We are live on ! Find out more
EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
+1.47%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$354M
AUM Growth
+$33.9M
Cap. Flow
+$29.8M
Cap. Flow %
8.44%
Top 10 Hldgs %
71.74%
Holding
98
New
10
Increased
56
Reduced
24
Closed
5

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$4.58M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$4.38M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$4.08M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$2.39M
5
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$1.86M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$2.88M
2
BSCD
CLAYMORE GUGGENHEIM BULLETSHARES 2013 CORP BD ETF
BSCD
+$1.46M
3
AAPL icon
Apple
AAPL
+$969K
4
VV icon
Vanguard Large-Cap ETF
VV
+$854K
5
TIP icon
iShares TIPS Bond ETF
TIP
+$815K

Sector Composition

Rank Sector Weight
1 Technology 0.5%
2 Industrials 0.44%
3 Healthcare 0.27%
4 Consumer Staples 0.23%
5 Consumer Discretionary 0.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
51
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$684K 0.19%
3,701
+2,112
+133% +$374K
GE icon
52
GE Aerospace
GE
$364B
$653K 0.18%
4,859
-43
-0.9% -$5.42K
MMM icon
53
3M
MMM
$91.8B
$623K 0.18%
5,315
– –
IWC icon
54
iShares Micro-Cap ETF
IWC
$1.42B
$617K 0.17%
8,211
+142
+2% +$10.1K
RWO icon
55
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
$613K 0.17%
14,762
-743
-5% -$31.5K
VYM icon
56
Vanguard High Dividend Yield ETF
VYM
$80.8B
$608K 0.17%
9,753
-2,165
-18% -$131K
BSJF
57
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$606K 0.17%
22,611
+3,683
+19% +$99.1K
BSJE
58
DELISTED
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
$602K 0.17%
22,560
+3,752
+20% +$100K
BSJG
59
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$573K 0.16%
21,195
+3,649
+21% +$98.4K
PG icon
60
Procter & Gamble
PG
$340B
$556K 0.16%
6,832
-91
-1% -$7.41K
SCZ icon
61
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.1B
$549K 0.16%
10,765
+153
+1% +$7.59K
SPSB icon
62
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$545K 0.15%
17,766
+2,998
+20% +$92.2K
BSJI
63
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$539K 0.15%
19,991
+2,731
+16% +$73.3K
BSJH
64
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$533K 0.15%
19,644
+2,722
+16% +$73.5K
VRD
65
DELISTED
SPDR NUVEEN S&P VRDO MUN BD ETF
VRD
$488K 0.14%
16,313
-3,954
-20% -$118K
EWX icon
66
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$642M
$485K 0.14%
10,448
+3,502
+50% +$164K
CVX icon
67
Chevron
CVX
$382B
$474K 0.13%
3,797
+29
+0.8% +$3.5K
TIPZ icon
68
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$89M
$427K 0.12%
7,757
+7
+0.1% +$392
DES icon
69
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$424K 0.12%
18,756
-5,706
-23% -$124K
SBUX icon
70
Starbucks
SBUX
$119B
$416K 0.12%
10,624
+2,382
+29% +$94.2K
BND icon
71
Vanguard Total Bond Market
BND
$158B
$373K 0.11%
4,654
+276
+6% +$22.3K
AMGN icon
72
Amgen
AMGN
$209B
$368K 0.1%
3,228
+1,200
+59% +$137K
QQQ icon
73
Invesco QQQ Trust
QQQ
$436B
$361K 0.1%
+4,104
New +$342K
IWM icon
74
iShares Russell 2000 ETF
IWM
$79.1B
$330K 0.09%
+2,859
New +$316K
BAC icon
75
Bank of America
BAC
$429B
$328K 0.09%
21,066
-87
-0.4% -$1.29K
1 2
3
4

Similar funds

GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return

Empirical Wealth Management's Q4 2013 Portfolio in Review

As of Q4 2013, Empirical Wealth Management held 98 positions worth $354M, up 11% from $320M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Empirical Wealth Management deployed $29.8M of net new capital in Q4 2013, opening 10 new positions and adding to 56 existing holdings. Its largest new stake was iShares Frontier and Select EM ETF: 34,198 shares worth $1.15M.

By sector, the portfolio is most concentrated in Technology at 0.5% of assets, down from 0.81% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Vanguard Short-Term Bond ETF, an estimated $2.88M trimmed.

  • Empirical Wealth Management's largest Q4 2013 buy was iShares Frontier and Select EM ETF: 34,198 shares worth $1.15M.
  • Empirical Wealth Management added most to Vanguard FTSE Developed Markets ETF in Q4 2013, an estimated $4.58M increase.
  • Empirical Wealth Management's biggest Q4 2013 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $2.88M.
  • Empirical Wealth Management fully exited CLAYMORE GUGGENHEIM BULLETSHARES 2013 CORP BD ETF in Q4 2013, selling an estimated $1.46M.
  • Empirical Wealth Management's ten largest holdings make up 72% of its $354M portfolio in Q4 2013.
  • Empirical Wealth Management opened 10 new positions and closed 5 in Q4 2013.
  • Empirical Wealth Management's portfolio value rose 11% quarter-over-quarter to $354M.

Based on Empirical Wealth Management's 13F filing for Q4 2013, filed 24 Jan 2014.