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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
+4.96%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$2B
AUM Growth
+$247M
Cap. Flow
+$170M
Cap. Flow %
8.47%
Top 10 Hldgs %
35.1%
Holding
547
New
96
Increased
227
Reduced
151
Closed
30

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$30.7M
2
OZ icon
Belpointe PREP
OZ
+$22.6M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.03M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$5.17M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.01M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$8.3M
2
ROK icon
Rockwell Automation
ROK
+$3.88M
3
AAPL icon
Apple
AAPL
+$3.41M
4
AVTA
Avantax, Inc. Common Stock
AVTA
+$2.98M
5
SCHF icon
Schwab International Equity ETF
SCHF
+$2.36M

Sector Composition

Rank Sector Weight
1 Miscellaneous 73.99%
2 Technology 9.97%
3 Consumer Discretionary 3.07%
4 Communication Services 2.46%
5 Healthcare 2.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VB icon
26
Vanguard Morningstar Small-Cap ETF
VB
$79.2B
$15.8M 0.79%
69,874
+8,980
+15% +$2.04M
RS icon
27
Reliance Steel & Aluminium
RS
$20.1B
$15.6M 0.78%
95,878
+4,172
+5% +$645K
SCHX icon
28
Schwab US Large- Cap ETF
SCHX
$73.8B
$15.4M 0.77%
813,810
+13,470
+2% +$249K
IWC icon
29
iShares Micro-Cap ETF
IWC
$1.44B
$15.3M 0.76%
109,529
+9,267
+9% +$1.34M
FPE icon
30
First Trust Preferred Securities and Income ETF
FPE
$6.23B
$15.3M 0.76%
750,906
+73,040
+11% +$1.49M
VV icon
31
Vanguard Morningstar Large-Cap ETF
VV
$54.2B
$14.8M 0.74%
67,103
-2,069
-3% -$444K
TSLA icon
32
Tesla
TSLA
$1.44T
$14M 0.7%
39,753
-24,741
-38% -$8.3M
META icon
33
Meta Platforms (Facebook)
META
$1.65T
$13.6M 0.68%
40,413
+1,076
+3% +$357K
JNJ icon
34
Johnson & Johnson
JNJ
$640B
$12.6M 0.63%
73,844
-5,037
-6% -$825K
VTI icon
35
Vanguard Morningstar Total Stock Market ETF
VTI
$687B
$12.6M 0.63%
52,011
+7,041
+16% +$1.66M
ESGD icon
36
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.1B
$12.4M 0.62%
155,976
+27,539
+21% +$2.19M
VWO icon
37
Vanguard FTSE Emerging Markets ETF
VWO
$127B
$11.6M 0.58%
233,810
+37,311
+19% +$1.88M
HYMB icon
38
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.39B
$11.4M 0.57%
378,232
+42,666
+13% +$1.28M
FEM icon
39
First Trust Emerging Markets AlphaDEX Fund
FEM
$821M
$10.8M 0.54%
414,437
+55,200
+15% +$1.44M
AVDV icon
40
Avantis International Small Cap Value ETF
AVDV
$20.4B
$10.8M 0.54%
166,739
+32,902
+25% +$2.13M
MUB icon
41
iShares National Muni Bond ETF
MUB
$44.8B
$9.79M 0.49%
84,154
+696
+0.8% +$80.8K
FNDF icon
42
Schwab Fundamental International Large Company Index ETF
FNDF
$26.3B
$9.44M 0.47%
290,325
+41,945
+17% +$1.38M
GOOG icon
43
Alphabet (Google) Class C
GOOG
$4.1T
$9.38M 0.47%
64,840
+8,080
+14% +$1.17M
SCHA icon
44
Schwab U.S Small- Cap ETF
SCHA
$22.4B
$8.91M 0.44%
348,024
+1,544
+0.4% +$39.9K
VNQI icon
45
Vanguard Global ex-US Real Estate ETF
VNQI
$3.4B
$8.78M 0.44%
162,677
+25,152
+18% +$1.42M
EWX icon
46
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$675M
$8.47M 0.42%
142,870
+16,523
+13% +$981K
COST icon
47
Costco
COST
$401B
$7.92M 0.4%
13,953
-128
-0.9% -$65.6K
NULV icon
48
Nuveen ESG Large-Cap Value ETF
NULV
$2.53B
$7.58M 0.38%
195,027
+17,143
+10% +$669K
QQQ icon
49
Invesco QQQ Trust
QQQ
$488B
$7.56M 0.38%
19,008
-159
-0.8% -$61.4K
NVDA icon
50
NVIDIA
NVDA
$5.27T
$7.33M 0.37%
249,250
-35,070
-12% -$965K
1
2
3 4 5

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Empirical Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, Empirical Wealth Management held 547 positions worth $2B, up 14% from $1.76B the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Empirical Wealth Management deployed $170M of net new capital in Q4 2021, opening 96 new positions and adding to 227 existing holdings. Its largest new stake was iShares MSCI USA Momentum Factor ETF: 166,508 shares worth $30.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 74% of assets, down from 75% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Tesla, an estimated $8.3M trimmed.

  • Empirical Wealth Management's largest Q4 2021 buy was iShares MSCI USA Momentum Factor ETF: 166,508 shares worth $30.3M.
  • Empirical Wealth Management added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q4 2021, an estimated $7.03M increase.
  • Empirical Wealth Management's biggest Q4 2021 reduction was Tesla, cutting an estimated $8.3M.
  • Empirical Wealth Management fully exited Invesco BulletShares 2021 Corporate Bond ETF in Q4 2021, selling an estimated $2.14M.
  • Empirical Wealth Management's ten largest holdings make up 35% of its $2B portfolio in Q4 2021.
  • Empirical Wealth Management opened 96 new positions and closed 30 in Q4 2021.
  • Empirical Wealth Management's portfolio value rose 14% quarter-over-quarter to $2B.

Based on Empirical Wealth Management's 13F filing for Q4 2021, filed 14 Feb 2022.