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EWM

Empirical Wealth Management Portfolio holdings

AUM $6.85B
1-Year Est. Return 30.02%
This Fund
S&P 500
This Quarter Est. Return
-1.26%
1 Year Est. Return
+30.02%
3 Year Est. Return
+78.84%
5 Year Est. Return
+77.47%
10 Year Est. Return
+164.63%
AUM
$407M
AUM Growth
+$24.5M
Cap. Flow
+$30.2M
Cap. Flow %
7.42%
Top 10 Hldgs %
70.72%
Holding
130
New
21
Increased
68
Reduced
26
Closed
7

Top Buys

Rank Stock Value
1
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$6.3M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.26M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.26M
4
HYD icon
VanEck High Yield Muni ETF
HYD
+$2M
5
MUB icon
iShares National Muni Bond ETF
MUB
+$1.96M

Top Sells

Rank Stock Value
1
BSCG
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
+$1.95M
2
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$1.77M
3
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$1.38M
4
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$975K
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$593K

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.67%
2 Technology 2.01%
3 Financials 1.04%
4 Industrials 0.68%
5 Healthcare 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCJ
26
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$2.15M 0.53%
101,594
+1,644
+2% +$34.9K
BSCK
27
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$2.09M 0.51%
98,528
+3,684
+4% +$78.8K
INTC icon
28
Intel
INTC
$544B
$2.01M 0.49%
55,412
-10,241
-16% -$367K
SCHP icon
29
Schwab US TIPS ETF
SCHP
$15.9B
$1.92M 0.47%
69,838
+1,744
+3% +$48.6K
VYM icon
30
Vanguard High Dividend Yield ETF
VYM
$82.7B
$1.91M 0.47%
25,155
+6,130
+32% +$450K
BSCL
31
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$1.58M 0.39%
75,450
+5,965
+9% +$127K
BSCM
32
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$1.58M 0.39%
75,518
+5,016
+7% +$106K
VNQI icon
33
Vanguard Global ex-US Real Estate ETF
VNQI
$3.4B
$1.52M 0.37%
30,707
+13,002
+73% +$675K
RWR icon
34
State Street SPDR Dow Jones REIT ETF
RWR
$1.82B
$1.46M 0.36%
15,685
+4,867
+45% +$446K
SCZ icon
35
iShares MSCI EAFE Small-Cap ETF
SCZ
$13B
$1.41M 0.35%
+28,371
New +$1.43M
SBUX icon
36
Starbucks
SBUX
$113B
$1.29M 0.32%
23,237
+549
+2% +$30.4K
AGG icon
37
iShares Core US Aggregate Bond ETF
AGG
$137B
$1.28M 0.31%
11,845
-658
-5% -$72.1K
CVX icon
38
Chevron
CVX
$420B
$1.26M 0.31%
10,747
+59
+0.6% +$6.42K
VT icon
39
Vanguard Total World Stock ETF
VT
$81.6B
$1.22M 0.3%
+20,031
New +$1.21M
SPIB icon
40
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$1.15M 0.28%
33,922
+1,981
+6% +$67.9K
SPSB icon
41
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.5B
$1.14M 0.28%
37,302
-10,627
-22% -$325K
BSJI
42
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$1.14M 0.28%
45,100
+4,527
+11% +$114K
BSJJ
43
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$1.13M 0.28%
46,920
+4,339
+10% +$104K
DWX icon
44
State Street SPDR S&P International Dividend ETF
DWX
$527M
$1.09M 0.27%
30,153
+4,080
+16% +$147K
IGSB icon
45
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$1.09M 0.27%
20,688
+1,828
+10% +$96.1K
DES icon
46
WisdomTree US SmallCap Dividend Fund
DES
$2.16B
$1.08M 0.26%
39,048
+10,926
+39% +$282K
IVV icon
47
iShares Core S&P 500 ETF
IVV
$868B
$1.07M 0.26%
4,770
+830
+21% +$182K
BSJH
48
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$1.07M 0.26%
41,563
+4,806
+13% +$124K
ITM icon
49
VanEck Intermediate Muni ETF
ITM
$2.06B
$1.05M 0.26%
22,673
-95
-0.4% -$4.5K
BSJL
50
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$1.04M 0.26%
42,262
+4,478
+12% +$110K
1
2
3 4 5

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NP
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LIP
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TCM
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CAI
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NPT
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BTCPP
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Empirical Wealth Management's Q4 2016 Portfolio in Review

As of Q4 2016, Empirical Wealth Management held 130 positions worth $407M, up 6.4% from $383M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Empirical Wealth Management deployed $30.2M of net new capital in Q4 2016, opening 21 new positions and adding to 68 existing holdings. Its largest new stake was Vanguard FTSE Developed Markets ETF: 89,275 shares worth $3.26M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 94% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was State Street SPDR Nuveen ICE High Yield Municipal Bond ETF, an estimated $1.38M trimmed.

  • Empirical Wealth Management's largest Q4 2016 buy was Vanguard FTSE Developed Markets ETF: 89,275 shares worth $3.26M.
  • Empirical Wealth Management added most to State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q4 2016, an estimated $6.3M increase.
  • Empirical Wealth Management's biggest Q4 2016 reduction was State Street SPDR Nuveen ICE High Yield Municipal Bond ETF, cutting an estimated $1.38M.
  • Empirical Wealth Management fully exited Guggenheim BulletShares 2016 Corporate Bond ETF in Q4 2016, selling an estimated $1.95M.
  • Empirical Wealth Management's ten largest holdings make up 71% of its $407M portfolio in Q4 2016.
  • Empirical Wealth Management opened 21 new positions and closed 7 in Q4 2016.
  • Empirical Wealth Management's portfolio value rose 6.4% quarter-over-quarter to $407M.

Based on Empirical Wealth Management's 13F filing for Q4 2016, filed 8 Feb 2017.