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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
-0.69%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$1.76B
AUM Growth
+$105M
Cap. Flow
+$122M
Cap. Flow %
6.93%
Top 10 Hldgs %
37.83%
Holding
493
New
50
Increased
189
Reduced
180
Closed
42

Top Buys

Rank Stock Value
1
DFIV icon
Dimensional International Value ETF
DFIV
+$31.7M
2
TSLA icon
Tesla
TSLA
+$12.4M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.88M
4
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$5.01M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.36M

Top Sells

Rank Stock Value
1
MCHP icon
Microchip Technology
MCHP
+$3.53M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$3.01M
3
V icon
Visa
V
+$2.63M
4
LOGI icon
Logitech
LOGI
+$1.75M
5
AMZN icon
Amazon
AMZN
+$1.61M

Sector Composition

Rank Sector Weight
1 Miscellaneous 75.02%
2 Technology 9.59%
3 Consumer Discretionary 3.11%
4 Communication Services 2.7%
5 Healthcare 2.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPE icon
26
First Trust Preferred Securities and Income ETF
FPE
$6.23B
$13.9M 0.79%
677,866
+60,876
+10% +$1.26M
VV icon
27
Vanguard Morningstar Large-Cap ETF
VV
$54.2B
$13.9M 0.79%
69,172
+117
+0.2% +$24.2K
SCHX icon
28
Schwab US Large- Cap ETF
SCHX
$73.8B
$13.9M 0.79%
800,340
+24,546
+3% +$438K
META icon
29
Meta Platforms (Facebook)
META
$1.65T
$13.4M 0.76%
39,337
-548
-1% -$197K
VB icon
30
Vanguard Morningstar Small-Cap ETF
VB
$79.2B
$13.3M 0.76%
60,894
+6,925
+13% +$1.54M
RS icon
31
Reliance Steel & Aluminium
RS
$20.1B
$13.1M 0.74%
91,706
-608
-0.7% -$91.4K
JNJ icon
32
Johnson & Johnson
JNJ
$640B
$12.7M 0.73%
78,881
-1,675
-2% -$286K
ESGD icon
33
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.1B
$10.1M 0.57%
128,437
+17,831
+16% +$1.43M
HYMB icon
34
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.39B
$10.1M 0.57%
335,566
+23,604
+8% +$717K
VTI icon
35
Vanguard Morningstar Total Stock Market ETF
VTI
$687B
$9.99M 0.57%
44,970
+2,708
+6% +$618K
VWO icon
36
Vanguard FTSE Emerging Markets ETF
VWO
$127B
$9.83M 0.56%
196,499
+30,064
+18% +$1.55M
MUB icon
37
iShares National Muni Bond ETF
MUB
$44.8B
$9.7M 0.55%
83,458
+7,643
+10% +$896K
FEM icon
38
First Trust Emerging Markets AlphaDEX Fund
FEM
$821M
$9.67M 0.55%
359,237
-15,455
-4% -$424K
SCHA icon
39
Schwab U.S Small- Cap ETF
SCHA
$22.4B
$8.67M 0.49%
346,480
-11,084
-3% -$281K
AVDV icon
40
Avantis International Small Cap Value ETF
AVDV
$20.4B
$8.65M 0.49%
133,837
+35,784
+36% +$2.34M
FNDF icon
41
Schwab Fundamental International Large Company Index ETF
FNDF
$26.3B
$8.15M 0.46%
248,380
+20,348
+9% +$674K
VNQI icon
42
Vanguard Global ex-US Real Estate ETF
VNQI
$3.4B
$7.75M 0.44%
137,525
+19,720
+17% +$1.16M
GOOG icon
43
Alphabet (Google) Class C
GOOG
$4.1T
$7.57M 0.43%
56,760
+4,240
+8% +$585K
SCHE icon
44
Schwab Emerging Markets Equity ETF
SCHE
$13B
$7.55M 0.43%
247,800
+20,719
+9% +$647K
EWX icon
45
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$675M
$7.41M 0.42%
126,347
-1,676
-1% -$101K
FTSL icon
46
First Trust Senior Loan Fund ETF
FTSL
$2.41B
$7.18M 0.41%
150,042
-2,932
-2% -$140K
SCHF icon
47
Schwab International Equity ETF
SCHF
$69.5B
$7.03M 0.4%
363,340
+151,318
+71% +$3.01M
QQQ icon
48
Invesco QQQ Trust
QQQ
$488B
$6.86M 0.39%
19,167
-8,169
-30% -$3.01M
NULV icon
49
Nuveen ESG Large-Cap Value ETF
NULV
$2.53B
$6.67M 0.38%
177,884
+27,618
+18% +$1.06M
SHM icon
50
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.5B
$6.39M 0.36%
129,364
-25,685
-17% -$1.27M
1
2
3 4 5

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NP
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LIP
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TCM
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CAI
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NPT
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BTCPP
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Empirical Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Empirical Wealth Management held 493 positions worth $1.76B, up 6.3% from $1.65B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Empirical Wealth Management deployed $122M of net new capital in Q3 2021, opening 50 new positions and adding to 189 existing holdings. Its largest new stake was Dimensional International Value ETF: 959,925 shares worth $31.4M.

By sector, the portfolio is most concentrated in Miscellaneous at 75% of assets, down from 76% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Microchip Technology, an estimated $3.53M trimmed.

  • Empirical Wealth Management's largest Q3 2021 buy was Dimensional International Value ETF: 959,925 shares worth $31.4M.
  • Empirical Wealth Management added most to Tesla in Q3 2021, an estimated $12.4M increase.
  • Empirical Wealth Management's biggest Q3 2021 reduction was Microchip Technology, cutting an estimated $3.53M.
  • Empirical Wealth Management fully exited iShares 10+ Year Investment Grade Corporate Bond ETF in Q3 2021, selling an estimated $1.47M.
  • Empirical Wealth Management's ten largest holdings make up 38% of its $1.76B portfolio in Q3 2021.
  • Empirical Wealth Management opened 50 new positions and closed 42 in Q3 2021.
  • Empirical Wealth Management's portfolio value rose 6.3% quarter-over-quarter to $1.76B.

Based on Empirical Wealth Management's 13F filing for Q3 2021, filed 2 Nov 2021.