6
+0.2% +$455
MO icon
94
Altria Group
MO
$125B
$225K 0.05%
+4,900
New +$210K
TGT icon
95
Target
TGT
$66.3B
$219K 0.05%
+2,854
New +$173K
LUV icon
96
Southwest Airlines
LUV
$21.7B
$218K 0.05%
+6,460
New +$197K
IBMD
97
DELISTED
ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF
IBMD
$218K 0.05%
4,129
-1,318
-24% -$69.7K
XOM icon
98
ExxonMobil
XOM
$650B
$215K 0.05%
+2,282
New +$227K
RSP icon
99
Invesco S&P 500 Equal Weight ETF
RSP
$97.3B
$213K 0.05%
2,811
+140
+5% +$10.7K
MRK icon
100
Merck
MRK
$322B
$211K 0.05%
+3,737
New +$210K
1 2 3
4
5

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AG
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PS
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AMH
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EDRH
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CF
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JCAM
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Empirical Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, Empirical Wealth Management held 110 positions worth $413M, up 2.5% from $403M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Empirical Wealth Management deployed $17.7M of net new capital in Q3 2014, opening 9 new positions and adding to 64 existing holdings. Its largest new stake was Philip Morris: 5,128 shares worth $428K.

By sector, the portfolio is most concentrated in Technology at 0.96% of assets, up from 0.73% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund, an estimated $8.65M trimmed.

  • Empirical Wealth Management's largest Q3 2014 buy was Philip Morris: 5,128 shares worth $428K.
  • Empirical Wealth Management added most to iShares 1-3 Year Treasury Bond ETF in Q3 2014, an estimated $12.7M increase.
  • Empirical Wealth Management's biggest Q3 2014 reduction was PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund, cutting an estimated $8.65M.
  • Empirical Wealth Management fully exited ISHARES TR 2014 AMT-FREE MUN TERM ETF in Q3 2014, selling an estimated $305K.
  • Empirical Wealth Management's ten largest holdings make up 66% of its $413M portfolio in Q3 2014.
  • Empirical Wealth Management opened 9 new positions and closed 6 in Q3 2014.
  • Empirical Wealth Management's portfolio value rose 2.5% quarter-over-quarter to $413M.

Based on Empirical Wealth Management's 13F filing for Q3 2014, filed 12 Nov 2014.